RM Financial Services LLC

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RM Financial Services LLC
CRD #304297
SEC #801-120468
CIK #0002109852
AUM 245.4 M (2026-03-23)
Employees 4 (75% Investors, 75% Brokers)
Phone207-781-7637
Address362 US Route One
Falmouth, ME 04105
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
2502001501005002010201520212027
CIK Period
0002109852
Sector Form 13F Holdings Value ($M)
World Currency Gold Trust 10.7
iShares Silver Trust 6.4
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Visa Inc 1.7
Caterpillar Inc 1.6
United Parcel Service Inc 1.5
Alphabet Inc 1.4
Procter & Gamble Co 1.1
Oracle Corp 1.1
Arista Networks Inc 1.0
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 271 70.1
(b) Individuals (high net worth individuals) 119 163.6
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 5 8.7
(h) Charitable organizations 2 0.7
(i) State or municipal government entities 1 0.7
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 4 1.6
(n) Other 0 0.0
Total 980 245.4
By Discretionary
Discretionary 975 236.7
Non-Discretionary 5 8.7
Total 980 245.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 245.4
Total 980 245.4
EDGAR Form CIK 2011 - 2026
13F-HR [0002109852]
Firm Profile (Form ADV)
Discretionary AUM$0.1B
ServesInstitutional, Retail
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