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| Nomura Securities International Inc
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|---|---|
| CRD # | 4297 |
| SEC # | 801-72991 |
| CIK # | 0000110097, 0000072267, 0000902266 |
| AUM | |
| Employees | 13 (100% Investors, 100% Brokers) |
| Phone | 212-667-9000 |
| Address | World Wide Plaza New York, NY 10019-7316 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| DLTR | 34.5 | 1.7 | |
| CRM | 170.6 | 1.1 | |
| ATVI | 60.3 | 1.0 | |
| MSFT | 1,918.2 | 0.8 | |
| BABA | 312.3 | 0.5 | |
| WDC | 14.6 | 0.4 | |
| AAPL | 2,382.8 | 0.3 | |
| TSLA | 723.4 | 0.3 | |
| GOOG | 1,482.6 | 0.3 | |
| GOOGL | 1,475.1 | 0.3 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 2 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 0 | 0.0 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 3 | [0000072267] | |
| 4 | [0000072267] | |
| SC 13D | [0000072267] | |
| 13F-NT | [0000110097] | |
| 3 | [0000110097] | |
| 4 | [0000110097] | |
| 5 | [0000110097] | |
| SC 13G | [0000110097] | |
| 13F-NT | [0000902266] | |
| 3 | [0000902266] | |
| 4 | [0000902266] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Nomura Securities International Inc | Tetralogic Pharmaceuticals Corp | [2016-11-14] |
| Nomura Securities International Inc | Tetralogic Pharmaceuticals Corp | [2016-11-14] |
| Nomura Securities Co Ltd | Tiptree Financial Inc | [2014-02-14] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Nomura Corporate Research and Asset Management Inc
✚
|
NY | 33.4 |
|
Nomura Asset Management UK Limited
✚
|
31.7 | |
|
Nomura Asset Management Singapore Limited
✚
|
12.5 | |
|
Nomura Asset Management USA Inc
✚
|
NY | 0.5 |
|
Nomura Asset Management Co Ltd
✚
|
0.0 | |
|
Nomura Global Alpha LLC
✚
|
NY | 0.0 |
|
Nomura Securities International Inc
✚
|
NY | 0.0 |