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| Proficio Capital Partners LLC
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|
|---|---|
| CRD # | 269931 |
| SEC # | 801-106483 |
| CIK # | 0001654175 |
| AUM | $5.3 B (2026-04-27) |
| Employees | 23 (48% Investors, 0% Brokers) |
| Phone | 617-340-8425 |
| Address | 300 Washington Street Ste 951 Newton, MA 02458-1655 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| iShares Comex Gold Trust | 182.7 | ||
| SPDR Gold Trust | 179.1 | ||
| Perth MINT Physical Gold ETF | 48.7 | ||
| Trebia Acquisition Corp | 43.3 | ||
| Nvidia Corp | 25.3 | ||
| Alphabet Inc | 14.9 | ||
| Apple Inc | 14.2 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Proficio Clean Horizons Series of the Proficio Gateway Fund LLC | [2025-03-25] | 58.0 | 31.9 |
| RE | Proficio Canadian Alternative Real Estate Fund LP | [2023-03-31] | 0.4 | 43.0 |
| Other | Proficio Dynamic Balanced Fund LP | [2023-03-31] | 6.6 | 8.8 |
| Other | Proficio Long-Term Alternative Series of the Proficio Gateway Fund LLC | [2023-03-31] | 66.2 | 64.9 |
| RE | Proficio Motor Mart Garage Fund LP | [2023-03-31] | 5.0 | 0.2 |
| Other | Proficio Renew Green Energy Income LP | [2023-03-31] | 18.4 | 8.6 |
| VC | Proficio Special Investment 1 LP | [2023-03-31] | 5.0 | 4.6 |
| Other | Proficio Alternative Opportunities Fund | [2020-08-07] | 166.2 | 128.5 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 138 | 4.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 0.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 6 | 0.1 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.5 |
| (n) Other | 0 | 0.0 |
| Total | 1,427 | 5.3 |
| By Discretionary | ||
| Discretionary | 1,014 | 4.9 |
| Non-Discretionary | 413 | 0.4 |
| Total | 1,427 | 5.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.4 | |
| United States Persons | 4.8 | |
| Total | 1,427 | 5.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Christopher Cherry | 53 | 2 | ||
| Allen Ambrose | 41 | 2 | ||
| Gordon Neal | 35 | 2 | ||
| Adrian Hobkirk | 27 | 2 | ||
| Chisaki Urata | 10 | 2 | ||
| Fernando Alcoceer | 9 | 2 | ||
| Matthew Wosk | 6 | 2 | ||
| Justin Sussman | 4 | 2 | ||
| Proficio Proficio Capital Partners LLC | 4 | 2 | ||
| Alison Xiao Tian | 2 | 2 | ||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001654175] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
True North Advisors LLC
✚
|
TX | 5.4 |
|
Family Manage LLC
✚
|
NY | 5.3 |
|
MCF Advisors LLC
✚
|
KY | 4.7 |
|
Ancora Advisors LLC
✚
|
OH | 4.6 |
|
Cantor Fitzgerald Investment Advisors LP
✚
|
NY | 3.2 |
|
Altes Capital LLC
✚
|
3.2 | |
|
Wellesley Asset Management Inc
✚
|
NH | 2.0 |
|
Howard Financial Services Ltd
✚
|
TX | 1.4 |
|
Financial Management Professionals Inc
✚
|
TX | 1.3 |
|
ANDA Asset Management Co Ltd
✚
|
1.2 |