Level Four Capital Management

Item 7 – Types of Clients

LFCM generally provides investment advice and investment management services through either a third-party
arrangement or a sub-advisory arrangement with either affiliated (LFAS) or unaffiliated SEC and state-registered
investment advisers to the following types of clients:

    •   Individuals
    •   High net worth individuals
    •   Pension and profit-sharing plans
    •   Charitable organizations
    •   Trusts and estates
    •   State or municipal government entities
    •   Corporations or business entities other than those listed above
    •   ETF’s

Minimum Investment Amounts Required

For accounts managed in investment strategies developed by the LFCM Investment Committee, a minimum of $10,000 is
required for asset allocation models, $100,000 for equity portfolios, $100,000 for taxable fixed income (corporate bonds),
$175,000 for tax exempt/municipals, and $500,000 for tax exempt high yield municipals. Exceptions to these minimums
may be granted at the discretion of LFAS/LFCM. Accounts investing in a private fund alternative (credit or equity) product
must have a minimum of $250,000 to invest.