Metropolitan West Asset Management LLC

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Metropolitan West Asset Management LLC
CRD #104571
SEC #801-53332
CIK #0001491464
AUM 78.52 B (2026-05-05)
Employees 377 (23% Investors, 21% Brokers)
Fees
Minimum
Phone213-244-0000
Address515 South Flower Street
Los Angeles, CA 90071
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
15012090603002000200920182027
Fees and Compensation — Form ADV Part 2A (3/27/2026) [Brochure]
ITEM 5: FEES AND COMPENSATION
TCW Metropolitan West Mutual Funds. We removed a fund we no longer offer.
Account Minimums and Types of Clients — Form ADV Part 2A (3/27/2026) [Brochure]
ITEM 7: TYPES OF CLIENTS
Fixed Income Strategies. We have modified the minimum amount required for the Bank Loans
strategy. TCW Metropolitan West Mutual Funds. We updated the name of our mutual fund
complex.
CIK Period
0001491464
Sector Form 13F Holdings Value ($B)
Nvidia Corp 1.0
Microsoft Corp 0.6
Broadcom Inc 0.5
Amazon Com Inc 0.5
Alphabet Inc 0.5
Facebook Inc 0.3
General Electric Co 0.3
ASML Holding NV 0.2
Arista Networks Inc 0.2
Visa Inc 0.2
Costco Wholesale Corp /NEW 0.2
Mastercard Inc 0.2
Eaton Corp Ltd 0.2
Palo Alto Networks Inc 0.1
J P Morgan Chase & Co 0.1
Apple Inc 0.1
McKesson Corp 0.1
GS Acquisition Holdings Corp 0.1
ServiceNow Inc 0.1
Equinix Inc 0.1
Cadence Design Systems Inc 0.1
Intuitive Surgical Inc 0.1
Intel Corp 0.1
International Business Machines Corp 0.1
O Reilly Automotive Inc 0.1
Spotify Technology Sa 0.1
 
 
 
 
 
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Type Form D Funds Date Sold AUM
HF Metwest Enhanced TALF Strategy Fund LP [2012-03-30] 342.0 M 253.1 M
Filed 2010-02-10 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Commission $20,094 · Net Assets Over $100,000,000
SA MWAM CBO 2001-1 Ltd 2012-03-30 26.0 M
PE MWAM Opportunity Master Fund BV [2012-03-30] 43.8 M
SA Saturn Ventures 2005-1 Ltd 2012-03-30 48.6 M
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 1 0.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 8 54.8
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 40 8.5
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 13 4.7
(i) State or municipal government entities 14 6.5
(j) Other investment advisers 0 0.0
(k) Insurance companies 9 1.9
(l) Sovereign wealth funds and foreign official institutions 2 0.3
(m) Corporations or other businesses not listed above 4 1.9
(n) Other 0 0.0
Total 107 78.5
By Discretionary
Discretionary 105 78.5
Non-Discretionary 2 0.0
Total 107 78.5
By Non-United States Persons
Non-United States Persons 0.4
United States Persons 78.2
Total 107 78.5
Form D Directors Role # Filings # Firms 2011 - 2026
David Lippman Executive Officer 15 4
Laird Landmann Executive Officer 12 3
Patrick Doyle Promoter 12 2
Cal Rivelle Executive Officer 1 1
Joseph Hattesohl Executive Officer 1 1
EDGAR Form CIK 2011 - 2026
13F-NT [0001491464]
Firm Profile (Form ADV)
Discretionary AUM$42.0B
ServesInstitutional, Retail
Fund TypesHedge Fund, Private Equity
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