Middleton & Company

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Middleton & Company
CRD #284996
SEC #801-131399
CIK #0001614345, 0000919497
AUM $110.0 M (2025-03-14)
Employees 4 (50% Investors, 0% Brokers)
Phone360-524-3517
Address1111 Main Street, Suite 630
Vancouver, WA 98660
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram]
Total AUM ($M)
1209672482402011201620212026
CIK Period
0001614345 0000919497
Sector Form 13F Holdings Value ($M)
Amazon Com Inc 55.5
Apple Inc 48.3
Alphabet Inc 41.1
Broadcom Inc 37.9
Microsoft Corp 29.4
VISA Inc 26.8
Costco Wholesale Corp /NEW 24.9
J P Morgan Chase & Co 22.2
ServiceNow Inc 20.1
Palo Alto Networks Inc 19.9
O Reilly Automotive Inc 19.1
Intuit Inc 18.2
Salesforce Com Inc 16.2
AbbVie Inc 15.4
Danaher Corp /DE/ 14.3
Qualcomm Inc/DE 13.6
Verisk Analytics Inc 13.2
FPL Group Inc 12.9
Exxon Mobil Corp 12.6
American Tower Corp /MA/ 12.4
Steris PLC 11.9
Merck & Co Inc 11.6
McGraw-hill Companies Inc 11.4
Facebook Inc 11.0
Xylem Inc 10.5
Synopsys Inc 10.1
 
 
 
 
 
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 71 32.6
(b) Individuals (high net worth individuals) 44 77.4
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 357 110.0
By Discretionary
Discretionary 357 110.0
Non-Discretionary 0 0.0
Total 357 110.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 110.0
Total 357 110.0
EDGAR Form CIK 2011 - 2025
13F-HR [0000919497]
3 [0001614345]
Form 3/4/5 Subject 2011 - 2025
B. Riley Financial, Inc.
Middleton International Ltd
Comparable Firms State AUM ($B)
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FL 0.1
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NC 0.1
Sasser Investment Management Inc
CA 0.1
Strongtower Wealth Management PLC
AR 0.1
Artesa Financial Group LLC
TX 0.1
Broadhurst Financial Advisors Inc
PA 0.1
CGI Wealth Advisors Inc
PA 0.1
Kuehne Christopher
0.1
Weinstat Wealth Management Inc
0.1
Personalized Financial Solutions LLC
FL 0.1
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