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| Rothschild Investment LLC
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| CRD # | 728 |
| SEC # | 801-7395 |
| CIK # | 0000085338, 0001789702 |
| AUM | 2,792.2 M (2026-03-30) |
| Employees | 39 (49% Investors, 100% Brokers) |
| Fees | |
| Minimum | |
| Phone | 312-983-8900 |
| Address | 311 South Wacker Drive Chicago, IL 60606-6677 |
| Source | [IAPD] [EDGAR] [Website] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 72.4 | ||
| Apple Inc | 67.0 | ||
| Alphabet Inc | 49.7 | ||
| J P Morgan Chase & Co | 42.0 | ||
| Amazon Com Inc | 30.2 | ||
| Microsoft Corp | 29.2 | ||
| Alphabet Inc | 26.1 | ||
| Johnson & Johnson | 23.8 | ||
| Blackstone Group LP | 23.6 | ||
| AbbVie Inc | 23.1 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| VC | Rothschild WV II LP | 2023-05-02 | 1.5 M | |
| Other | Thomas Paine Investors | 2012-03-29 | 91.9 M |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 666 | 0.3 |
| (b) Individuals (high net worth individuals) | 525 | 2.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 22 | 0.0 |
| (h) Charitable organizations | 14 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 18 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 2,831 | 2.8 |
| By Discretionary | ||
| Discretionary | 2,828 | 2.8 |
| Non-Discretionary | 3 | 0.0 |
| Total | 2,831 | 2.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.8 | |
| Total | 2,831 | 2.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000085338] | |
| D | [0001789702] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.0B |
| Serves | Institutional, Retail, Research |
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