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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Nomura Global Alpha LLC
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|---|---|
| CRD # | 147302 |
| SEC # | 801-69212 |
| CIK # | |
| AUM | |
| Employees | 3 (100% Investors, 0% Brokers) |
| Phone | 212-667-1414 |
| Address | Worldwide Plaza New York, NY 10019-7316 |
| Source | [IAPD] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | NGA Futures Fund Limited | 2015-05-26 | 4.5 | |
| HF | NGA Capital Fund Limited | [2012-03-29] | 1.1 | 63.9 |
| HF | NGA Institutional Libor Fund Limited | [2012-03-29] | 64.5 | 90.7 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 0.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 0.1 |
| By Discretionary | ||
| Discretionary | 1 | 0.1 |
| Non-Discretionary | 2 | 0.1 |
| Total | 3 | 0.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 0.0 | |
| Total | 3 | 0.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Geoff Ruddick | 250 | |||
| Ian Goodall | 141 | |||
| Tim Woolaver | 89 | |||
| Yutaka Itabashi | 5 | |||
| Nomura Global Alpha LLC | 5 | |||
| Hiromichi Aoki | 4 | |||
| Shigeru Shinohara | 3 | |||
| Masashi Terachi | 3 | |||
| Kiyohiro Yamana | 2 | |||
| Hiroyuki Nakano | 1 | |||
| View All | ||||
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Nomura Asset Management Co Ltd
✚
|
514.3 | |
|
Nomura Corporate Research and Asset Management Inc
✚
|
NY | 36.4 |
|
Nomura Asset Management Singapore Limited
✚
|
13.0 | |
|
Nomura Asset Management USA Inc
✚
|
NY | 0.6 |
|
Nomura Asset Management UK Limited
✚
|
0.0 | |
|
Nomura Global Alpha LLC
✚
|
NY | 0.0 |
|
Nomura Securities International Inc
✚
|
NY | 0.0 |