Trademark Financial Management LLC

ITEM 5 Fees and Compensation
Trademark has three fees for service models: Asset Management Program, Trademark Asset
Management Program (TAMP), and Direct Management Program. Each has different fee
arrangements that are explained below.

Asset Management Program
On an annualized basis, Trademark's current fees for portfolio management services are based
on the following tiered fee schedules (known as the Asset Management Fee Schedule):

          Total Assets Under Management                             Annual Fee
                   Up to $ 50,000                                     1.20%
                   Next $ 150,000                                     1.00%
                   Next $ 200,000                                     0.80%
                   Next $ 600,000                                     0.60%
                  Next $ 1,000,000                                    0.50%
                  Over $ 2,000,000                                    0.44%

Asset Management Fee Calculation Example
A client with $300,000 in Assets Under Management would annually be billed as follows:
The first $50,000 is billed at a 1.2% annual rate (Tier 1), the next $150,000 is billed at a 1.0%
annual rate (Tier 2) and the next $100,000 is billed at a rate of 0.80%. The chart below further
illustrates the manner in which the fee is calculated:

              AUM        Annual Fee (%)      Annual Fee ($)
 Tier 1       $50,000       1.20%                     $600
 Tier 2      $150,000       1.00%                   $1,500
 Tier 3      $100,000       0.80%                     $800
 Total       $300,000       0.97%                   $2,900

Account Minimum is $50,000. Trademark, in its sole discretion, may negotiate to waive its
stated account minimum or to reduce/increase any fee. The Promoter may receive up to 47.5%
of the total Trademark fee per account for so long as Trademark continues to manage the
portfolio(s) or other assets of the Client. AUM excludes any non-managed assets held in a
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managed account. A non-managed asset includes any asset that the client has directed
Trademark to hold and not trade. However, non-managed assets are requested to be
segregated from managed accounts and placed in a separate, non-managed account.

Partial period fees will be calculated based on the number of days assets were under
management divided by the total days in the quarter. Trademark’s fee is applicable to the entire
sum being managed; families or business groups may aggregate accounts in order to qualify for
a lower fee.

Trademark Asset Management Program (TAMP)
On an annualized basis, Trademark's current fees for portfolio management services are based on
the following tiered fee schedules (known as the TAMP Fee Schedule):

Tier     Applies to AUM* per Account                          Annual Fee
1        $50,000 - $1,000,000                                 0.50% of AUM in Tier 1
2        $1,000,001 +                                         Tier 1 maximum plus 0.30% of AUM in Tier 2
*AUM=Assets under management

TAMP Fee Calculation Example
A client with $1,100,000 in an account would annual be billed as follows: The first $1,000,000 is
billed at a 0.5% annual rate (Tier 1), the next $100,000 is billed at 0.3% (Tier 2). The Promoter
will be compensated, in addition to Trademark’s fee listed above, typically 1% or less based on a
percentage of AUM in the account, as disclosed on the TAMP account form for so long as
Trademark continues to manage the account(s) or other assets of the client. The charts below
further illustrate the manner in which the fee is calculated.

                           Trademark’s Fee
             Account Net Worth   Annual Fee (%)                 Annual Fee ($)
 Tier 1              $1,000,000       0.50%                             $5,000
 Tier 2                $100,000       0.30%                               $300
 Total               $1,100,000       0.48%                             $5,300

                     Promoter’s Fee*
  Account Net Worth     Annual Fee (%)              Annual Fee ($)
          $1,100,000             0.30%                      $3,300
*As determined by the promoter, typically 1% or less of AUM

                       Total Fee
                    Annual Fee (%)       Annual Fee ($)
 Trademark                   0.48%               $5,300
 Promoter                    0.30%               $3,300
 Total Fee                   0.78%               $8,600

Account Minimum is $50,000. Trademark may negotiate to waive its stated account minimum
or to reduce/increase any fee with client written consent. AUM excludes any non-managed
assets held in a managed account. However, non-managed assets are requested to be
segregated from managed accounts and placed in a separate, non-managed account.

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Partial period fees will be calculated based on the number of days assets were under
management divided by the total days in the quarter. Trademark’s fee is assessed on a per
account basis.

Direct Management Program
Trademark’s compensation for services under the Direct Management Program shall be
calculated on the basis of net assets in the client’s account. Fees shall begin accruing on the day
the first trade is effectuated in the account and will be a flat annual fee of 75 basis points
(0.75%).

Account Minimum is $50,000. Trademark may negotiate to waive its stated account minimum
or to reduce any fee. AUM excludes any non-managed assets held in a managed account.
However, non-managed assets are requested to be segregated from managed accounts and
placed in a separate, non-managed account.

Partial period fees will be calculated based on the number of days assets were under
management divided by the total days in the quarter. Trademark’s fee is applicable to the entire
sum being managed; families or business groups may aggregate accounts in order to qualify for
...

ITEM 7 Types of Clients
Trademark manages individuals, retirement and profit-sharing plans, corporations, trusts, and
estates. As listed previously, Trademark also provides investment consulting to other financial
professions, including unaffiliated, registered investment advisers. The minimum account size to
initiate and maintain an account is $50,000. However, Trademark in its sole discretion may
negotiate to waive its stated account minimum or to reduce any fee. And, exceptions may be
made regarding the minimum account size depending on individual client circumstances.