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| Nuveen Asset Management LLC
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| CRD # | 155584 |
| SEC # | 801-71957 |
| CIK # | |
| AUM | 280.48 B (2026-03-24) |
| Employees | 381 (78% Investors, 12% Brokers) |
| Fees | |
| Minimum | |
| Phone | 312-917-7700 |
| Address | 333 West Wacker Drive Chicago, IL 60606 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Nuveen SMRS LLC CLO Opportunities - M Series | 2026-03-24 | 53.1 M | |
| HF | Nuveen CLO Issuance Feeder Fund III LP | 2025-08-20 | 44.7 M | |
| HF | Nuveen CLO Issuance Fund III LP | 2025-08-20 | 73.8 M | |
| HF | Nuveen SMRS LLC CLO Issuance - M Series | 2025-03-21 | 65.0 M | |
| HF | Nuveen CLO Issuance Fund II LP | [2024-03-15] | 117.5 M | 239.9 M |
| Filed 2024-01-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Nuveen CLO Opportunities Master Fund LP | [2024-03-15] | 150.3 M | 219.9 M |
| Filed 2024-10-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Nuveen High Yield Municipal Opportunities Master Fund LP | 2024-03-15 | 444.3 M | |
| HF | Nuveen Municipal Opportunities Master Fund LP | [2024-03-15] | 268.4 M | 99.9 M |
| Filed 2024-04-09 (D/A) · Exemption 3(c)(7), 506(b), 3(c) · Remaining Indefinite · Duration More than one year · Commission $3,051,692 · Net Assets Decline to Disclose | ||||
| HF | Nuveen CLO Issuance Feeder Fund II LP | [2023-03-24] | 117.5 M | 131.4 M |
| Filed 2024-01-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Nuveen CLO Opportunities Fund LP | [2023-03-24] | 150.3 M | 219.9 M |
| Filed 2024-10-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 48,733 | 19.7 |
| (b) Individuals (high net worth individuals) | 13,864 | 40.0 |
| (c) Banking or thrift institutions | 4 | 0.0 |
| (d) Investment companies | 138 | 140.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 188 | 44.4 |
| (g) Pension and profit sharing plans | 106 | 7.2 |
| (h) Charitable organizations | 119 | 0.5 |
| (i) State or municipal government entities | 44 | 1.9 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 33 | 16.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2,029 | 10.5 |
| (n) Other | 0 | 0.0 |
| Total | 65,258 | 280.5 |
| By Discretionary | ||
| Discretionary | 65,165 | 280.5 |
| Non-Discretionary | 93 | 0.0 |
| Total | 65,258 | 280.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 25.3 | |
| United States Persons | 255.2 | |
| Total | 65,258 | 280.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Andrew Dean | Director | 29 | 12 | |
| Jennifer Johnson | Executive Officer | 20 | 6 | |
| David Goldstein | Executive Officer | 44 | 4 | |
| Symphony Asset Management LLC | Executive Officer | 31 | 3 | |
| Gunther Stein | Executive Officer | 31 | 3 | |
| Angela McKillen | Executive Officer | 25 | 3 | |
| Anne Popkin | Executive Officer | 22 | 3 | |
| Judith Macdonald | Executive Officer | 18 | 3 | |
| David Deming | Executive Officer | 17 | 3 | |
| Amy Chen | Executive Officer | 13 | 3 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $116.2B |
| Clients | 25 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 549300W218VXB0L5EY14 |
| Related Firms | State | AUM |
|---|---|---|
|
Nuveen Asset Management LLC
✚
|
IL | 280.48 B |
|
Nuveen Fund Advisors LLC
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|
IL | 186.25 B |
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