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| Pinnacle Associates Ltd
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| |
|---|---|
| CRD # | 110631 |
| SEC # | 801-20841 |
| CIK # | 0000743127 |
| AUM | $8.1 BB (2024-03-28) |
| Employees | 64 (45% Investors, 0% Brokers) |
| Phone | 212-652-3200 |
| Address | 286 Madison Avenue New York, NY 10017 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 0.3 | |
| MSFT | 1,918.2 | 0.2 | |
| JNJ | 465.6 | 0.2 | |
| NVDA | 399.6 | 0.1 | |
| AMZN | 1,093.0 | 0.1 | |
| JPM | 340.2 | 0.1 | |
| AVGO | 201.3 | 0.1 | |
| META | 434.9 | 0.1 | |
| LRCX | 60.8 | 0.1 | |
| GOOG | 1,482.6 | 0.1 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Pinmar Investors LP | [2012-03-30] | 5.6 | 4.6 |
| Other | Pinnacle All-Cap Fund LP | [2012-03-30] | 4.3 | 9.0 |
| Other | Pinnacle Equity Fund LP | [2012-03-30] | 88.9 | 123.9 |
| Other | Pinnacle International Partners LP | 2012-03-30 | 2.2 | |
| Other | Pinnacle International Small Cap Partners LP | [2012-03-30] | 74.6 | 2.4 |
| Other | Pinnacle Opportunity Fund LP | [2012-03-30] | 17.6 | 15.2 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,382 | 1.3 |
| (b) Individuals (high net worth individuals) | 509 | 1.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 0.2 |
| (g) Pension and profit sharing plans | 53 | 0.5 |
| (h) Charitable organizations | 7 | 0.0 |
| (i) State or municipal government entities | 0 | 0.2 |
| (j) Other investment advisers | 6 | 1.6 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 68 | 0.4 |
| (n) Other | 510 | 2.3 |
| Total | 6,144 | 8.1 |
| By Discretionary | ||
| Discretionary | 6,143 | 8.1 |
| Non-Discretionary | 1 | 0.0 |
| Total | 6,144 | 8.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 8.0 | |
| Total | 6,144 | 8.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Thomas Passios | 5 | ||
| Pinnacle Associates Ltd | 4 | ||
| Peter Marron | 2 | ||
| John Passios | 1 | ||
| David Dineen | 1 | ||
| James Ferrare | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000743127] | |
| SC 13G | [0000743127] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Pinnacle Associates Ltd | Harmonic Inc | [2016-02-10] |
| Pinnacle Associates Ltd | Cincinnati Bell Inc | [2016-02-10] |
| Pinnacle Associates Ltd | World Wrestling EntertainmentInc | [2015-02-17] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Cullen Capital Management LLC
✚
|
NY | 9.0 |
|
Tweedy Browne Company LLC
✚
|
CT | 8.9 |
|
Advent Capital Management LLC
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NY | 8.7 |
|
TimesSquare Capital Management LLC
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NY | 8.3 |
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Churchill Management Corp
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|
CA | 8.2 |
|
Truston Asset Management Co Ltd
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8.1 | |
|
O'shaughnessy Asset Management LLC
✚
|
CT | 8.0 |
|
Winton Capital Management Ltd
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|
7.8 | |
|
Conestoga Capital Advisors LLC
✚
|
PA | 7.8 |
|
Intermede Investment Partners Limited
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|
7.3 |