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| Osaic Institutions Inc
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| |
|---|---|
| CRD # | 35371 |
| SEC # | 801-67242 |
| CIK # | 0000914904 |
| AUM | $3.6 BB (2024-07-02) |
| Employees | 722 (66% Investors, 85% Brokers) |
| Phone | 203-599-6000 |
| Address | 538 Preston Avenue Meriden, CT 06450-4858 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 1.2 | |
| NVDA | 399.6 | 0.9 | |
| MSFT | 1,918.2 | 0.9 | |
| AMZN | 1,093.0 | 0.5 | |
| GOOGL | 1,475.1 | 0.3 | |
| GOOG | 1,482.6 | 0.2 | |
| META | 434.9 | 0.2 | |
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 6,785 | 2.1 |
| (b) Individuals (high net worth individuals) | 23 | 0.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 107 | 0.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 149 | 0.8 |
| (n) Other | 0 | 0.0 |
| Total | 8,478 | 3.6 |
| By Discretionary | ||
| Discretionary | 4,347 | 1.0 |
| Non-Discretionary | 4,131 | 2.6 |
| Total | 8,478 | 3.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.6 | |
| Total | 8,478 | 3.6 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0000914904] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Moreton Asset Management LLC
✚
|
UT | 3.8 |
|
Hoisington Investment Management Co
✚
|
TX | 3.7 |
|
NWF Advisory Services Inc
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|
CA | 3.7 |
|
Western International Securities Inc
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|
CA | 3.7 |
|
EPG Incorporated
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|
MA | 3.6 |
|
Stifel Independent Advisors LLC
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|
MO | 3.6 |
|
Cain Watters & Associates LLC
✚
|
TX | 3.5 |
|
Next Financial Group Inc
✚
|
TX | 3.5 |
|
Willis Investment Counsel Inc
✚
|
GA | 3.5 |
|
Creativeone Wealth LLC
✚
|
KS | 3.4 |