Northern Trust Investments Incorporated

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Northern Trust Investments Incorporated ✚
CRD #	105780
SEC #	801-33358
CIK #	0000919972, 0001256909, 0000073124
AUM	1,245.25 B (2026-06-15)
Employees	662 (33% Investors, 19% Brokers)
Phone	312-630-6000
Address	50 S LaSalle Street Chicago, IL 60603-1008
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	Nvidia Corp	44.1
	Apple Inc	40.5
	Microsoft Corp	29.5
	Amazon Com Inc	19.8
	Alphabet Inc	18.7
	Alphabet Inc	15.0
	Broadcom Inc	14.7
	Facebook Inc	12.6
	Tesla Motors Inc	9.5
	J P Morgan Chase & Co	9.2
View All

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
Other	Multi-Advisor Funds Emerging Markets Growth Fund	[2022-03-31]	209.5 M	61.0 M
	Filed 2026-02-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Multi-Advisor Funds Global Sustainable Infrastructure Fund	[2022-03-31]	56.3 M	31.2 M
	Filed 2026-02-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Multi-Advisor Funds Covered Call Equity Income Fund	[2021-03-30]	271.9 M	224.7 M
	Filed 2026-02-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Multi-Advisor Funds Concentrated High Yield and Leveraged Loan Fund MAF	[2020-03-30]	320.1 M	233.7 M
	Filed 2026-02-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Multi-Advisor Funds Energy Infrastructure Fund - Eagle Global Advisors LLC	[2016-03-30]	154.9 M	74.4 M
	Filed 2026-02-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Multi-Advisor Funds US Equities Fund - Vulcan Value Partners LLC	[2016-03-30]	52.5 M
	Filed 2020-02-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Multi-Advisor Funds-Global Emerging Markets Fund	[2015-03-31]	862.7 M	230.1 M
	Filed 2026-02-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	RSPGN	2013-03-28
Other	Multi-Advisor Funds Emerging Markets Debt Fund	[2013-03-27]	99.6 M
	Filed 2020-02-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Multi-Advisor Funds Global Emerging Markets Equity Fund - Axiom Investors	[2013-03-27]	862.7 M	235.1 M
	Filed 2026-02-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	20,223	8.8
(b) Individuals (high net worth individuals)	15,055	94.5
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	104	294.5
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	237	509.4
(g) Pension and profit sharing plans	330	110.6
(h) Charitable organizations	1,347	38.9
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	75	46.3
(l) Sovereign wealth funds and foreign official institutions	29	30.3
(m) Corporations or other businesses not listed above	3,627	111.9
(n) Other	0	0.0
Total	41,027	1,245.2
By Discretionary
Discretionary	41,027	1,245.2
Non-Discretionary	0	0.0
Total	41,027	1,245.2
By Non-United States Persons
Non-United States Persons		22.6
United States Persons		1,222.6
Total	41,027	1,245.2

Limited Partners	2011 - 2026
Alaska Division of Retirement and Benefits
California Public Employees' Retirement System
Fresno County Employee Retirement Association
Houston Police Officers' Pension System
Illinois Municipal Retirement Fund
Kansas Public Employees Retirement System
Los Angeles County Employees Retirement Association
Los Angeles Fire and Police Pensions
Maryland State Retirement and Pension System
Minnesota State Board of Investment
Missouri Public School Retirement System
New Hampshire Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
New York State Common Retirement Fund
Ohio Police & Firefighters
Oregon Public Employees Retirement Fund
Pennsylvania State Employees' Retirement System
Teachers' Retirement Security for Illinois Educators
Teachers' Retirement System of the City of New York
The University of Texas/Texas A&M Investment Company

Form D Directors	Role	# Filings	# Firms
Joseph McInerney	Executive Officer	41	4
The Northern Trust Company of Connecticut	Executive Officer	21	4
Walkers Fund Services Limited	Director	6	4
Northern Trust Investments Inc	Executive Officer, Promoter	23	3
Christopher Vella	Executive Officer	23	3
Alan Robertson	Executive Officer	22	3
Rossana Colangelo	Executive Officer	21	3
Melissa Standring	Executive Officer	13	2
Nina Staley	Executive Officer	13	2
Kelly Finegan	Executive Officer	9	2
View All

