|
⚲
|
| Nomura Asset Management USA Inc
✚
|
|
|---|---|
| CRD # | 108222 |
| SEC # | 801-12129 |
| CIK # | 0001055964 |
| AUM | $511.7 MM (2022-09-19) |
| Employees | 40 (2% Investors, 15% Brokers) |
| Phone | 212-667-1414 |
| Address | Worldwide Plaza New York, NY 10019-7316 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 1.0 | |
| MSFT | 1,918.2 | 1.0 | |
| NVDA | 399.6 | 0.4 | |
| AMZN | 1,093.0 | 0.4 | |
| GOOG | 1,482.6 | 0.3 | |
| MA | 309.6 | 0.2 | |
| UNH | 477.0 | 0.2 | |
| GOOGL | 1,475.1 | 0.2 | |
| TSLA | 723.4 | 0.2 | |
| JNJ | 465.6 | 0.2 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Nomura Japan Dual Alpha Fund Ltd | [2014-08-18] | 8.9 | 28.2 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.2 |
| (g) Pension and profit sharing plans | 1 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 0.1 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 0.5 |
| By Discretionary | ||
| Discretionary | 4 | 0.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 0.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 0.2 | |
| Total | 4 | 0.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Ian Goodall | 141 | ||
| Tim Woolaver | 81 | ||
| Yutaka Itabashi | 5 | ||
| Nomura Asset Management USA Inc | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001055964] | |
| SC 13G | [0001055964] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Nomura Asset Management Co Ltd | AGTB Private BDC | [2023-01-25] |
| Nomura Asset Management Co Ltd | Konami Corp | [2015-02-05] |
| Nomura Asset Management Co Ltd | Advantest Corp | [2014-06-12] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Nomura Corporate Research and Asset Management Inc
✚
|
NY | 33.4 |
|
Nomura Asset Management UK Limited
✚
|
31.7 | |
|
Nomura Asset Management Singapore Limited
✚
|
12.5 | |
|
Nomura Asset Management USA Inc
✚
|
NY | 0.5 |
|
Nomura Asset Management Co Ltd
✚
|
0.0 | |
|
Nomura Global Alpha LLC
✚
|
NY | 0.0 |
|
Nomura Securities International Inc
✚
|
NY | 0.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Hawkeye Capital Management LLC
✚
|
FL | 0.5 |
|
Untitled Investments LP
✚
|
NY | 0.5 |
|
Jasper Capital Hong Kong Limited
✚
|
0.5 | |
|
Verso Partners LP
✚
|
CA | 0.5 |
|
Jdc-Jsc LP
✚
|
NY | 0.5 |
|
Strategy Capital LLC
✚
|
CA | 0.5 |
|
Mission Value Partners LLC
✚
|
TN | 0.5 |
|
Jones Road Capital Management LP
✚
|
NY | 0.5 |
|
Long Focus Capital Management LLC
✚
|
PR | 0.5 |
|
Crow's Nest Holdings LP
✚
|
VA | 0.5 |