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| Nuveen Asset Management LLC
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| CRD # | 155584 |
| SEC # | 801-71957 |
| CIK # | 0001521019 |
| AUM | $248.6 BB (2023-03-24) |
| Employees | 421 (81% Investors, 13% Brokers) |
| Phone | 312-917-7700 |
| Address | 333 West Wacker Drive Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Nuveen CLO Issuance Feeder Fund II LP | [2023-03-24] | 100.0 | 0.0 |
| HF | Nuveen CLO Opportunities Fund LP | [2023-03-24] | 150.3 | 157.3 |
| SA | Symphony CLO XXVI Ltd | 2022-03-24 | 551.3 | |
| HF | Nuveen CLO Issuance Fund LP | 2021-02-23 | 301.4 | |
| SA | Symphony CLO XXII Ltd | 2020-03-31 | 374.8 | |
| HF | Nuveen High Yield Municipal Opportunities Fund LP | 2020-03-25 | 412.7 | |
| HF | Nuveen Municipal Opportunities Fund LP | [2020-03-25] | 25.5 | 172.8 |
| Other | Montgomery Street Fund LLC Series 3 | 2019-06-26 | 1.5 | |
| SA | Symphony CLO XXI Ltd | 2019-06-26 | 371.7 | |
| Other | Montgomery Street Fund LLC Series 2 | 2019-03-29 | 0.3 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 57,653 | 19.7 |
| (b) Individuals (high net worth individuals) | 10,369 | 28.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 137 | 147.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 105 | 22.3 |
| (g) Pension and profit sharing plans | 105 | 5.5 |
| (h) Charitable organizations | 114 | 0.7 |
| (i) State or municipal government entities | 36 | 1.8 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 43 | 14.5 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2,072 | 8.7 |
| (n) Other | 0 | 0.0 |
| Total | 70,634 | 248.6 |
| By Discretionary | ||
| Discretionary | 70,440 | 248.6 |
| Non-Discretionary | 194 | 0.0 |
| Total | 70,634 | 248.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 18.9 | |
| United States Persons | 229.8 | |
| Total | 70,634 | 248.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 | |
|---|---|---|---|---|
| David Bree | 428 | |||
| Ronan Guilfoyle | 338 | |||
| Abali Hoilett | 130 | |||
| Ivana Faltysova | 62 | |||
| Lisa Alexander | 75 | |||
| Andrew Dean | 28 | |||
| Ernest Morrison | 27 | |||
| David Cooper | 37 | |||
| David Goldstein | 43 | |||
| Jennifer Johnson | 14 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001521019] | |
| 3 | [0001521019] | |
| 4 | [0001521019] | |
| D | [0001521019] | |
| SC 13G | [0001521019] |
| Form 3/4/5 Subject | 2011 - 2023 |
|---|---|
| Nuveen Asset Management, LLC | |
| Nuveen Core Plus Impact Fund | |
| Diversified Real Asset Income Fund | |
| Nuveen Minnesota Quality Municipal Income Fund |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Nuveen Asset Management LLC
✚
|
IL | 248.6 |
|
Nuveen Fund Advisors LLC
✚
|
IL | 147.7 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
BlackRock Investment Management LLC
✚
|
NJ | 402.9 |
|
Teachers Advisors LLC
✚
|
NY | 341.3 |
|
Franklin Advisers Inc
✚
|
CA | 320.5 |
|
Western Asset Management Company LLC
✚
|
CA | 320.0 |
|
Victory Capital Management Inc
✚
|
TX | 140.8 |
|
Metropolitan West Asset Management LLC
✚
|
CA | 108.5 |
|
Hightower Advisors LLC
✚
|
IL | 105.2 |
|
Fort Washington Investment Advisors Inc
✚
|
OH | 71.0 |
|
TCW Asset Management Company LLC
✚
|
CA | 54.2 |
|
Select Equity Group LP
✚
|
NY | 45.1 |