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| Happy Holidays!! thanks for using AUM13F!! |
| Nomura Asset Management USA Inc
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| CRD # | 108222 |
| SEC # | 801-12129 |
| CIK # | 0001055964 |
| AUM | $576.3 M (2025-06-16) |
| Employees | 25 (28% Investors, 0% Brokers) |
| Phone | 212-667-1414 |
| Address | Worldwide Plaza New York, NY 10019-7316 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 2.9 | ||
| Microsoft Corp | 1.9 | ||
| Broadcom Inc | 1.5 | ||
| Apple Inc | 1.5 | ||
| Amazon Com Inc | 1.0 | ||
| Facebook Inc | 0.7 | ||
| Alphabet Inc | 0.5 | ||
| Alphabet Inc | 0.5 | ||
| Mastercard Inc | 0.4 | ||
| Tesla Motors Inc | 0.4 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Nomura Japan Dual Alpha Fund Ltd | [2014-08-18] | 8.9 | 28.2 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 1 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 0.6 |
| By Discretionary | ||
| Discretionary | 4 | 0.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 0.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.5 | |
| Total | 4 | 0.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Ian Goodall | 141 | ||
| Tim Woolaver | 89 | ||
| Yutaka Itabashi | 5 | ||
| Nomura Asset Management USA Inc | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001055964] | |
| SC 13G | [0001055964] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Nomura Asset Management Co Ltd
✚
|
514.3 | |
|
Nomura Corporate Research and Asset Management Inc
✚
|
NY | 36.4 |
|
Nomura Asset Management Singapore Limited
✚
|
13.0 | |
|
Nomura Asset Management USA Inc
✚
|
NY | 0.6 |
|
Nomura Asset Management UK Limited
✚
|
0.0 | |
|
Nomura Global Alpha LLC
✚
|
NY | 0.0 |
|
Nomura Securities International Inc
✚
|
NY | 0.0 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Bayberry Capital Partners LP
✚
|
NY | 0.6 |
|
Karya Capital Management LLC
✚
|
NY | 0.6 |
|
Sandia Investment Managment LP
✚
|
MA | 0.6 |
|
Soapstone Management LP
✚
|
MD | 0.6 |
|
Kinney Asset Management LLC
✚
|
IL | 0.6 |
|
Entrypoint Capital LLC
✚
|
NY | 0.6 |
|
Willing Capital Management Limited
✚
|
0.6 | |
|
Infinitum Asset Management LLC
✚
|
FL | 0.6 |
|
Engle Capital Management LP
✚
|
CT | 0.6 |
|
Western Standard LLC
✚
|
CA | 0.6 |