Peak Financial Planning LLC

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Assets, Funds, Holdings

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Peak Financial Planning LLC
CRD #317288
SEC #801-135890
CIK #0002097384
AUM $93.0 M (2026-05-04)
Employees 7 (57% Investors, 0% Brokers)
Phone818-600-6099
Address21201 Victory Blvd
Canoga Park, CA 91303
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
1008060402002010201520212027
CIK Period
0002097384
Sector Form 13F Holdings Value ($M)
Apple Inc 21.1
Nvidia Corp 10.4
Microsoft Corp 10.3
Applied Materials Inc /DE 8.7
Alphabet Inc 8.1
Amazon Com Inc 7.6
Allspring Income Opportunities Fund 7.4
First Trust Intermediate Duration Preferred & Income Fund 7.0
J P Morgan Chase & Co 5.7
Alphabet Inc 5.5
KLA Tencor Corp 4.9
SPDR Gold Trust 3.3
Broadcom Inc 2.3
Palantir Technologies Inc 2.2
Wal Mart Stores Inc 2.2
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 45 24.5
(b) Individuals (high net worth individuals) 37 68.5
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 300 93.0
By Discretionary
Discretionary 300 93.0
Non-Discretionary 0 0.0
Total 300 93.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 93.0
Total 300 93.0
EDGAR Form CIK 2011 - 2026
13F-HR [0002097384]
Comparable Firms State AUM ($B)
Lyon Capital Management LLC
NY 0.1
Lion Capital Advisors LLC
FL 0.1
Sebetic Advisors LLC
0.1
Bayridge Financial Group Inc
NY 0.1
Walnut Investment Services LLC
NY 0.1
Voss Wealth Management LLC
NY 0.1
Tweddell Goldberg LLC
0.1
Thinking Big Financial Inc
NY 0.1
Family Partners Capital LLC
MA 0.1
Pruneyard Financial Group Inc
CA 0.1
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tony@aum13f.com