Nomura Corporate Research and Asset Management Inc

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Assets, Funds, Holdings

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Nomura Corporate Research and Asset Management Inc
CRD #110411
SEC #801-38965
CIK #0001488809
AUM $37.7 BB (2024-06-24)
Employees 46 (54% Investors, 7% Brokers)
Phone212-667-9000
AddressWorldwide Plaza
New York, NY 10019-7316
Source [IAPD] [EDGAR] [Website]
Total AUM ($BB)
1209672482402001200920172025
Sector Form 13F Holdings Cap ($BB) Value ($BB)
NVDA 399.6 6.0
META 434.9 5.3
DLTR 34.5 1.5
TXN 142.2 1.4
AAPL 2,382.8 1.2
CTSH 35.5 1.1
MSFT 1,918.2 0.8
LUV 21.7 0.7
AMZN 1,093.0 0.6
CTLT 19.2 0.6
View All
Holdings by Sector ($BB)
3502802101407002013201720212025
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF Battery Park High Yield Opportunity Master Fund Ltd 2012-03-30 96.2
HF BatteryPark High Yield Opportunity Strategic Fund Ltd [2012-03-30] 110.0 157.9
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 4 2.6
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 32 11.4
(g) Pension and profit sharing plans 11 5.0
(h) Charitable organizations 1 0.1
(i) State or municipal government entities 18 14.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 7 0.5
(l) Sovereign wealth funds and foreign official institutions 4 4.2
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 77 37.7
By Discretionary
Discretionary 75 37.4
Non-Discretionary 2 0.3
Total 77 37.7
By Non-United States Persons
Non-United States Persons 19.3
United States Persons 18.4
Total 77 37.7
Form D Directors # Filings # Firms 2011 - 2024
Robert Levine 24
Steven Rosenthal 12
David Crall 3
EDGAR Form CIK 2011 - 2024
13F-NT [0001488809]
SC 13G [0001488809]
Form 13D/13G Filer Form 13D/13G Subject Filed
Nomura Corporate Research & Asset Management Inc FTS International Inc [2021-02-16]
Related Firms State AUM ($BB)
Nomura Asset Management Co Ltd
506.6
Nomura Corporate Research and Asset Management Inc
NY 37.7
Nomura Asset Management Singapore Limited
13.8
Nomura Asset Management USA Inc
NY 0.8
Nomura Asset Management UK Limited
0.0
Nomura Global Alpha LLC
NY 0.0
Nomura Securities International Inc
NY 0.0
Comparable Firms State AUM ($BB)
Innocap Global Investment Management Ireland Ltd
40.2
Blackstone Liquid Credit Advisors I LLC
NY 39.8
Ninety One North America Inc
NY 39.5
Bayview Asset Management LLC
FL 38.6
Blackstone Tactical Opportunities Advisors LLC
NY 38.4
Rafferty Asset Management LLC
NY 38.3
Holocene Advisors LP
NY 36.7
Man Solutions Limited
36.5
CVC Credit Partners LLC
NY 36.4
Liontrust Investment Partners LLP
36.4
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