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| Penn Capital Management Company LLC
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| |
|---|---|
| CRD # | 105081 |
| SEC # | 801-31452 |
| CIK # | 0001158202 |
| AUM | $1.7 BB (2024-08-13) |
| Employees | 19 (68% Investors, 0% Brokers) |
| Phone | 215-302-1500 |
| Address | 1200 Intrepid Avenue Philadelphia, PA 19112 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| WFRD | 1.7 | 0.0 | |
| CRS | 1.4 | 0.0 | |
| NCLH | 5.3 | 0.0 | |
| FTAI | 1.9 | 0.0 | |
| MTZ | 5.5 | 0.0 | |
| GDEN | 1.2 | 0.0 | |
| BPOP | 6.1 | 0.0 | |
| NMRK | 1.7 | 0.0 | |
| RXO | 0.0 | ||
| FOUR | 2.1 | 0.0 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Penn Capital Energy Credit Opportunities Fund LP | 2015-03-30 | 0.0 | |
| Other | Penn Capital Multi-Sector Spectrum Income Fund LP | [2015-03-30] | 82.0 | 4.0 |
| Other | Penn Institutional Loan Common Master Fund LP | [2014-03-31] | 131.0 | 12.8 |
| HF | Capital Structure Opportunities Fund Offshore LP | 2012-03-29 | 8.2 | |
| Other | Penn Capital Defensive High Yield Fund LP | 2012-03-29 | 249.3 | |
| HF | Penn Capital Pioneer Energy Fund LP | [2012-03-29] | 8.9 | 6.2 |
| HF | Penn Capital Structure Total Return Fund LP | 2012-03-29 | 6.7 | |
| Other | Penn Convertible Fund LP | [2012-03-29] | 9.5 | 2.7 |
| Other | Penn Core High Yield Bond Fund LP | 2012-03-29 | 4.4 | |
| Other | Penn Core Opportunistic High Yield Bond Fund LP | 2012-03-29 | 92.9 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 182 | 0.1 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 0.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 0.1 |
| (g) Pension and profit sharing plans | 6 | 0.1 |
| (h) Charitable organizations | 4 | 0.1 |
| (i) State or municipal government entities | 6 | 0.9 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 0.0 |
| (n) Other | 724 | 0.3 |
| Total | 934 | 1.7 |
| By Discretionary | ||
| Discretionary | 210 | 1.4 |
| Non-Discretionary | 724 | 0.3 |
| Total | 934 | 1.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.7 | |
| Total | 934 | 1.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Lisa Matson | 11 | |||
| Joseph McDonnell | 9 | |||
| Peter Moran | 43 | |||
| Eric Green | 24 | |||
| Christian Noyes | 16 | |||
| Gerald McBride | 16 | |||
| Richard Hocker | 15 | |||
| Marcia Hocker | 15 | |||
| Kimberly Hocker | 15 | |||
| Kirsten Hocker | 14 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001158202] | |
| SC 13G | [0001158202] |
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|---|---|---|
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Prytania Investment Advisors LLP
✚
|
1.8 | |
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Fairview Capital Investment Management LLC
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CA | 1.8 |
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Rice Hall James & Associates LLC
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MN | 1.7 |
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Infrastructure Capital Advisors LLC
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NY | 1.7 |
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Cantor Fitzgerald Investment Advisors LP
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NY | 1.6 |
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The Investment House LLC
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CA | 1.6 |