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| Nantahala Capital Management LLC
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|---|---|
| CRD # | 158081 |
| SEC # | 801-72481 |
| CIK # | 0001472322 |
| AUM | $2.3 B (2025-03-31) |
| Employees | 15 (40% Investors, 0% Brokers) |
| Phone | 203-909-6430 |
| Address | 130 Main St New Canaan, CT 06840 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | NCP ER LLC | 2025-03-31 | 2.7 | |
| HF | NCP CB LP | 2022-02-03 | 89.8 | |
| HF | NCP RFM LP | 2021-02-22 | 295.5 | |
| HF | NCP QR LP | [2019-08-26] | 76.6 | 69.1 |
| HF | Nantahala Capital Partners SI LP | [2016-03-30] | 513.6 | 81.0 |
| HF | SMA2 | 2013-03-28 | 963.0 | |
| HF | SMA3 | 2013-03-28 | 0.9 | |
| HF | Nantahala Capital Partners CL LP | [2012-03-30] | 27.4 | 44.2 |
| HF | Nantahala Capital Partners II Limited Partnership | [2012-03-30] | 328.6 | 53.1 |
| HF | Nantahala Capital Partners Limited Partnership | [2012-03-30] | 38.5 | 426.0 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 11 | 2.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 12 | 2.3 |
| By Discretionary | ||
| Discretionary | 12 | 2.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 12 | 2.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 2.2 | |
| Total | 12 | 2.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Ronan Guilfoyle | 355 | ||
| Kevin Philip | 10 | ||
| James Keane | 9 | ||
| Wilmot Harkey | 9 | ||
| Daniel Mack | 8 | ||
| Nantahala Capital Management LLC | 7 | ||
| Nantahala Capital Management | 6 | ||
| QR GP LLC | 1 | ||
| Nantahala Capital GP LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001472322] | |
| 3 | [0001472322] | |
| 4 | [0001472322] | |
| SC 13D | [0001472322] | |
| SC 13G | [0001472322] |
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