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| Happy Holidays!! thanks for using AUM13F!! |
| Nomura Corporate Research and Asset Management Inc
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| CRD # | 110411 |
| SEC # | 801-38965 |
| CIK # | 0001488809 |
| AUM | $36.4 B (2025-06-16) |
| Employees | 48 (52% Investors, 4% Brokers) |
| Phone | 212-667-9000 |
| Address | Worldwide Plaza New York, NY 10019-7316 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001488809 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Facebook Inc | 5.2 | ||
| Nvidia Corp | 4.2 | ||
| Tesla Motors Inc | 1.9 | ||
| Apple Inc | 0.9 | ||
| Alphabet Inc | 0.7 | ||
| Dollar Tree Inc | 0.6 | ||
| Valero Energy Corp/Tx | 0.5 | ||
| Microsoft Corp | 0.4 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 0.4 | ||
| American Express Co | 0.4 | ||
| Apollo Global Management Inc | 0.4 | ||
| Amazon Com Inc | 0.3 | ||
| FPL Group Inc | 0.3 | ||
| Cognizant Technology Solutions Corp | 0.3 | ||
| Coinbase Global Inc | 0.3 | ||
| Air Products & Chemicals Inc /DE/ | 0.2 | ||
| SeaWorld Entertainment Inc | 0.2 | ||
| Marathon Petroleum Corp | 0.2 | ||
| Crown Castle International Corp | 0.2 | ||
| Phillips 66 | 0.2 | ||
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| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Battery Park High Yield Opportunity Master Fund Ltd | 2012-03-30 | 96.2 | |
| HF | BatteryPark High Yield Opportunity Strategic Fund Ltd | [2012-03-30] | 110.0 | 157.9 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 2.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 26 | 10.8 |
| (g) Pension and profit sharing plans | 10 | 2.9 |
| (h) Charitable organizations | 1 | 0.1 |
| (i) State or municipal government entities | 20 | 16.7 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 7 | 0.5 |
| (l) Sovereign wealth funds and foreign official institutions | 4 | 3.2 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 72 | 36.4 |
| By Discretionary | ||
| Discretionary | 70 | 36.1 |
| Non-Discretionary | 2 | 0.4 |
| Total | 72 | 36.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 15.7 | |
| United States Persons | 20.8 | |
| Total | 72 | 36.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Robert Levine | 24 | ||
| Steven Rosenthal | 12 | ||
| David Crall | 3 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-NT | [0001488809] | |
| SC 13G | [0001488809] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Nomura Corporate Research & Asset Management Inc | FTS International Inc | [2021-02-16] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Nomura Asset Management Co Ltd
✚
|
514.3 | |
|
Nomura Corporate Research and Asset Management Inc
✚
|
NY | 36.4 |
|
Nomura Asset Management Singapore Limited
✚
|
13.0 | |
|
Nomura Asset Management USA Inc
✚
|
NY | 0.6 |
|
Nomura Asset Management UK Limited
✚
|
0.0 | |
|
Nomura Global Alpha LLC
✚
|
NY | 0.0 |
|
Nomura Securities International Inc
✚
|
NY | 0.0 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Element Capital Management LLC
✚
|
NY | 40.0 |
|
Penn Mutual Asset Management LLC
✚
|
PA | 39.1 |
|
Ninety One North America Inc
✚
|
NY | 38.7 |
|
Holocene Advisors LP
✚
|
NY | 38.0 |
|
Marathon Asset Management Limited
✚
|
37.4 | |
|
Voloridge Investment Management LLC
✚
|
FL | 36.3 |
|
IFM Investors US Advisor LLC
✚
|
NY | 35.0 |
|
Hudson Bay Capital Management LP
✚
|
CT | 33.9 |
|
PanAgora Asset Management Inc
✚
|
MA | 33.2 |
|
Eisler Capital US LLC
✚
|
NY | 33.0 |