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| Happy Holidays!! thanks for using AUM13F!! |
| Nuveen Asset Management LLC
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| CRD # | 155584 |
| SEC # | 801-71957 |
| CIK # | 0001521019 |
| AUM | $259.9 B (2025-07-31) |
| Employees | 373 (80% Investors, 12% Brokers) |
| Phone | 312-917-7700 |
| Address | 333 West Wacker Drive Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 25.3 | ||
| Nvidia Corp | 23.5 | ||
| Apple Inc | 15.6 | ||
| Amazon Com Inc | 14.1 | ||
| Facebook Inc | 10.9 | ||
| Broadcom Inc | 10.8 | ||
| Alphabet Inc | 5.2 | ||
| Alphabet Inc | 4.7 | ||
| J P Morgan Chase & Co | 4.5 | ||
| Lilly Eli & Co | 4.4 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Nuveen SMRS LLC | 2025-03-21 | 9.7 | |
| HF | Nuveen CLO Issuance Fund II LP | [2024-03-15] | 117.5 | 263.4 |
| HF | Nuveen CLO Opportunities Master Fund LP | [2024-03-15] | 150.3 | 219.9 |
| HF | Nuveen High Yield Municipal Opportunities Master Fund LP | 2024-03-15 | 511.5 | |
| HF | Nuveen Municipal Opportunities Master Fund LP | [2024-03-15] | 268.4 | 120.7 |
| HF | Nuveen CLO Issuance Feeder Fund II LP | [2023-03-24] | 117.5 | 144.3 |
| HF | Nuveen CLO Opportunities Fund LP | [2023-03-24] | 150.3 | 219.9 |
| SA | Symphony CLO XXVI Ltd | 2022-03-24 | 529.9 | |
| HF | Nuveen CLO Issuance Fund LP | 2021-02-23 | 298.5 | |
| SA | Symphony CLO XXII Ltd | 2020-03-31 | 388.6 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 57,869 | 20.7 |
| (b) Individuals (high net worth individuals) | 10,651 | 32.2 |
| (c) Banking or thrift institutions | 4 | 0.0 |
| (d) Investment companies | 136 | 140.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 166 | 36.0 |
| (g) Pension and profit sharing plans | 102 | 6.0 |
| (h) Charitable organizations | 134 | 0.7 |
| (i) State or municipal government entities | 31 | 1.5 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 37 | 14.4 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2,240 | 8.3 |
| (n) Other | 0 | 0.0 |
| Total | 71,370 | 259.9 |
| By Discretionary | ||
| Discretionary | 71,144 | 259.9 |
| Non-Discretionary | 226 | 0.1 |
| Total | 71,370 | 259.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 22.4 | |
| United States Persons | 237.5 | |
| Total | 71,370 | 259.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Ronan Guilfoyle | 355 | ||
| David Bree | 428 | ||
| Abali Hoilett | 137 | ||
| Ivana Faltysova | 81 | ||
| Lisa Alexander | 75 | ||
| Ernest Morrison | 27 | ||
| Andrew Dean | 29 | ||
| David Cooper | 41 | ||
| Jennifer Johnson | 19 | ||
| David Goldstein | 44 | ||
| Gunther Stein | 31 | ||
| Symphony Asset Management LLC | 31 | ||
| Angela McKillen | 25 | ||
| Anne Popkin | 22 | ||
| Jeffrey Skelton | 19 | ||
| Judith Macdonald | 18 | ||
| David Deming | 14 | ||
| Amy Chen | 13 | ||
| Symphony GP LLC | 4 | ||
| Arbor Capital Management LLC | 4 | ||
| Winslow Capital Management LLC | 4 | ||
| Keith Jones | 11 | ||
| Nuveen Asset Management LLC | 6 | ||
| Himani Trivedi | 5 | ||
| Daniel Carey | 4 | ||
| Jeffrey Warnock | 3 | ||
| Steven Larson | 3 | ||
| None Nuveen Asset Management LLC | 2 | ||
| Parth Doshi | 2 | ||
| Justin Pfaff | 2 | ||
| Ketih Jones | 1 | ||
| Charles Manzoni Jr | 1 | ||
| None Nuveen Clo Opportunities GP LLC | 1 | ||
| Karen Perkins | 1 | ||
| Nuveen Municipal Opportunities GP LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001521019] | |
| 13F-NT | [0001521019] | |
| 3 | [0001521019] | |
| 4 | [0001521019] | |
| D | [0001521019] | |
| SC 13G | [0001521019] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Nuveen Asset Management, LLC | |
| Nuveen Core Plus Impact Fund | |
| Diversified Real Asset Income Fund | |
| Nuveen Minnesota Quality Municipal Income Fund |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Nuveen Asset Management LLC
✚
|
IL | 259.9 |
|
Nuveen Fund Advisors LLC
✚
|
IL | 162.6 |
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|---|---|---|
|
Franklin Advisers Inc
✚
|
CA | 467.0 |
|
Teachers Advisors LLC
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|
NY | 403.0 |
|
Western Asset Management Company LLC
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|
CA | 298.7 |
|
Hightower Advisors LLC
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|
IL | 164.8 |
|
Victory Capital Management Inc
✚
|
TX | 152.3 |
|
Fort Washington Investment Advisors Inc
✚
|
OH | 84.9 |
|
Metropolitan West Asset Management LLC
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|
CA | 82.5 |
|
WCM Investment Management LLC
✚
|
CA | 74.7 |
|
TCW Asset Management Company LLC
✚
|
CA | 70.4 |
|
William Blair & Company LLC
✚
|
IL | 58.3 |