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| Osaic Institutions Inc
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|
|---|---|
| CRD # | 35371 |
| SEC # | 801-67242 |
| CIK # | 0000914904 |
| AUM | $6.5 B (2026-05-28) |
| Employees | 1,839 (26% Investors, 33% Brokers) |
| Phone | 203-599-6000 |
| Address | 538 Preston Avenue Meriden, CT 06450-4858 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) |
|---|---|---|
| Apple Inc | 2.0 | |
| Nvidia Corp | 1.5 | |
| Microsoft Corp | 1.0 | |
| Amazon Com Inc | 0.8 | |
| Alphabet Inc | 0.6 | |
| Alphabet Inc | 0.4 | |
| Broadcom Inc | 0.4 | |
| Facebook Inc | 0.4 | |
| J P Morgan Chase & Co | 0.4 | |
| SPDR Gold Trust | 0.4 |
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 15,761 | 4.5 |
| (b) Individuals (high net worth individuals) | 37 | 0.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 259 | 0.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 255 | 0.8 |
| (n) Other | 0 | 0.0 |
| Total | 11,892 | 6.5 |
| By Discretionary | ||
| Discretionary | 8,436 | 4.1 |
| Non-Discretionary | 3,456 | 2.4 |
| Total | 11,892 | 6.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 6.5 | |
| Total | 11,892 | 6.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0000914904] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Thrivent Advisor Network LLC
✚
|
MN | 6.8 |
|
Focus Financial Network Inc
✚
|
MN | 6.8 |
|
RFG Advisory LLC
✚
|
AL | 6.8 |
|
Signature Investment Advisors LLC
✚
|
CA | 6.8 |
|
Level Four Advisory Services LLC
✚
|
TX | 6.5 |
|
Sendero Wealth Management LLC
✚
|
TX | 6.5 |
|
NWF Advisory Services Inc
✚
|
CA | 6.4 |
|
Andersen Tax LLC
✚
|
VA | 6.3 |
|
Creativeone Wealth LLC
✚
|
KS | 6.3 |
|
Todd Asset Management LLC
✚
|
KY | 6.2 |