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| Saratoga Research & Investment Management
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|---|---|
| CRD # | 110506 |
| SEC # | 801-57695 |
| CIK # | 0001477872 |
| AUM | $2.5 B (2026-04-06) |
| Employees | 21 (57% Investors, 0% Brokers) |
| Phone | 408-741-2330 |
| Address | 14471 Big Basin Way, Suite E Saratoga, CA 95070 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001477872 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Alphabet Inc | 0.2 | ||
| Microsoft Corp | 0.1 | ||
| Novo Nordisk A S | 0.1 | ||
| Walt Disney Co | 0.1 | ||
| Unilever PLC | 0.1 | ||
| Medtronic Holdings Ltd | 0.1 | ||
| ASML Holding NV | 0.1 | ||
| Johnson & Johnson | 0.1 | ||
| General Dynamics Corp | 0.1 | ||
| Nvidia Corp | 0.1 | ||
| Starbucks Corp | 0.1 | ||
| Procter & Gamble Co | 0.1 | ||
| United Technologies Corp /DE/ | 0.0 | ||
| Visa Inc | 0.0 | ||
| Lilly Eli & Co | 0.0 | ||
| C H Robinson Worldwide Inc | 0.0 | ||
| Honeywell International Inc | 0.0 | ||
| Home Depot Inc | 0.0 | ||
| Apple Inc | 0.0 | ||
| Diageo PLC | 0.0 | ||
| PepsiCo Inc | 0.0 | ||
| Accenture PLC | 0.0 | ||
| Colgate Palmolive Co | 0.0 | ||
| Nike Inc | 0.0 | ||
| Zoetis Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Amgen Inc | 0.0 | ||
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| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,103 | 0.7 |
| (b) Individuals (high net worth individuals) | 451 | 1.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 64 | 0.1 |
| (h) Charitable organizations | 31 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 90 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 2,740 | 2.5 |
| By Discretionary | ||
| Discretionary | 2,682 | 2.5 |
| Non-Discretionary | 58 | 0.0 |
| Total | 2,740 | 2.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.5 | |
| Total | 2,740 | 2.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001477872] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Creativeone Securities LLC
✚
|
KS | 2.5 |
|
Cincinnati Asset Management Inc
✚
|
OH | 2.5 |
|
Revisor Wealth Management LLC
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|
OH | 2.5 |
|
CKW Financial Group LLC
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|
HI | 2.5 |
|
Private Wealth Asset Management LLC
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|
NE | 2.5 |
|
RKL Wealth Management LLC
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|
PA | 2.5 |
|
Main Street Financial Solutions LLC
✚
|
PA | 2.5 |
|
Perennial Investment Advisors LLC
✚
|
CA | 2.5 |
|
CornerStone Wealth Group LLC
✚
|
NC | 2.5 |
|
Warwick Investment Management Inc
✚
|
TX | 2.5 |