Sherwood Financial Partners LLC

Item 5: Fees and Compensation

A. Fee Schedule

Lower fees for comparable services may be available from other sources.

Portfolio Management Fees

        Total Assets Under Management            Annual Fees
        Portfolio Management                     0.80%

        Family Office Engagement                 0.60%

        Basic Investing Engagement               0.40%

The advisory fee is calculated using the value of the assets in the Account on the last
business day of the prior billing period.

These fees are generally negotiable, and the final fee schedule will be memorialized in the
client’s advisory agreement. Clients may terminate the agreement without penalty for a
full refund of SFPL's fees within five business days of signing the Investment Advisory
Contract. Thereafter, clients may terminate the Investment Advisory Contract
immediately upon written notice.

Selection of Other Advisers Fees

SFPL will receive its standard fee on top of the fee paid to the third-party adviser. This
relationship will be memorialized in each contract between SFPL and each third-party
adviser. The fees will not exceed any limit imposed by any regulatory agency.
SFPL may engage in the selection of third-party money managers but does not have any
such arrangements in place at this time. This service may be canceled immediately upon
written notice.

Financial Planning Fees

The hourly fee for these services is $500.

Clients may terminate the agreement without penalty, for full refund of SFPL’s fees,
within five business days of signing the Financial Planning Agreement. Thereafter, clients
may terminate the Financial Planning Agreement generally upon written notice.

Basic Tax Preparation Fees

The hourly fee for these services is $500.

B. Payment of Fees

Payment of Portfolio Management Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization on a quarterly basis. Fees are paid in advance.

Payment of Selection of Other Advisers Fees

The timing, frequency, and method of paying fees for selection of third-party managers
will depend on the specific third-party adviser selected.

Payment of Financial Planning Fees

Financial planning fees are paid via credit card or Automated Clearing House (ACH)
transaction.

Hourly financial planning fees are paid 50% in advance, but never more than six months
in advance, with the remainder due upon presentation of the plan.

Payment of Basic Tax Preparation Fees

Basic tax preparation fees are invoiced and billed directly to the client and clients may
select the method in which they are paid (credit card or Automated Clearing House
(ACH) transaction). Fees are paid in arrears.

C. Client Responsibility for Third Party Fees

Clients are responsible for the payment of all third-party fees (i.e., custodian fees,
brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
distinct from the fees and expenses charged by SFPL. Please see Item 12 of this brochure
regarding broker-dealer/custodian.

D. Prepayment of Fees

SFPL collects fees in advance. Refunds for fees paid in advance but not yet earned will be
refunded on a prorated basis and returned within fourteen days to the client via check or
return deposit back into the client’s account.

       For all asset-based fees paid in advance, the fee refunded will be equal to the balance of
       the fees collected in advance minus the daily rate* times the number of days elapsed in
       the billing period up to and including the day of termination. (*The daily rate is calculated
       by dividing the annual asset-based fee rate by 365.)

       For hourly fees that are collected in advance, the fee refunded will be the balance of the
       fees collected in advance minus the hourly rate times the number of hours of work that
       has been completed up to and including the day of termination.

       E. Outside Compensation for the Sale of Securities to Clients

       Neither SFPL nor its supervised persons accept any compensation for the sale of
       investment products, including asset-based sales charges or service fees from the sale of
       mutual funds.

Item 7: Types of Clients

SFPL generally provides advisory services to the following types of clients:

       ❖       Individuals
       ❖       High-Net-Worth Individuals
       ❖       Charitable Organizations

The minimum account size for SFPL’s services is $1,500,000 however SFPL, in its sole discretion,
may provide services to clients who do not meet this threshold.