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| Happy Holidays!! thanks for using AUM13F!! |
| Osaic Institutions Inc
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|---|---|
| CRD # | 35371 |
| SEC # | 801-67242 |
| CIK # | 0000914904 |
| AUM | $4.0 B (2025-07-16) |
| Employees | 630 (71% Investors, 88% Brokers) |
| Phone | 203-599-6000 |
| Address | 538 Preston Avenue Meriden, CT 06450-4858 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 1.2 | ||
| Nvidia Corp | 1.0 | ||
| Microsoft Corp | 0.8 | ||
| Amazon Com Inc | 0.6 | ||
| Facebook Inc | 0.3 | ||
| Tesla Motors Inc | 0.3 | ||
| Alphabet Inc | 0.3 | ||
| Broadcom Inc | 0.2 | ||
| J P Morgan Chase & Co | 0.2 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 6,917 | 2.6 |
| (b) Individuals (high net worth individuals) | 15 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 152 | 0.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 127 | 0.7 |
| (n) Other | 0 | 0.0 |
| Total | 8,779 | 4.0 |
| By Discretionary | ||
| Discretionary | 3,347 | 1.1 |
| Non-Discretionary | 5,432 | 2.9 |
| Total | 8,779 | 4.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.0 | |
| Total | 8,779 | 4.0 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-NT | [0000914904] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Clifford Swan Investment Counsel LLC
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|
CA | 4.1 |
|
Moreton Asset Management LLC
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|
UT | 4.1 |
|
Alaska Permanent Capital Management Co
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|
AK | 4.1 |
|
M Holdings Securities Inc
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|
OR | 4.1 |
|
Beacon Capital Management Inc
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|
OH | 4.1 |
|
Capital Asset Advisory Services LLC
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|
MI | 4.0 |
|
IFG Advisory LLC
✚
|
GA | 4.0 |
|
Thurston Springer Advisors LLC
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|
IN | 4.0 |
|
Willis Investment Counsel Inc
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|
GA | 4.0 |
|
Western Wealth Management LLC
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|
CO | 3.9 |