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| Northern Trust Investments Incorporated
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|---|---|
| CRD # | 105780 |
| SEC # | 801-33358 |
| CIK # | 0001256909, 0000919972, 0000073124 |
| AUM | $902.7 BB (2023-03-31) |
| Employees | 726 (27% Investors, 19% Brokers) |
| Phone | 312-630-6000 |
| Address | 50 S LaSalle Street Chicago, IL 60603-1008 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001256909 0000919972 0000073124 | |
| / | |
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| Apple Inc | 2,382.8 | 28.6 | |
| Microsoft Corp | 1,918.2 | 24.0 | |
| Amazon Com Inc | 1,093.0 | 9.6 | |
| Nvidia Corp | 399.6 | 7.4 | |
| Alphabet Inc | 1,475.1 | 7.2 | |
| Alphabet Inc | 1,482.6 | 6.2 | |
| Tesla Motors Inc | 723.4 | 5.6 | |
| Johnson & Johnson | 465.6 | 5.2 | |
| Exxon Mobil Corp | 385.5 | 5.0 | |
| UnitedHealth Group Inc | 477.0 | 4.8 | |
| Procter & Gamble Co | 338.1 | 4.5 | |
| J P Morgan Chase & Co | 340.2 | 4.3 | |
| VISA Inc | 419.3 | 4.1 | |
| Home Depot Inc | 277.6 | 3.8 | |
| Chevron Corp | 294.6 | 3.8 | |
| Lilly Eli & Co | 301.8 | 3.6 | |
| AbbVie Inc | 269.5 | 3.5 | |
| Mastercard Inc | 309.6 | 3.5 | |
| Merck & Co Inc | 232.4 | 3.2 | |
| Illinois Tool Works Inc | 57.0 | 3.1 | |
| PepsiCo Inc | 226.8 | 3.1 | |
| Broadcom Inc | 201.3 | 3.0 | |
| Coca Cola Co | 270.0 | 2.8 | |
| Cisco Systems Inc | 178.3 | 2.7 | |
| Pfizer Inc | 284.2 | 2.7 | |
| McDonalds Corp | 179.6 | 2.6 | |
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Multi-Advisor Funds Emerging Markets Growth Fund | [2022-03-31] | 208.2 | 106.4 |
| Other | Multi-Advisor Funds Global Sustainable Infrastructure Fund | [2022-03-31] | 55.3 | 51.9 |
| Other | Multi-Advisor Funds Covered Call Equity Income Fund | [2021-03-30] | 227.1 | 197.0 |
| Other | Multi-Advisor Funds Concentrated High Yield and Leveraged Loan Fund MAF | [2020-03-30] | 214.7 | 154.3 |
| Other | Multi-Advisor Funds Energy Infrastructure Fund - Eagle Global Advisors LLC | [2016-03-30] | 145.9 | 44.6 |
| Other | Multi-Advisor Funds US Equities Fund - Vulcan Value Partners LLC | [2016-03-30] | 52.5 | 0.0 |
| Other | Multi-Advisor Funds-Global Emerging Markets Fund | [2015-03-31] | 822.8 | 109.5 |
| Other | RSPGN | 2013-03-28 | 0.0 | |
| Other | Multi-Advisor Funds Emerging Markets Debt Fund | [2013-03-27] | 99.6 | 0.0 |
| Other | Multi-Advisor Funds Global Emerging Markets Equity Fund - Axiom Investors | [2013-03-27] | 822.8 | 231.4 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 23,646 | 12.8 |
| (b) Individuals (high net worth individuals) | 11,003 | 59.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 98 | 215.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 301 | 399.9 |
| (g) Pension and profit sharing plans | 339 | 71.3 |
| (h) Charitable organizations | 1,645 | 19.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 77 | 32.3 |
| (l) Sovereign wealth funds and foreign official institutions | 52 | 29.6 |
| (m) Corporations or other businesses not listed above | 4,058 | 62.2 |
| (n) Other | 0 | 0.0 |
| Total | 41,219 | 902.7 |
| By Discretionary | ||
| Discretionary | 41,219 | 902.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 41,219 | 902.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 49.0 | |
| United States Persons | 853.6 | |
| Total | 41,219 | 902.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Joseph McInerney | 41 | |||
| The Northern Trust Company of Connecticut | 21 | |||
| Walkers Fund Services Limited | 6 | |||
| Christopher Vella | 23 | |||
| Northern Trust Investments Inc | 23 | |||
| Alan Robertson | 22 | |||
| Rossana Colangelo | 21 | |||
| Nina Staley | 13 | |||
| Melissa Standring | 13 | |||
| Intertrust Fund Services Cayman Limited | 3 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 10-K | [0000073124] | |
| 10-Q | [0000073124] | |
| 13F-HR | [0000073124] | |
| 3 | [0000073124] | |
| 4 | [0000073124] | |
| 5 | [0000073124] | |
| 8-K | [0000073124] | |
| SC 13G | [0000073124] | |
| 13F-NT | [0000919972] | |
| 13F-NT | [0001256909] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Northern Trust Corp | |
| Smith David Byron Jr |