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| Nomura Corporate Research and Asset Management Inc
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|---|---|
| CRD # | 110411 |
| SEC # | 801-38965 |
| CIK # | 0001488809 |
| AUM | 37.56 B (2026-06-24) |
| Employees | 50 (50% Investors, 2% Brokers) |
| Phone | 212-667-9000 |
| Address | Worldwide Plaza New York, NY 10019-7316 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Facebook Inc | 5.2 | ||
| Nvidia Corp | 4.2 | ||
| Tesla Motors Inc | 1.9 | ||
| Apple Inc | 0.9 | ||
| Alphabet Inc | 0.7 | ||
| Dollar Tree Inc | 0.6 | ||
| Valero Energy Corp/Tx | 0.5 | ||
| Microsoft Corp | 0.4 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 0.4 | ||
| American Express Co | 0.4 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Battery Park High Yield Opportunity Master Fund Ltd | 2012-03-30 | 96.2 M | |
| HF | BatteryPark High Yield Opportunity Strategic Fund Ltd | [2012-03-30] | 110.0 M | 157.9 M |
| Filed 2012-02-27 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 2.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 22 | 10.1 |
| (g) Pension and profit sharing plans | 8 | 3.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 20 | 18.4 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 7 | 0.7 |
| (l) Sovereign wealth funds and foreign official institutions | 4 | 3.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 66 | 37.6 |
| By Discretionary | ||
| Discretionary | 64 | 37.1 |
| Non-Discretionary | 2 | 0.5 |
| Total | 66 | 37.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 14.5 | |
| United States Persons | 23.1 | |
| Total | 66 | 37.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Robert Levine | Executive Officer | 24 | 4 | |
| Steven Rosenthal | Executive Officer | 14 | 3 | |
| David Crall | Executive Officer | 3 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001488809] | |
| SC 13G | [0001488809] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Nomura Corporate Research & Asset Management Inc | FTS International Inc | [2021-02-16] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $19.0B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | KWEQRKOXHSILUL8AQG52 |
| Related Firms | State | AUM |
|---|---|---|
|
Nomura Asset Management Co Ltd
✚
|
601.79 B | |
|
Nomura Corporate Research and Asset Management Inc
✚
|
NY | 37.56 B |
|
Nomura Asset Management USA Inc
✚
|
NY | 1,008.7 M |
|
Nomura Asset Management UK Limited
✚
|
||
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Nomura Asset Management Singapore Limited
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|
||
|
Nomura Global Alpha LLC
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|
NY | |
|
Nomura Securities International Inc
✚
|
NY |
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|---|---|---|
|
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|
40.52 B | |
|
Blackstone Tactical Opportunities Advisors LLC
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NY | 40.36 B |
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IFM Investors US Advisor LLC
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NY | 40.23 B |
|
Marathon Asset Management Limited
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39.04 B | |
|
Linden Advisors LP
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|
NY | 38.78 B |
|
Polar Asset Management Partners Inc
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|
37.86 B | |
|
Woodline Partners LP
✚
|
CA | 36.66 B |
|
Voloridge Investment Management LLC
✚
|
FL | 36.17 B |
|
Arini Capital Management Limited
✚
|
35.53 B | |
|
King Street Capital Management LP
✚
|
NY | 34.57 B |