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| Waverly Advisors LLC
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|---|---|
| CRD # | 115332 |
| SEC # | 801-60741 |
| CIK # | 0001568787 |
| AUM | $10.1 BB (2024-03-29) |
| Employees | 136 (51% Investors, 0% Brokers) |
| Phone | 205-871-3334 |
| Address | 600 University Park Place Birmingham, AL 35209 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 0.1 | |
| MSFT | 1,918.2 | 0.1 | |
| NVDA | 399.6 | 0.0 | |
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Waverly Growth Fund I LP | [2022-10-18] | 21.8 | 4.1 |
| Other | Waverly Income Fund LP | [2022-10-18] | 22.4 | 7.6 |
| Other | HS Select I LLC | [2020-03-26] | 26.0 | 16.4 |
| Other | BT Select Fund I LP | [2019-05-20] | 11.3 | 10.8 |
| Other | Waverly Opportunity Fund II LP | [2018-03-28] | 61.9 | 58.6 |
| Other | Waverly Opportunity Fund LP | [2016-03-03] | 63.6 | 95.7 |
| HF | Haines Opportunity Portfolio II LLC Class A | 2012-03-29 | 0.0 | |
| HF | Haines Opportunity Portfolio II LLC Class B | 2012-03-29 | 0.1 | |
| RE | HFA Ltd | 2012-03-29 | 0.5 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,101 | 0.8 |
| (b) Individuals (high net worth individuals) | 1,503 | 5.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 0.2 |
| (g) Pension and profit sharing plans | 247 | 1.3 |
| (h) Charitable organizations | 27 | 0.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 34 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 9,647 | 7.9 |
| By Discretionary | ||
| Discretionary | 9,282 | 7.7 |
| Non-Discretionary | 365 | 0.2 |
| Total | 9,647 | 7.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 7.9 | |
| Total | 9,647 | 7.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Scott Craig | 9 | ||
| BT Funds Group LLC | 4 | ||
| Clay McDaniel | 3 | ||
| BT Wealth Management LLC | 3 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001568787] |
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