Pinnacle Associates Ltd

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Pinnacle Associates Ltd ✚
CRD #	110631
SEC #	801-20841
CIK #	0000743127
AUM	10.39 B (2026-03-26)
Employees	69 (48% Investors, 0% Brokers)
Fees
Minimum
Phone	212-652-3200
Address	286 Madison Avenue New York, NY 10017
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

CIK	Period
0000743127	2026-03-31 2025-12-31 2025-09-30 2025-06-30 2025-03-31 2024-12-31 2024-09-30 2024-06-30 2024-03-31 2023-12-31 2023-09-30 2023-06-30 2023-03-31 2022-12-31 2022-09-30 2022-06-30 2022-03-31 2021-12-31 2021-09-30 2021-06-30 2021-03-31 2020-12-31 2020-09-30 2020-06-30 2020-03-31 2019-12-31 2019-09-30 2019-06-30 2019-03-31 2018-12-31 2018-09-30 2018-06-30 2018-03-31 2017-12-31 2017-09-30 2017-06-30 2017-03-31 2016-12-31 2016-09-30 2016-06-30 2016-03-31 2015-12-31 2015-09-30 2015-06-30 2015-03-31 2014-12-31 2014-09-30 2014-06-30 2014-03-31 2013-12-31 2013-09-30 2013-06-30 2013-03-31 2012-12-31 2012-09-30 2012-06-30 2012-03-31 2011-12-31

CIK

Period

0000743127

Sector	Form 13F Holdings	Value ($B)
	Johnson & Johnson	0.4
	Apple Inc	0.3
	Nvidia Corp	0.2
	Microsoft Corp	0.2
	Broadcom Inc	0.1
	J P Morgan Chase & Co	0.1
	Amazon Com Inc	0.1
	Alphabet Inc	0.1
	Alphabet Inc	0.1
	Facebook Inc	0.1
	Micron Technology Inc	0.1
	Caterpillar Inc	0.1
	Morgan Stanley	0.1
	II-VI Inc	0.1
	Regeneron Pharmaceuticals Inc	0.1
	Lam Research Corp	0.1
	Wal Mart Stores Inc	0.1
	Merck & Co Inc	0.1
	Lilly Eli & Co	0.1
	Cisco Systems Inc	0.1
	Visa Inc	0.1
	Lumentum Holdings Inc	0.1









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Type	Form D Funds	Date	Sold	AUM
HF	Pinmar Investors LP	[2012-03-30]	5.6 M	4.6 M
	Filed 2014-06-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Pinnacle All-Cap Fund LP	[2012-03-30]	4.3 M	14.2 M
	Filed 2025-05-30 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Pinnacle Equity Fund LP	[2012-03-30]	88.9 M	139.1 M
	Filed 2025-05-30 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Pinnacle International Partners LP	2012-03-30		2.2 M
Other	Pinnacle International Small Cap Partners LP	[2012-03-30]	74.6 M	0.9 M
	Filed 2024-05-31 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Pinnacle Opportunity Fund LP	[2012-03-30]	17.6 M	21.9 M
	Filed 2025-05-30 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	1,370	2.0
(b) Individuals (high net worth individuals)	438	1.9
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	4	0.2
(g) Pension and profit sharing plans	29	0.3
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.2
(j) Other investment advisers	0	2.3
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	52	0.5
(n) Other	432	2.9
Total	6,766	10.4
By Discretionary
Discretionary	6,765	10.4
Non-Discretionary	1	0.0
Total	6,766	10.4
By Non-United States Persons
Non-United States Persons		0.2
United States Persons		10.2
Total	6,766	10.4

Form D Directors	Role	# Filings	# Firms
David Dineen	Executive Officer	2	2
Thomas Passios	Executive Officer	5	1
Pinnacle Associates Ltd	Executive Officer	4	1
Peter Marron	Executive Officer	2	1
John Passios	Executive Officer	1	1
James Ferrare	Executive Officer	1	1

EDGAR Form	CIK	2011 - 2026
13F-HR	[0000743127]
SC 13G	[0000743127]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Pinnacle Associates Ltd	Unifi Inc	[2025-05-21]
Pinnacle Associates Ltd	Harmonic Inc	[2016-02-10]
Pinnacle Associates Ltd	Cincinnati Bell Inc	[2016-02-10]
Pinnacle Associates Ltd	World Wrestling EntertainmentInc	[2015-02-17]

Firm Profile (Form ADV)
Discretionary AUM	$5.2B
Serves	Institutional, Retail
Fund Types	Hedge Fund
LEI	254900TVHGSPB0WP7L43

Comparable Firms	State	AUM
Winton Capital Management Ltd ✚		11.67 B
Cullen Capital Management LLC ✚	NY	11.58 B
Apollon Wealth Management LLC ✚	SC	11.56 B
Guardian Capital LP ✚		10.68 B
Ruane Cunniff & Goldfarb LP ✚	NY	10.53 B
Caledonia Private Investments PTY Limited ✚		10.23 B
ARIN Risk Advisors LLC ✚	PA	10.19 B
Clearbridge Investment Management Limited ✚		9,892.9 M
SpiderRock Advisors LLC ✚	IL	9,834.0 M
Gardner Russo & Quinn LLC ✚	PA	9,448.6 M

Pinnacle Associates Ltd

Assets, Funds, Holdings