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| Happy Holidays!! thanks for using AUM13F!! |
| Mackay Shields LLC
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| CRD # | 107717 |
| SEC # | 801-5594 |
| CIK # | 0000061227 |
| AUM | $151.6 B (2025-06-27) |
| Employees | 201 (39% Investors, 15% Brokers) |
| Phone | 212-758-5400 |
| Address | 299 Park Avenue New York, NY 10171 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nuveen Amt-Free Quality Municipal Income Fund | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Mackay Shields Series Fund LLC - High Yield Corporate Bond Series | [2025-01-21] | 23.6 | 30.4 |
| HF | Mackay Shields Series Fund LLC - Securitized Credit Opportunities Series | 2024-03-22 | 24.9 | |
| HF | Mackay Municipal High Income Opportunities Fund LP | [2021-03-31] | 819.5 | 800.4 |
| HF | Mackay Flexible Income Fund LP | [2020-06-15] | 3.2 | 2.8 |
| PE | Mackay Shields TALF 20 Opportunities Master Fund LP | [2020-06-15] | 65.0 | 930.7 |
| HF | Mackay Municipal High Yield Select Fund LP | [2019-11-07] | 650.4 | 608.8 |
| HF | Mackay Municipal US Infrastructure Opportunities Fund LP | [2019-11-07] | 114.5 | 35.2 |
| HF | Mackay Municipal Opportunities Allocation Master Fund LP | [2019-05-07] | 1,047.1 | 1,617.5 |
| SA | MKS CLO 2017-2 Ltd | 2018-03-28 | 397.5 | |
| HF | Mackay CornerStone US Equity Market Neutral Fund LP | [2017-09-28] | 32.8 | 0.1 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 21 | 2.6 |
| (c) Banking or thrift institutions | 1 | 0.4 |
| (d) Investment companies | 41 | 65.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 48 | 23.1 |
| (g) Pension and profit sharing plans | 81 | 14.0 |
| (h) Charitable organizations | 1 | 0.1 |
| (i) State or municipal government entities | 33 | 12.3 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 77 | 27.6 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 3.9 |
| (m) Corporations or other businesses not listed above | 9 | 1.8 |
| (n) Other | 48 | 0.6 |
| Total | 377 | 151.6 |
| By Discretionary | ||
| Discretionary | 377 | 151.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 377 | 151.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 23.6 | |
| United States Persons | 128.0 | |
| Total | 377 | 151.6 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000061227] | |
| 3 | [0000061227] | |
| SC 13D | [0000061227] | |
| SC 13G | [0000061227] |
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VT | 3.5 |