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| Paloma Partners Management Company
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|---|---|
| CRD # | 138460 |
| SEC # | 801-72796 |
| CIK # | 0001103882 |
| AUM | 30.29 B (2026-05-20) |
| Employees | 64 (47% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 203-862-8000 |
| Address | 2 American Lane Greenwich, CT 06836-2571 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001103882 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Snowflake Inc | 0.0 | ||
| Palo Alto Networks Inc | 0.0 | ||
| Uber Technologies Inc | 0.0 | ||
| ServiceNow Inc | 0.0 | ||
| Interactive Brokers Group Inc | 0.0 | ||
| Oracle Corp | 0.0 | ||
| Adobe Systems Inc | 0.0 | ||
| Occidental Petroleum Corp /DE/ | 0.0 | ||
| Progressive Corp/Oh/ | 0.0 | ||
| Devon Energy Corp/DE | 0.0 | ||
| Costco Wholesale Corp /NEW | 0.0 | ||
| Copart Inc | 0.0 | ||
| Boston Scientific Corp | 0.0 | ||
| Reddit Inc | 0.0 | ||
| Doordash Inc | 0.0 | ||
| Amgen Inc | 0.0 | ||
| Salesforce Com Inc | 0.0 | ||
| Citigroup Inc | 0.0 | ||
| Facebook Inc | 0.0 | ||
| American International Group Inc | 0.0 | ||
| Danaher Corp /DE/ | 0.0 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | American Lane Quantitative Strategies Fund LP | 2015-08-21 | 582.0 M | |
| HF | American Lane Quantitative Strategies LLC | 2015-08-21 | 11.0 M | |
| HF | American Lane Quantitative Strategies Ltd | 2015-08-21 | 217.0 M | |
| HF | Paloma Offshore Limited | 2015-08-21 | 32.5 M | |
| HF | Capital Preservation Fund LLC | 2013-02-25 | 7.2 M | |
| HF | Capital Preservation Partners Limited | 2012-02-14 | 1.1 M | |
| HF | Capital Preservation Partners LLC | [2012-02-14] | 6.3 M | |
| HF | Paloma International Limited | 2012-02-14 | 495.0 M | |
| HF | Paloma International LP | 2012-02-14 | 30.29 B | |
| HF | Paloma Partners LLC | 2012-02-14 | 1,202.9 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 30.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 30.3 |
| By Discretionary | ||
| Discretionary | 3 | 30.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 30.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 9.1 | |
| United States Persons | 21.2 | |
| Total | 3 | 30.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001103882] | |
| 3 | [0001103882] | |
| 4 | [0001103882] | |
| SC 13D | [0001103882] | |
| SC 13G | [0001103882] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $5.0B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300IZIILPB9SOO273 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Eaton Vance Ltd Duration Income Fund EVV
Series B Auction Preferred Shares
|
2023-02-21 | Sell | 164 | $21,750.00 | 3,567,000 |
|
Eaton Vance Ltd Duration Income Fund EVV
Series D Auction Preferred Shares
|
2023-02-21 | Sell | 154 | $21,750.00 | 3,349,500 |
|
Eaton Vance Ltd Duration Income Fund EVV
Series C Auction Preferred Shares
|
2023-02-21 | Sell | 366 | $21,750.00 | 7,960,500 |
|
Eaton Vance Ltd Duration Income Fund EVV
Series E Auction Preferred Shares
|
2023-02-21 | Sell | 134 | $21,750.00 | 2,914,500 |
|
Eaton Vance Ltd Duration Income Fund EVV
Series A Auction Preferred Shares
|
2023-02-21 | Sell | 194 | $21,750.00 | 4,219,500 |
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