Old Slip Registered Investment Advisors LLC

Item 5: Fees and Compensation

A. Fee Schedule

Pension Consulting Services Fees

Asset-Based Fees for Pension Consulting

        Total Assets Under Management          Annual Fee
        $2,000,000 – And Up                    Up to .40%

OSRIA uses the value of the account as of the last business day of the billing period, after
taking into account deposits and withdrawals, for purposes of determining the market
value of the assets upon which the advisory fee is based.

These fees are generally negotiable and the final fee schedule will be memorialized in the
client’s advisory agreement.

Clients may terminate the agreement without penalty for a full refund of OSRIA's fees
within five business days of signing the Investment Advisory Contract. Thereafter, clients
may terminate the pension consulting agreement generally with 30 days' written notice.
OSRIA uses an average of the daily balance in the client’s account throughout the billing
period, after taking into account deposits and withdrawals, for purposes of determining
the market value of the assets upon which the advisory fee is based.

Fixed Fees

The rate for creating client pension consulting plans is between $7,500 and $60,000. The
final fee schedule will be memorialized in the client’s advisory agreement. This service
may be canceled with 30 days’ notice.

Hourly Fees

The hourly fee for these services is between $450 and $850. The final fee schedule will be
memorialized in the client’s advisory agreement.

B. Payment of Fees

Payment of Pension Consulting Fees

Asset-based pension consulting fees are withdrawn directly from the client's accounts
with client's written authorization on a quarterly basis, or may be invoiced and billed
directly to the client on a quarterly basis. Clients may select the method in which they are
billed. Fees are paid in arrears.

Fixed pension consulting fees are paid via check. These fees are paid in arrears upon
completion.

Hourly pension consulting fees are paid in arrears upon completion.

C. Client Responsibility For Third Party Fees

Clients are responsible for the payment of all third party fees (i.e. custodian fees,
brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
distinct from the fees and expenses charged by OSRIA. Please see Item 12 of this brochure
regarding broker-dealer/custodian.

D. Prepayment of Fees

OSRIA collects its fees in arrears. It does not collect fees in advance.

E. Outside Compensation For the Sale of Securities to Clients

James Joseph Lukezic is a registered representative of a broker-dealer and an insurance
agent and in these roles, accepts compensation for the sale of investment products to
OSRIA clients.

       1. This is a Conflict of Interest

           Supervised persons may accept compensation for the sale of investment products,
           including asset based sales charges or service fees from the sale of mutual funds to
           OSRIA's clients. This presents a conflict of interest and gives the supervised person an
           incentive to recommend products based on the compensation received rather than on
           the client’s needs. When recommending the sale of investment products for which the
           supervised persons receives compensation, OSRIA will document the conflict of
           interest in the client file and inform the client of the conflict of interest.

       2. Clients Have the Option to Purchase Recommended Products From
       Other Brokers

           Clients always have the option to purchase OSRIA recommended products through
           other brokers or agents that are not affiliated with OSRIA.

       3. Commissions are not OSRIA's primary source of compensation for
       advisory services

           Commissions are not OSRIA’s primary source of compensation for advisory services.

       4. Advisory Fees in Addition to Commissions or Markups

           Advisory fees that are charged to clients are not reduced to offset the commissions or
           markups on investment products recommended to clients.

Item 7: Types of Clients

OSRIA generally provides advisory services to the following types of clients:

       ❖      High-Net-Worth Individuals
       ❖      Pension and Profit Sharing Plans