|
⚲
|
| Tate Wealth Management
✚
|
|
|---|---|
| CRD # | 120938 |
| SEC # | 801-63712 |
| CIK # | |
| AUM | $233.3 MM (2023-03-31) |
| Employees | 5 (80% Investors, 0% Brokers) |
| Phone | 916-678-7674 |
| Address | 1545 River Park Drive Sacramento, CA 95815-4614 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 88 | 33.1 |
| (b) Individuals (high net worth individuals) | 51 | 125.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 9 | 23.6 |
| (h) Charitable organizations | 3 | 3.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 15 | 47.0 |
| Total | 418 | 233.3 |
| By Discretionary | ||
| Discretionary | 418 | 233.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 418 | 233.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 233.3 | |
| Total | 418 | 233.3 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Southwest Investment Advisors Inc
✚
|
AZ | 0.2 |
|
T Anton Investment House Inc
✚
|
WI | 0.2 |
|
Siligmueller & Norvid Wealth Advisors LLC
✚
|
IL | 0.2 |
|
All Terrain Financial Advisors LLC
✚
|
MN | 0.2 |
|
Schuchard Capital Management Inc
✚
|
MI | 0.2 |
|
Applied Capital LLC
✚
|
FL | 0.2 |
|
Carter Financial Group Inc
✚
|
IL | 0.2 |
|
Prudent Man Investment Management Inc
✚
|
CO | 0.2 |
|
Family Wealth Advisory Group LLC
✚
|
OH | 0.2 |
|
Feldman Jeffrey Mark
✚
|
NY | 0.2 |