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| Nomura Securities International Inc
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| CRD # | 4297 |
| SEC # | 801-72991 |
| CIK # | 0000072267, 0000110097, 0000902266 |
| AUM | |
| Employees | 14 (100% Investors, 100% Brokers) |
| Phone | 212-667-9000 |
| Address | World Wide Plaza New York, NY 10019-7316 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Facebook Inc | 3.2 | ||
| Micron Technology Inc | 2.1 | ||
| Nvidia Corp | 1.7 | ||
| Tesla Motors Inc | 1.4 | ||
| Honeywell International Inc | 1.1 | ||
| Microsoft Corp | 0.7 | ||
| Advanced Micro Devices Inc | 0.7 | ||
| Apple Inc | 0.7 | ||
| Dollar Tree Inc | 0.5 | ||
| Alphabet Inc | 0.5 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 0 | 0.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0000072267] | |
| 4 | [0000072267] | |
| SC 13D | [0000072267] | |
| 13F-NT | [0000110097] | |
| 3 | [0000110097] | |
| 4 | [0000110097] | |
| 5 | [0000110097] | |
| SC 13G | [0000110097] | |
| 13F-NT | [0000902266] | |
| 3 | [0000902266] | |
| 4 | [0000902266] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Nomura Securities International Inc | Tetralogic Pharmaceuticals Corp | [2016-11-14] |
| Nomura Securities International Inc | Tetralogic Pharmaceuticals Corp | [2016-11-14] |
| Nomura Securities Co Ltd | Tiptree Financial Inc | [2014-02-14] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Research |
| LEI | OXTKY6Q8X53C9ILVV871 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
MSP Recovery Inc MSPR
Class A Common Stock
|
2023-01-30 | Sell | 7,986 | $1.15 | 9,184 |
|
MSP Recovery Inc MSPR
Class A Common Stock
|
2022-08-22 | Sell | 15,000 | $2.61 | 39,150 |
|
MSP Recovery Inc MSPR
Class A Common Stock
|
2022-06-23 | Sell | 9,995 | $2.43 | 24,288 |
|
MSP Recovery Inc MSPR
Class A Common Stock
|
2022-06-16 | Option exercise | 50,000 | $0.00 | |
|
MSP Recovery Inc MSPR
Class A Common Stock
|
2022-06-16 | Sell | 5 | $0.00 | |
|
MSP Recovery Inc MSPR
Warrant (right to buy) · derivative
|
2022-06-16 | Option exercise | 50,000 | $0.00 | |
|
MSP Recovery Inc MSPR
Warrant (right to buy) · derivative
|
2022-06-14 | Sell | 21,437 | $1.28 | 27,439 |
|
MSP Recovery Inc MSPR
Warrant (right to buy) · derivative
|
2022-06-10 | Sell | 61,646 | $0.06 | 3,699 |
|
MSP Recovery Inc MSPR
Warrant (right to buy) · derivative
|
2022-06-10 | Sell | 39,906 | $1.08 | 43,098 |
|
MSP Recovery Inc MSPR
Warrant (right to buy) · derivative
|
2022-06-08 | Sell | 13,957 | $1.17 | 16,330 |
|
MSP Recovery Inc MSPR
Warrant (right to buy) · derivative
|
2022-06-07 | Sell | 24,700 | $1.13 | 27,911 |
|
MSP Recovery Inc MSPR
Warrant (right to buy) · derivative
|
2022-06-06 | Sell | 14 | $0.08 | 1 |
|
MSP Recovery Inc MSPR
Warrant (right to buy) · derivative
|
2022-06-02 | Sell | 25,000 | $1.10 | 27,500 |
|
MSP Recovery Inc MSPR
Class A Common Stock
|
2022-06-02 | Sell | 1,370 | $1.28 | 1,754 |
|
MSP Recovery Inc MSPR
Warrant (right to buy) · derivative
|
2022-06-01 | Sell | 75,000 | $0.91 | 68,250 |
|
Walter Investment Management Corp DHCP
Common Stock, par value $0.01 per share
|
2018-12-07 | Sell | 332,800 | $0.08 | 26,624 |
|
Walter Investment Management Corp DHCP
Common Stock, par value $0.01 per share
|
2018-12-06 | Sell | 68,900 | $0.10 | 6,890 |
|
Walter Investment Management Corp DHCP
Common Stock, par value $0.01 per share
|
2018-12-04 | Sell | 615,300 | $0.11 | 67,683 |
|
Walter Investment Management Corp DHCP
Common Stock, par value $0.01 per share
|
2018-12-03 | Sell | 17,687 | $0.17 | 3,007 |
|
Tetralogic Pharmaceuticals Corp TLOG
8% Convertible Notes due 2024 · derivative
|
2016-11-14 | Other | |||
| showing 20 of 69 most recent transactions | |||||
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Nomura Securities International Inc
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NY |