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| Rothschild Investment LLC
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|---|---|
| CRD # | 728 |
| SEC # | 801-7395 |
| CIK # | 0001789702 |
| AUM | $1.6 BB (2023-03-30) |
| Employees | 40 (50% Investors, 50% Brokers) |
| Phone | 312-983-8900 |
| Address | 311 South Wacker Drive Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Thomas Paine Investors | 2012-03-29 | 91.9 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,535 | 0.4 |
| (b) Individuals (high net worth individuals) | 375 | 1.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 39 | 0.0 |
| (h) Charitable organizations | 11 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 36 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 1,996 | 1.6 |
| By Discretionary | ||
| Discretionary | 1,974 | 1.6 |
| Non-Discretionary | 22 | 0.0 |
| Total | 1,996 | 1.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.6 | |
| Total | 1,996 | 1.6 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| D | [0001789702] |
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✚
|
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|
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