|
⚲
|
| LSY Inc
✚
|
|
|---|---|
| CRD # | 38 |
| SEC # | 801-57838 |
| CIK # | |
| AUM | $616.9 MM (2024-06-26) |
| Employees | 32 (100% Investors, 100% Brokers) |
| Phone | 925-866-2882 |
| Address | 12667 Alcosta Blvd, Suite 160 San Ramon, CA 94583 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 668 | 168.4 |
| (b) Individuals (high net worth individuals) | 221 | 420.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 22.0 |
| (h) Charitable organizations | 5 | 2.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 4.2 |
| (n) Other | 0 | 0.1 |
| Total | 1,815 | 616.9 |
| By Discretionary | ||
| Discretionary | 1,558 | 574.4 |
| Non-Discretionary | 257 | 42.5 |
| Total | 1,815 | 616.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.4 | |
| United States Persons | 615.5 | |
| Total | 1,815 | 616.9 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Bason Asset Management LLC
✚
|
CO | 0.6 |
|
Dopkins Wealth Management LLC
✚
|
NY | 0.6 |
|
Financial Partners Group LLC
✚
|
TN | 0.6 |
|
Diligent Investors LLC
✚
|
CA | 0.6 |
|
Trubee Wealth Advisors Inc
✚
|
NY | 0.6 |
|
Cadent Capital Advisors LLC
✚
|
OK | 0.6 |
|
Stolper & Company
✚
|
CA | 0.6 |
|
Sentinus LLC
✚
|
IL | 0.6 |
|
Silver Heights Capital Management Inc
✚
|
0.6 | |
|
Front Street Capital Management Inc
✚
|
MT | 0.6 |