Nomura Investment Management Business Trust

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Assets, Funds, Holdings

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Nomura Investment Management Business Trust
CRD #105390
SEC #801-32108
CIK #0000727770
AUM $144.0 B (2026-06-29)
Employees 778 (28% Investors, 19% Brokers)
Phone215-531-6700
Address610 Market Street
Philadelphia, PA 19106
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($B)
2502001501005001999200820172027
Type Form D Funds Date Sold ($M) AUM ($M)
HF Macquarie Energy Solutions Fund LLC 2024-09-20 188.6
HF Delaware Enhanced High Yield Municipal LLC [2023-06-29] 0.0 28.1
HF Macquarie Emerging Markets Debt Select Opportunities Master Fund Ltd [2022-06-29] 0.0 0.0
HF Macquarie Emerging Markets Small Cap Fund LLC [2022-06-29] 106.8 113.3
HF Macquarie International Small Cap Equity Fund LLC [2019-06-28] 26.0 26.3
Other Macquarie Absolute Return MBS Fund 2017-06-22 60.6
HF Macquarie Absolute Return Real Estate Fund Master Ltd [2014-06-30] 14.8 0.6
HF FH Emerging Markets Short Term Debt Master Fund LP 2013-06-18 17.7
Other Macquarie Absolute Return MBS Fund LP [2013-01-04] 65.9 10.6
Other Delaware Structured Credit Opportunity Fund LP [2012-03-30] 50.0 253.4
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 7 0.7
(b) Individuals (high net worth individuals) 25 1.4
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 112 91.5
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 51 5.0
(g) Pension and profit sharing plans 14 1.5
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 15 3.4
(j) Other investment advisers 0 0.0
(k) Insurance companies 6 34.9
(l) Sovereign wealth funds and foreign official institutions 0 1.0
(m) Corporations or other businesses not listed above 45 4.4
(n) Other 12 0.1
Total 290 144.0
By Discretionary
Discretionary 290 144.0
Non-Discretionary 0 0.0
Total 290 144.0
By Non-United States Persons
Non-United States Persons 10.2
United States Persons 133.9
Total 290 144.0
Limited Partners2011 - 2026
California Public Employees' Retirement System
Fresno County Employee Retirement Association
Minnesota State Board of Investment
Missouri Public School Retirement System
New York City Board of Education Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
San Diego County Employees Retirement Association
Teachers' Retirement Security for Illinois Educators
Teachers' Retirement System of the City of New York
Form D Directors # Filings # Firms 2011 - 2026
William Shaw 93
Letitia Solomon 71
Garth Ebanks 48
T Mitchell 29
Masciline Chinongoza 7
David OConnor 95
Brian Sullivan 89
David Connor 25
Shawn Lytle 13
Stephen Hoban 8
Nikki Newton 4
Henry Herrmann 3
Mark Buyle 3
Philip Sanders 3
Lawrence Cipolla 3
Adlynn Harte 3
John Sundeen 3
Kurt Sundeen 3
Jonjason Richie 3
Cynthia Lagree 3
Jennifer Askins 3
Brian Murray 62
Timothy Miller 26
Richard Salus 11
Susan Natalini 8
Patrick Coyne 7
Michael Daley 7
Michael Capuzzi 7
Brett Wright 6
Macquarie Alternative Strategies A Series of Macquarie Investment Management Business Trust 6
Roger Early 5
Dominic Janssens 4
Daniel Geatens 3
Benjamin Clouse 3
Neil Siegel 3
William Speacht 3
Daniel Hanson 3
Delaware Alternative Strategies 3
Macquarie Alternative Strategies 2
See Quek 2
Patricia Bakely 2
Kenneth McQuade 1
Ivy Investment Management Company 1
Brent Bloss 1
Daniel Schermann 1
Delaware Structured Asset Partners Inc 1
Delaware Investment Advisers 1
Bradley Halverson 1
James Dicristo 1
Ivy Distributors Inc 1
Macquarie Investment Management Advisers 1
Delaware Investment Advisers NA 1
Amy Scupham 1
EDGAR Form CIK 2011 - 2026
13F-NT [0000727770]
3 [0000727770]
SC 13G [0000727770]
Form 13D/13G Filer Form 13D/13G Subject Filed
Delaware Management Business Trust Jones Energy Inc [2014-02-14]
Delaware Management Business Trust Liberty Interactive Corp [2014-02-14]
Delaware Management Business Trust Commonwealth REIT [2014-02-14]
Delaware Management Business Trust Spirit Realty Capital Inc [2014-02-14]
Delaware Management Business Trust NIC Inc [2014-02-14]
Delaware Management Business Trust Sohu Com Inc [2014-02-14]
Delaware Management Business Trust Ellie Mae Inc [2013-12-10]
Delaware Management Business Trust Infinity Property & Casualty Corp [2013-03-08]
Delaware Management Business Trust Neustar Inc [2013-02-14]
Delaware Management Business Trust BMC Software Inc [2013-02-11]
View All
Form 3/4/5 Subject 2011 - 2026
Nomura Investment Management Business Trust
Wilshire Private Assets Fund
Liberty All Star Equity Fund
Comparable Firms State AUM ($B)
BlackRock Capital Management Inc
DE 172.6
GQG Partners LLC
FL 163.9
CIBC Asset Management Inc
162.8
HSBC Global Asset Management Hong Kong Limited
149.5
Lazard Asset Management LLC
NY 120.5
Boston Partners Global Investors Inc
MA 116.2
MFS Institutional Advisors Inc
MA 113.6
Harris Associates LP
IL 109.5
RBC Global Asset Management US Inc
MN 104.5
LSV Asset Management
IL 104.2
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