Nantahala Capital Management LLC

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Nantahala Capital Management LLC ✚
CRD #	158081
SEC #	801-72481
CIK #
AUM	3,114.1 M (2026-03-30)
Employees	14 (43% Investors, 0% Brokers)
Fees
Minimum
Phone	203-909-6430
Address	130 Main St New Canaan, CT 06840
Source	[IAPD] [Website]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold	AUM
HF	NCP ER LLC	2025-03-31		2.5 M
HF	NCP CB LP	2022-02-03		89.8 M
HF	NCP RFM LP	2021-02-22		387.6 M
HF	NCP QR LP	[2019-08-26]	76.6 M	69.1 M
	Filed 2023-10-20 (D/A) · Exemption 506(b) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Nantahala Capital Partners SI LP	[2016-03-30]	513.6 M	81.0 M
	Filed 2024-10-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets $50,000,001 - $100,000,000
HF	SMA2	2013-03-28		963.0 M
HF	SMA3	2013-03-28		0.9 M
HF	Nantahala Capital Partners CL LP	[2012-03-30]	111.8 M	44.2 M
	Filed 2013-04-25 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $25,000,001 - $50,000,000
HF	Nantahala Capital Partners II Limited Partnership	[2012-03-30]	490.9 M	53.1 M
	Filed 2022-10-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000
HF	Nantahala Capital Partners Limited Partnership	[2012-03-30]	38.5 M	914.6 M
	Filed 2025-09-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets $1 - $5,000,000
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	10	3.1
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	1	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	11	3.1
By Discretionary
Discretionary	11	3.1
Non-Discretionary	0	0.0
Total	11	3.1
By Non-United States Persons
Non-United States Persons		0.1
United States Persons		3.0
Total	11	3.1

Form D Directors	Role	# Filings	# Firms
Ronan Guilfoyle	Director	358	108
Kevin Philip	Director	10	4
James Keane	Director	10	4
Wilmot Harkey	Director, Executive Officer, Promoter	10	2
Daniel Mack	Director, Executive Officer, Promoter	8	2
Nantahala Capital Management LLC	Executive Officer, Promoter	7	2
Nantahala Capital Management	Promoter	6	2
Nantahala Capital GP LLC	Executive Officer	1	1
QR GP LLC	Executive Officer	1	1

Comparable Firms	State	AUM
Foursixthree Capital LP ✚	NY	3,184.3 M
Strategic Income Management LLC ✚	WA	3,139.3 M
SW Mitchell Capital LLP ✚		3,131.1 M
van Eck Absolute Return Advisers Corporation ✚	NY	3,108.5 M
Sourcerock Group LLC ✚	CO	3,107.4 M
Concentric Capital Strategies LP ✚	CT	3,105.2 M
Cooper Creek Partners Management LLC ✚	NY	3,089.1 M
AlphaSimplex Group LLC ✚	MA	3,085.9 M
Cinctive Capital Management LP ✚	NY	3,069.5 M
Anson Funds Management LP ✚	TX	3,046.4 M

Assets, Funds, Holdings