Lesa Sroufe & Company Inc

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Lesa Sroufe & Company Inc
CRD #130232
SEC #801-63880
CIK #0001492162
AUM $158.6 M (2025-03-31)
Employees 4 (75% Investors, 0% Brokers)
Phone206-838-8383
Address801 Second Ave
Seattle, WA 98104
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
50040030020010002003201020182026
CIK Period
0001492162
Sector Form 13F Holdings Value ($M)
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Hawaiian Electric Industries Inc 2.0
Nokia Corp 2.0
Heartland Express Inc 2.0
Alaska Air Group Inc 1.8
Dril-Quip Inc 1.8
Dole PLC 1.8
Intel Corp 1.6
Apple Inc 1.2
McDonalds Corp 0.9
Smith & Wesson Holding Corp 0.7
 
 
 
 
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 152 82.8
(b) Individuals (high net worth individuals) 80 75.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 1 0.8
(n) Other 1 0.0
Total 233 158.6
By Discretionary
Discretionary 200 148.8
Non-Discretionary 33 9.8
Total 233 158.6
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 158.6
Total 233 158.6
EDGAR Form CIK 2011 - 2025
13F-HR [0001492162]
Comparable Firms State AUM ($B)
Amuni Financial Inc
FL 0.2
Oceanside Advisors LLC
SC 0.2
Networth Advisors LLC
PA 0.2
High Plains Investment Advisors Inc
TX 0.2
360 Financial Partners LLC
SC 0.2
Elysium Wealth Management LLC
UT 0.2
Davis Wealth Advisors LLC
NH 0.2
APS Management Group Inc
CA 0.2
Downing Street Wealth Management LLC
CO 0.2
Integra Financial Inc
CO 0.2
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