EDGAR Form	CIK	2011 - 2026
10-K	[0000073124]
10-Q	[0000073124]
13F-HR	[0000073124]
3	[0000073124]
4	[0000073124]
5	[0000073124]
8-K	[0000073124]
SC 13G	[0000073124]
13F-NT	[0000919972]
13F-NT	[0001256909]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Vanguard Capital Management LLC	Northern Trust Corp	[2026-04-30]
State Street Corp	Northern Trust Corp	[2025-11-10]
State Street Corp	Northern Trust Corp	[2025-08-11]
FMR LLC	Northern Trust Corp	[2024-02-09]
Northern Trust Corp	WK Kellogg Co	[2023-11-13]
Northern Trust Corp	HNI Corp	[2022-02-08]
Northern Trust Corp	V F Corp	[2021-02-12]
Northern Trust Corp	Kontoor Brands Inc	[2021-02-12]
Northern Trust Corp	Simmons First National Corp	[2021-02-12]
Northern Trust Corp	Kewaunee Scientific Corp /DE/	[2018-02-01]
Northern Trust Corp	Kellogg Co	[2017-10-10]
Northern Trust Corp	Global Ship Lease Inc	[2016-06-14]
Wellington Management Group LLP	Northern Trust Corp	[2016-02-11]
Vanguard Group Inc	Northern Trust Corp	[2016-02-11]
BlackRock Inc	Northern Trust Corp	[2015-02-06]
Northern Trust Corp	Gogo Inc	[2014-02-13]
Northern Trust Corp	Carnival Corp	[2012-11-09]
Price T Rowe Associates Inc /MD/	Northern Trust Corp	[2012-02-10]

Firm Profile (Form ADV)
Discretionary AUM	$636.5B
Clients	36 (2 non-US)
Serves	Institutional, Retail, Research
Fund Types	Hedge Fund, Private Equity
LEI	BEL4B8X7EHJU845Y2N39

Form 3/4/5 Subject	2011 - 2026
Northern Trust Corp
Thompson Donald
Klevorn Marcy S
Tribbett Charles A
Harrison Dean M
Dhandapani Chandra
Crown Susan
Petrino Richard
Slark Martin P
Mehta Siddharth N
View All

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Northern Trust Corp NTRS Common Stock	2026-03-05	Sell	3,009	$142.39	428,452
Northern Trust Corp NTRS Common Stock	2026-03-04	Sell	3,255	$143.89	468,362
Northern Trust Corp NTRS Common Stock	2026-03-01	Tax withheld	3,837	$143.15	549,267
Northern Trust Corp NTRS Common Stock	2026-03-01	Tax withheld	3,867	$143.15	553,561
Northern Trust Corp NTRS Common Stock	2026-03-01	Tax withheld	2,544	$143.15	364,174
Northern Trust Corp NTRS Common Stock	2026-03-01	Tax withheld	11,129	$143.15	1,593,116
Northern Trust Corp NTRS Common Stock	2026-03-01	Tax withheld	4,157	$143.15	595,075
Northern Trust Corp NTRS Common Stock	2026-03-01	Tax withheld	2,672	$143.15	382,497
Northern Trust Corp NTRS Common Stock	2026-03-01	Tax withheld	1,868	$143.15	267,404
Northern Trust Corp NTRS Common Stock	2026-03-01	Tax withheld	662	$143.15	94,765
Northern Trust Corp NTRS Common Stock	2026-03-01	Tax withheld	2,355	$143.15	337,118
Northern Trust Corp NTRS Common Stock	2026-03-01	Tax withheld	2,671	$143.15	382,354
Northern Trust Corp NTRS Common Stock	2026-03-01	Tax withheld	2,454	$143.15	351,290
Northern Trust Corp NTRS Common Stock	2026-03-01	Tax withheld	300	$143.15	42,945
Northern Trust Corp NTRS Common Stock	2026-02-25	Sell	1,450	$144.05	208,873
Northern Trust Corp NTRS Common Stock	2026-02-17	Grant	6,410	$0.00
Northern Trust Corp NTRS Common Stock	2026-02-17	Grant	21,537	$0.00
Northern Trust Corp NTRS Common Stock	2026-02-17	Grant	16,452	$0.00
Northern Trust Corp NTRS Common Stock	2026-02-17	Tax withheld	11,661	$147.24	1,716,966
Northern Trust Corp NTRS Common Stock	2026-02-17	Tax withheld	8,606	$147.24	1,267,147
showing 20 of 200 most recent transactions

Related Firms	State	AUM
Northern Trust Investments Incorporated ✚	IL	1,245.25 B
50 South Capital Advisors LLC ✚	IL	16.07 B

Comparable Firms	State	AUM
Morgan Stanley Investment Management Inc ✚	NY	702.25 B
Goldman Sachs Asset Management International ✚		621.02 B
Principal Global Investors LLC ✚	IA	427.71 B
Neuberger Berman Investment Advisers LLC ✚	NY	398.65 B
Cambridge Associates LLC ✚	MA	326.70 B
Mercer Investments LLC ✚	MA	226.04 B
Mackay Shields LLC ✚	NY	159.52 B
Wilshire Advisors LLC ✚	CA	149.10 B
Grantham Mayo van Otterloo & Co LLC ✚	MA	80.97 B
MIO Partners Inc ✚	NY	59.59 B

Northern Trust Investments Incorporated

Assets, Funds, Holdings