Lesa Sroufe & Company Inc

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Lesa Sroufe & Company Inc
CRD #130232
SEC #801-63880
CIK #0001492162
AUM 207.3 M (2026-03-26)
Employees 4 (75% Investors, 0% Brokers)
Phone206-838-8383
Address801 Second Ave
Seattle, WA 98104
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
50040030020010002002201020182027
CIK Period
0001492162
Sector Form 13F Holdings Value ($M)
Telefonica Brasil Sa 3.6
Black Hills Corp /SD/ 3.3
Alaska Air Group Inc 3.1
Dril-Quip Inc 3.0
Amgen Inc 3.0
Tutor Perini Corp 2.9
Fluor Corp 2.9
Hawaiian Electric Industries Inc 2.9
Northwestern Energy Group Inc 2.7
Heartland Express Inc 2.4
Dole PLC 1.9
Apple Inc 1.5
Smith & Wesson Holding Corp 1.2
Merck & Co Inc 1.1
McDonalds Corp 1.0
SPDR Gold Trust 0.9
Johnson & Johnson 0.9
Paccar Inc 0.7
AbbVie Inc 0.6
PepsiCo Inc 0.6
Procter & Gamble Co 0.5
Chevron Corp 0.5
Amazon Com Inc 0.5
iShares Comex Gold Trust 0.5
Ameriserv Financial Inc /PA/ 0.4
 
 
 
 
 
 
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 17 3.3
(b) Individuals (high net worth individuals) 221 204.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 238 207.3
By Discretionary
Discretionary 206 199.1
Non-Discretionary 32 8.3
Total 238 207.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 207.3
Total 238 207.3
EDGAR Form CIK 2011 - 2026
13F-HR [0001492162]
Firm Profile (Form ADV)
Discretionary AUM$0.3B
Clients1
ServesInstitutional, Retail, Research
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