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| Nomura Global Alpha LLC
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| CRD # | 147302 |
| SEC # | 801-69212 |
| CIK # | |
| AUM | |
| Employees | 3 (100% Investors, 0% Brokers) |
| Phone | 212-667-1414 |
| Address | Worldwide Plaza New York, NY 10019-7316 |
| Source | [IAPD] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | NGA Futures Fund Limited | 2015-05-26 | 4.5 M | |
| HF | NGA Capital Fund Limited | [2012-03-29] | 1.1 M | 63.9 M |
| Filed 2011-08-02 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | NGA Institutional Libor Fund Limited | [2012-03-29] | 64.5 M | 90.7 M |
| Filed 2015-11-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 0.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 0.1 |
| By Discretionary | ||
| Discretionary | 1 | 0.1 |
| Non-Discretionary | 2 | 0.1 |
| Total | 3 | 0.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 0.0 | |
| Total | 3 | 0.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Geoff Ruddick | Director | 256 | 66 | |
| Ian Goodall | Director | 141 | 33 | |
| Tim Woolaver | Director | 90 | 25 | |
| Yutaka Itabashi | Director | 5 | 3 | |
| Nomura Global Alpha LLC | Executive Officer, Promoter | 5 | 2 | |
| Hiromichi Aoki | Director | 4 | 2 | |
| Shigeru Shinohara | Director, Executive Officer | 3 | 2 | |
| Masashi Terachi | Executive Officer | 3 | 2 | |
| Kiyohiro Yamana | Director | 2 | 1 | |
| Hiroyuki Nakano | Executive Officer | 1 | 1 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | PWYDXHFGJJM7EDJ7C631 |
| Related Firms | State | AUM |
|---|---|---|
|
Nomura Asset Management Co Ltd
✚
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601.79 B | |
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Nomura Corporate Research and Asset Management Inc
✚
|
NY | 37.56 B |
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Nomura Asset Management USA Inc
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|
NY | 1,008.7 M |
|
Nomura Asset Management UK Limited
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Nomura Asset Management Singapore Limited
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|
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|
Nomura Global Alpha LLC
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|
NY | |
|
Nomura Securities International Inc
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|
NY |