Rosel Wealth Management LLC

ITEM 5: FEES & COMPENSATION

Compensation for Our Advisory Services

Asset Management

The maximum annual fee charged for this service will not exceed 1.50%. Fees to be assessed will be
outlined in the advisory agreement to be signed by the Client. Annualized fees are billed on a pro-
rata basis quarterly in advance based on the market value of the account(s) on the last day of the
previous quarter. Adjustments will be made for deposits and withdrawals exceeding $50,000 per
transaction within an account on a quarterly basis. Our firm bills on cash unless indicated otherwise

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in writing. In rare cases, our firm will agree to invoice directly. Fees are negotiable and will be
deducted from client account(s). As part of this process, Clients understand the following:

    •    The client’s independent custodian sends statements at least quarterly showing the market
         values for each security included in the Assets and all account disbursements, including the
         amount of the advisory fees paid to our firm;
    •    Clients will provide authorization permitting our firm to be directly paid by these terms. Our
         firm will send an invoice directly to the custodian; and
    •    If our firm sends a copy of our invoice to the client, our invoice will include a disclosure urging
         the client to compare the information provided in our statement with those from the qualified
         custodian.

Comprehensive Portfolio Management

The maximum annual fee charged for this service will not exceed 1.50%. Fees to be assessed will be
outlined in the advisory agreement to be signed by the Client. Annualized fees are billed on a pro-
rata basis quarterly in advance based on the value of the account(s) on the last day of the previous
quarter. Adjustments will be made for deposits and withdrawals exceeding $50,000 per transaction
within an account on a quarterly basis. Our firm bill on cash unless indicated otherwise in writing. In
rare cases, our firm will agree to directly invoice. Fees are negotiable and will be deducted from client
account(s). As part of this process, Clients understand the following:

    •    The client’s independent custodian sends statements at least quarterly showing the market
         values for each security included in the Assets and all account disbursements, including the
         amount of the advisory fees paid to our firm;
    •    Clients will provide authorization permitting our firm to be directly paid by these terms. Our
         firm will send an invoice directly to the custodian; and
    •    If our firm sends a copy of our invoice to the client, our invoice will include a disclosure urging
         the client to compare the information provided in our statement with those from the qualified
         custodian.

Financial Planning & Consulting

Our firm charges on an hourly or flat fee basis for financial planning and consulting services. The total
estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our
engagement with the client. Flat fees will not exceed $20,000. Our firm requires a retainer of 50% of
the ultimate financial planning or consulting fee at the time of signing. The remainder of the fee will
be directly billed to the client and due within 30 days of a financial plan being delivered or
consultation rendered. Our firm will not require a retainer exceeding $1,200 when services cannot
be rendered within 6 months.

Retirement Plan Consulting

Our Retirement Plan Consulting services are billed on a fee based on the percentage of Plan assets
under management. The total estimated fee, as well as the ultimate fee charged, is based on the scope
and complexity of our engagement with the client. Fees will not exceed 1.00%. The fee-paying
arrangements for Retirement Plan Consulting service will be determined on a case-by-case basis and
will be detailed in the signed consulting agreement. Clients will be invoiced directly for the fees.

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Tax Preparation Fee Reimbursement Program

Eligibility for the Tax Preparation Fee Reimbursement Program is determined based on the client
household’s billable assets under management (“AUM”) with us as of April 15 of the applicable year,
calculated using our standard AUM valuation methodology. If a household’s AUM as of that date is
between $2.5 million and $5.0 million, the household may receive a reimbursement of $1,500; if
between $5.0 million and $10.0 million, the household may receive $3,000; if between $10.0 million
and $20.0 million, the household may receive $5,000; and if $20.0 million or more, the household
may receive $10,000. The benefit will be provided as a reimbursement against advisory fees, as
determined by us and disclosed to the client, and if provided as a fee reimbursement, it will be applied
to the next applicable billing period. Participation in the program is not contingent upon the client’s
use of any particular accountant or tax professional, including any tax professionals we may
recommend. This program creates an incentive for clients to maintain or increase assets under our
management in order to qualify for, or increase the amount of, the reimbursement, which could also
encourage clients to refrain from withdrawing assets; we seek to address this conflict through full
disclosure and by acting in our clients’ best interests. Clients should consult their tax adviser
regarding the tax treatment of advisory fee reimbursements.

Referrals to Third-Party Money Managers

The total annual advisory fee for this service, including Rosel’s advisory fee, shall not exceed 3.00%.
A portion of this fee will be paid to our firm and will be outlined in the third-party money manager’s
...

ITEM 7: TYPES OF CLIENTS & ACCOUNT REQUIREMENTS

Our firm has the following types of clients:

    •    Individuals and High Net Worth Individuals;
    •    Trusts, Estates or Charitable Organizations;
    •    Pension and Profit Sharing Plans;
    •    Corporations, Limited Liability Companies, and/or Other Business Types

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Our firm requires a minimum household account balance of $1,000,000 for our Comprehensive
Portfolio Management and Asset Management services. This minimum account balance requirement
is negotiable and may be waived by our firm on a case-by-case basis at our sole discretion.