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| Penn Capital Management Company LLC
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| CRD # | 105081 |
| SEC # | 801-31452 |
| CIK # | 0001158202 |
| AUM | 1,939.7 M (2026-03-27) |
| Employees | 16 (75% Investors, 0% Brokers) |
| Phone | 215-302-1500 |
| Address | 3025 John F Kennedy Blvd Philadelphia, PA 19104 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Mirum Pharmaceuticals Inc | 0.0 | ||
| Eldorado Resorts Inc | 0.0 | ||
| Gulfport Energy Corp | 0.0 | ||
| Weatherford International PLC | 0.0 | ||
| Select Energy Services Inc | 0.0 | ||
| Chemours Co | 0.0 | ||
| First Pactrust Bancorp Inc | 0.0 | ||
| Transocean Ltd | 0.0 | ||
| Constellium NV | 0.0 | ||
| Bridge Bancorp Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Penn Capital Energy Credit Opportunities Fund LP | 2015-03-30 | ||
| Other | Penn Capital Multi-Sector Spectrum Income Fund LP | [2015-03-30] | 82.0 M | 4.0 M |
| Filed 2015-03-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Finder's Fee $49,951 · Net Assets Decline to Disclose | ||||
| Other | Penn Institutional Loan Common Master Fund LP | [2014-03-31] | 131.0 M | 12.8 M |
| Filed 2021-04-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Capital Structure Opportunities Fund Offshore LP | 2012-03-29 | 8.2 M | |
| Other | Penn Capital Defensive High Yield Fund LP | 2012-03-29 | 249.3 M | |
| HF | Penn Capital Pioneer Energy Fund LP | [2012-03-29] | 8.9 M | 6.2 M |
| Filed 2016-12-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Penn Capital Structure Total Return Fund LP | 2012-03-29 | 6.7 M | |
| Other | Penn Convertible Fund LP | [2012-03-29] | 9.5 M | 2.7 M |
| Filed 2018-12-14 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Commission $146,622 · Net Assets Decline to Disclose | ||||
| Other | Penn Core High Yield Bond Fund LP | 2012-03-29 | 4.4 M | |
| Other | Penn Core Opportunistic High Yield Bond Fund LP | 2012-03-29 | 92.9 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 60 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.1 |
| (g) Pension and profit sharing plans | 0 | 0.1 |
| (h) Charitable organizations | 0 | 0.1 |
| (i) State or municipal government entities | 0 | 1.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 567 | 0.5 |
| Total | 602 | 1.9 |
| By Discretionary | ||
| Discretionary | 35 | 1.5 |
| Non-Discretionary | 567 | 0.5 |
| Total | 602 | 1.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.9 | |
| Total | 602 | 1.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Eric Green | Executive Officer | 28 | 4 | |
| Lisa Matson | Executive Officer | 14 | 3 | |
| Joseph McDonnell | Executive Officer | 9 | 3 | |
| Peter Moran | Executive Officer | 43 | 2 | |
| Gerald McBride | Executive Officer | 16 | 2 | |
| Christian Noyes | Executive Officer | 16 | 2 | |
| Kimberly Hocker | Director | 15 | 2 | |
| Richard Hocker | Executive Officer | 15 | 2 | |
| Marcia Hocker | Executive Officer | 15 | 2 | |
| Kirsten Hocker | Director, Executive Officer | 14 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001158202] | |
| SC 13G | [0001158202] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $5.5B |
| Clients | 642 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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