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| Resolute Wealth Advisor Inc
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| CRD # | 290349 |
| SEC # | 801-112074 |
| CIK # | 0002005292 |
| AUM | 293.8 M (2026-06-23) |
| Employees | 4 (75% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 419-422-4400 |
| Address | 1100 East Main Cross Street Findlay, OH 45840 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [Facebook] |
| Total AUM ($M) |
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| Fees and Compensation — Form ADV Part 2A (3/24/2026) [Brochure] |
|---|
ITEM–5 - FEES AND COMPENSATION
Investment Management Fees and Compensation
Our Firm charges a fee as compensation for providing investment management services
on your account. These services include advisory services, trade entry, investment
supervision, and other account-maintenance activities. Our custodian may charge
custodial fees, redemption fees, retirement plan and administrative fees. See Additional
Resolute Wealth Advisor, Inc.
FORM ADV 2A Brochure | March 2026
Fees and Expenses below for additional details.
The fees for investment management are based on an annual percentage of assets under
management and are applied to the household asset value on a pro-rata basis and billed
quarterly in arrears. The initial fee will be based upon the average daily balance of the
partial quarter, prorated for the number of days in the quarter that your account is under
our management. Thereafter, the quarterly fee will be calculated on the average daily
balance of the portfolio during the calendar quarter. The average daily balance will be
determined as reported by the Custodian. Fees are assessed on all assets under
management, including securities, cash, and money market balances. When applicable
and noted in Appendix A of the Investment Management Agreement, legacy positions will
also be excluded from the fee calculation.
Our tiered fee schedule for investment management is as follows:
$0-$499,999 1.00%
$500,000-$1,999,999 0.75%
$2,000,000-$4,999,999 0.50%
$5,000,000-$9,999,999 0.25%
$10,000,000 and up 0.20%
The specific advisory fees are set forth in your Investment Advisory Agreement. Fees may
vary based on the size of the account, complexity of the portfolio, extent of activity in the
account or other reasons agreed upon by us and you as the client. In certain
circumstances, our fees and the timing of the fee payments may be negotiated.
Unless otherwise instructed by the Client, we will aggregate related client accounts for
the purposes of determining the account size and annualized fee. The common practice
is often referred to as “house-holding” portfolios for fee purposes and may result in lower
fees than if fees were calculated on portfolios separately. Our method of house-holding
accounts for fee purposes looks at the overall family dynamic and relationship.
The independent qualified custodian holding your funds and securities will debit your
account directly for the advisory fee and pay that fee to us. You will provide written
authorization permitting the fees to be paid directly from your account held by the
qualified custodian. Further, the qualified custodian agrees to deliver an account
statement to you on a quarterly basis indicating all the amounts deducted from the
account including our advisory fees.
Either RWA or you may terminate the management agreement immediately upon written
notice to the other party. The management fee will be pro-rated to the date of
termination, for the quarter in which the cancellation notice was given and the unearned
fee billed to you. Upon termination, you are responsible for monitoring the securities in
Resolute Wealth Advisor, Inc.
FORM ADV 2A Brochure | March 2026
your account, and we will have no further obligation to act or advise with respect to those
assets. For clients whose agreements terminate due to death, Resolute Wealth will waive
any earned fees that have not been billed as of the date of death.
Envestnet’s Fund Strategist Portfolios Program Fee
The Envestnet program fee is calculated by applying the applicable annual fee schedule
set forth in the Statement of Investment Selection ("SIS") to the asset value of the Account
assets invested in a Program option. The value of the Account assets is determined quar-
terly on an Account-by-Account basis and not in the aggregate. The initial Program Fee
will equal, on an annualized basis, the percentage set forth in the fee schedule in the SIS
applied to the fair market value of the Account in the applicable category.
For accounts utilizing the Fund Strategist Portfolios ("FSP") program, the Program Fee in-
cludes the FSP Manager's strategist fee and Envestnet's platform fee, which are combined
into a single all-in program fee disclosed in the SIS. The FSP program fee is separate from
and in addition to RWA's investment advisory fee described above. RWA or Envestnet will
instruct the Account custodian to deduct the Program Fee from the Account(s). The Pro-
gram Fee for FSP accounts is debited quarterly in advance. You are responsible for verify-
ing the accuracy of the Program Fee calculation.
Envestnet receives a portion of the Program Fee for the investment management and/or
administrative services it provides to the Accounts. Fees due to the FSP Manager are paid
by Envestnet out of the Program Fee. The total Program Fee charged will vary depending
upon the FSP strategy selected and the applicable fee schedule in your SIS. The combined
total of RWA's advisory fee and the Envestnet Program Fee represents the all-in cost of
investment management for FSP accounts, exclusive of custodial charges and fund-level
expenses described below.
Employee Sponsored Retirement Plan Fees
We charge an annual fee as negotiated with the client and disclosed in the Employer
Sponsored Retirement Plans Investment Advisory Agreement. The compensation method
is explained and agreed upon in advance before any services are rendered. Fees for
Retirement Plans are as follows:
First $999,999 0.75%
$1,000,000-$3,999,999 0.35%
$4,000,000-$7,999,999 0.25%
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/24/2026) [Brochure] |
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ITEM 7 - TYPES OF CLIENTS
We provide investment advice to individuals, high net worth individuals, employer
Resolute Wealth Advisor, Inc.
FORM ADV 2A Brochure | March 2026
sponsored retirement plans, trusts, charitable organizations, corporations, and business
entities. We have a minimum initial account value of $500,000 for opening accounts. We
may waive this minimum, at the firm’s discretion, on a client-by-client basis. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Home Depot Inc | 1.8 | ||
| iShares Comex Gold Trust | 1.2 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 354 | 48.9 |
| (b) Individuals (high net worth individuals) | 442 | 162.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 5 | 1.7 |
| (i) State or municipal government entities | 2 | 0.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 13 | 80.8 |
| (n) Other | 0 | 0.0 |
| Total | 816 | 293.8 |
| By Discretionary | ||
| Discretionary | 801 | 214.3 |
| Non-Discretionary | 15 | 79.4 |
| Total | 816 | 293.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 293.8 | |
| Total | 816 | 293.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002005292] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
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