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| Nomura Investment Management Business Trust
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|---|---|
| CRD # | 105390 |
| SEC # | 801-32108 |
| CIK # | 0000727770 |
| AUM | 144.04 B (2026-06-29) |
| Employees | 778 (28% Investors, 19% Brokers) |
| Phone | 215-531-6700 |
| Address | 610 Market Street Philadelphia, PA 19106 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 2.7 | ||
| Microsoft Corp | 1.7 | ||
| Alphabet Inc | 1.4 | ||
| Apple Inc | 1.3 | ||
| Amazon Com Inc | 1.2 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 0.9 | ||
| Broadcom Inc | 0.8 | ||
| Facebook Inc | 0.7 | ||
| Seagate Technology PLC | 0.7 | ||
| Alcoa Inc | 0.5 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Macquarie Energy Solutions Fund LLC | 2024-09-20 | 188.6 M | |
| HF | Delaware Enhanced High Yield Municipal LLC | [2023-06-29] | 28.1 M | |
| Filed 2024-08-28 (D/A) · Exemption 3(c)(7), 506(b) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Macquarie Emerging Markets Debt Select Opportunities Master Fund Ltd | [2022-06-29] | ||
| Filed 2024-08-28 (D/A) · Exemption 3(c)(1), 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Macquarie Emerging Markets Small Cap Fund LLC | [2022-06-29] | 106.8 M | 113.3 M |
| Filed 2022-08-24 (D/A) · Exemption 506(b), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Macquarie International Small Cap Equity Fund LLC | [2019-06-28] | 26.0 M | 26.3 M |
| Filed 2022-09-15 (D/A) · Exemption 506(b), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Macquarie Absolute Return MBS Fund | 2017-06-22 | 60.6 M | |
| HF | Macquarie Absolute Return Real Estate Fund Master Ltd | [2014-06-30] | 15.7 M | 0.6 M |
| Filed 2018-06-06 (D/A) · Exemption 506(b), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | FH Emerging Markets Short Term Debt Master Fund LP | 2013-06-18 | 17.7 M | |
| Other | Macquarie Absolute Return MBS Fund LP | [2013-01-04] | 65.9 M | 10.6 M |
| Filed 2020-06-05 (D/A) · Exemption 506(b), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Delaware Structured Credit Opportunity Fund LP | [2012-03-30] | 50.0 M | 253.4 M |
| Filed 2009-09-09 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 7 | 0.7 |
| (b) Individuals (high net worth individuals) | 25 | 1.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 112 | 91.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 51 | 5.0 |
| (g) Pension and profit sharing plans | 14 | 1.5 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 15 | 3.4 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 6 | 34.9 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 1.0 |
| (m) Corporations or other businesses not listed above | 45 | 4.4 |
| (n) Other | 12 | 0.1 |
| Total | 290 | 144.0 |
| By Discretionary | ||
| Discretionary | 290 | 144.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 290 | 144.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 10.2 | |
| United States Persons | 133.9 | |
| Total | 290 | 144.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| William Shaw | Director | 93 | 23 | |
| Letitia Solomon | Director | 71 | 16 | |
| Garth Ebanks | Director | 55 | 13 | |
| T Mitchell | Director | 29 | 11 | |
| Masciline Chinongoza | Director | 7 | 6 | |
| David O'Connor | Director, Executive Officer | 99 | 5 | |
| Brian Sullivan | Executive Officer | 89 | 5 | |
| David Connor | Director, Executive Officer | 25 | 3 | |
| Shawn Lytle | Director, Executive Officer | 13 | 3 | |
| Stephen Hoban | Executive Officer | 8 | 3 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0000727770] | |
| 3 | [0000727770] | |
| SC 13G | [0000727770] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $166.3B |
| Clients | 19 (7 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | VMQ5TW8ZKH9FK4NGPY42 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Nomura Investment Management Business Trust | |
| Wilshire Private Assets Fund | |
| Liberty All Star Equity Fund |
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|---|---|---|
|
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DE | 172.62 B |
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HSBC Global Asset Management Hong Kong Limited
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Lazard Asset Management LLC
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Boston Partners Global Investors Inc
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MA | 116.17 B |
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MFS Institutional Advisors Inc
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MA | 113.59 B |
|
Harris Associates LP
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IL | 109.48 B |
|
RBC Global Asset Management US Inc
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|
MN | 104.49 B |
|
LSV Asset Management
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|
IL | 104.25 B |