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| Oppenheimer Asset Management Inc
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| CRD # | 105559 |
| SEC # | 801-31427 |
| CIK # | 0001269119 |
| AUM | 21.33 B (2026-03-19) |
| Employees | 129 (100% Investors, 41% Brokers) |
| Phone | 212-668-8000 |
| Address | 85 Broad Street New York, NY 10004 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 0.2 | ||
| Nvidia Corp | 0.2 | ||
| Johnson & Johnson | 0.1 | ||
| Chevron Corp | 0.1 | ||
| J P Morgan Chase & Co | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Apple Inc | 0.1 | ||
| Citigroup Inc | 0.1 | ||
| Broadcom Inc | 0.1 | ||
| United Technologies Corp /DE/ | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | AA 26N Private Equity Access Fund LLC | [2026-03-19] | 8.7 M | |
| Filed 2025-03-18 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | AA Millennium USA Access Fund LLC | [2026-03-19] | 202.9 M | 68.1 M |
| Filed 2025-10-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | AA Oaktree Power7 Access Fund LLC | [2026-03-19] | 50.3 M | 5.8 M |
| Filed 2025-09-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 39,766 | 13.1 |
| (b) Individuals (high net worth individuals) | 2,034 | 4.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 0.1 |
| (g) Pension and profit sharing plans | 470 | 0.4 |
| (h) Charitable organizations | 252 | 0.8 |
| (i) State or municipal government entities | 6 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 765 | 1.6 |
| (n) Other | 241 | 1.0 |
| Total | 43,537 | 21.3 |
| By Discretionary | ||
| Discretionary | 29,095 | 16.3 |
| Non-Discretionary | 14,442 | 5.0 |
| Total | 43,537 | 21.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.1 | |
| United States Persons | 20.2 | |
| Total | 43,537 | 21.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Bryan McKigney | Executive Officer | 26 | 3 | |
| Oppenheimer Alternative Investment Management LLC | Executive Officer | 17 | 3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001269119] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.2B |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund, Private Equity |
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