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Nomura Corporate Research and Asset Management Inc
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CRD # | 110411 |
SEC # | 801-38965 |
CIK # | 0001488809 |
AUM | $37.7 BB (2024-06-24) |
Employees | 46 (54% Investors, 7% Brokers) |
Phone | 212-667-9000 |
Address | Worldwide Plaza New York, NY 10019-7316 |
Source | [IAPD] [EDGAR] [Website] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
NVDA | 399.6 | 6.0 | |
META | 434.9 | 5.3 | |
DLTR | 34.5 | 1.5 | |
TXN | 142.2 | 1.4 | |
AAPL | 2,382.8 | 1.2 | |
CTSH | 35.5 | 1.1 | |
MSFT | 1,918.2 | 0.8 | |
LUV | 21.7 | 0.7 | |
AMZN | 1,093.0 | 0.6 | |
CTLT | 19.2 | 0.6 | |
View All |
Holdings by Sector ($BB) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
HF | Battery Park High Yield Opportunity Master Fund Ltd | 2012-03-30 | 96.2 | |
HF | BatteryPark High Yield Opportunity Strategic Fund Ltd | [2012-03-30] | 110.0 | 157.9 |
AUM Breakdown | Accounts | AUM ($BB) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 0 | 0.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 4 | 2.6 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 32 | 11.4 |
(g) Pension and profit sharing plans | 11 | 5.0 |
(h) Charitable organizations | 1 | 0.1 |
(i) State or municipal government entities | 18 | 14.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 7 | 0.5 |
(l) Sovereign wealth funds and foreign official institutions | 4 | 4.2 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 77 | 37.7 |
By Discretionary | ||
Discretionary | 75 | 37.4 |
Non-Discretionary | 2 | 0.3 |
Total | 77 | 37.7 |
By Non-United States Persons | ||
Non-United States Persons | 19.3 | |
United States Persons | 18.4 | |
Total | 77 | 37.7 |
Form D Directors | # Filings | # Firms | 2011 - 2024 |
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Robert Levine | 24 | ||
Steven Rosenthal | 12 | ||
David Crall | 3 |
EDGAR Form | CIK | 2011 - 2024 |
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13F-NT | [0001488809] | |
SC 13G | [0001488809] |
Form 13D/13G Filer | Form 13D/13G Subject | Filed |
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Nomura Corporate Research & Asset Management Inc | FTS International Inc | [2021-02-16] |
Related Firms | State | AUM ($BB) |
---|---|---|
Nomura Asset Management Co Ltd
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|
506.6 | |
Nomura Corporate Research and Asset Management Inc
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|
NY | 37.7 |
Nomura Asset Management Singapore Limited
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|
13.8 | |
Nomura Asset Management USA Inc
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|
NY | 0.8 |
Nomura Asset Management UK Limited
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|
0.0 | |
Nomura Global Alpha LLC
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|
NY | 0.0 |
Nomura Securities International Inc
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|
NY | 0.0 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Innocap Global Investment Management Ireland Ltd
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|
40.2 | |
Blackstone Liquid Credit Advisors I LLC
✚
|
NY | 39.8 |
Ninety One North America Inc
✚
|
NY | 39.5 |
Bayview Asset Management LLC
✚
|
FL | 38.6 |
Blackstone Tactical Opportunities Advisors LLC
✚
|
NY | 38.4 |
Rafferty Asset Management LLC
✚
|
NY | 38.3 |
Holocene Advisors LP
✚
|
NY | 36.7 |
Man Solutions Limited
✚
|
36.5 | |
CVC Credit Partners LLC
✚
|
NY | 36.4 |
Liontrust Investment Partners LLP
✚
|
36.4 |