Sartorial Wealth Inc

ITEM 5 FEES AND COMPENSATION

Individually Managed Accounts

The Firm bases its fees on a percentage of assets under management per annum and implemented
as follows:

                    Account Size                         Fee (Annual Percentage) *
       $0 - $1,000,000                                            1.5%
       $1,000,000 - $4,999,999                                    1.0%
       $5,000,000 - $9,999,999                                    0.9%
       $10,000,000 - $14,999,999                                  0.7%
       $15,000,000 - $24,999,999                                  0.5%
       $25,000,000 +                                            Negotiable

At our discretion, we may choose to negotiate the percentages assigned in the aforementioned
annual fee schedule with the client. The annual fee schedule above shall be applied to your
account on a flat basis meaning that as your assets increase and decrease through the tiers, the
entire managed portfolio shall be charged the fee enumerated in that tier.

Accounts may be aggregated at the household level to determine pricing. For example, we may
combine account values for you and your minor children, joint accounts with your spouse, and
other types of related accounts. Combining account values may increase the asset total, which
may result in your paying a reduced advisory fee based on the available breakpoints in our fee
schedule stated above

At our discretion, we may also choose to negotiate a flat-fee structure with a client, based on the
aforementioned annual fee schedule.

All asset-based fees are deducted by the qualified custodian of record monthly in arrears, based
on the value of the account on the last business day of the previous billing period as valued by
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the custodian. Client statements for prior deductions will be provided on, at least, a quarterly
basis.

All fees paid to the Firm for investment advisory services are separate and distinct from the
expenses charged by third-party managers and investment companies to their shareholders.
These fees and expenses are described to the client in separate disclosures. These fees will
generally include third-party management fees, an investment company management fee, other
fund expenses, and in some situations a possible distribution fee.

The Firm will provide investment advisory services and portfolio management services but will
not provide custodial or other administrative services. At no time will the Firm accept or
maintain custody of a client’s funds or securities except for authorized fee deduction. The Client
may contact the Custodian directly for disbursements, or account record changes, and may also
do so in writing to the custodian. The Firm may act at the client’s convenience to facilitate such
written communications to the Custodian, provided that such action is not construed to be
custody of client assets.

Client is responsible for all custodial and securities execution fees charged by the custodian and
executing broker-dealer. Fees paid to Advisor are separate and distinct from the custodian and
execution fees.

Fees for Financial Plans will range from $1,000 to $5,000, depending on the complexity of the
plan. Clients will pay 50% of the fee up front, with the remaining 50% upon completion of the
plan.

Clients may request to terminate their advisory contract with SW in whole or in part, by
providing advance written notice. Upon termination, any fees paid in advance will be prorated to
the date of termination and any excess will be refunded to the Client through the Custodian.
Client’s FSA with the Firm is non-transferable without Client’s written approval.

Fixed fees paid in advance will be prorated to the date of termination and the excess refunded to
the Client by check as soon as practicable. Where the Firm may request a fee in advance, the
amount paid in advance will not be more than $1,200 per Client and six (6) months in advance.
The remaining fixed fees will be paid after services are performed.

Fee Deduction Disclosure:

Where SW deducts its management fee from Client accounts utilizing a qualified custodian, SW
is required to meet the following requirements:

B. Possess written authorization from the Client to deduct advisory fees from an account held
   by a qualified custodian;
C. The firm must have a reasonable basis, after due inquiry, for believing that the qualified
   custodian sends an account statement, at least quarterly, to each of the firm’s clients for
   which it maintains funds or securities, identifying the amount of funds and of each
   security in the account at the end of the period and setting forth all transactions in the
   account during that period.
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Right of Cancellation

In addition to the right to terminate an agreement pursuant to its terms, a Client may cancel an
agreement with the Firm within five (5) business days of first signing the FSA penalty or fee.

Compensation for the Sale of Securities

Neither SW nor any of its supervised persons receive compensation for the sale of securities or
other investment products, including asset-based sales charges or service fees from the sale of
mutual funds.

ITEM 7 TYPES OF CLIENTS

The Firm provides investment advice to many different types of Clients. These Clients generally
include individuals, trusts, estates, corporations, pension/retirement plans, and other types of
business entities.

The Firm has a minimum investment account balance of $1,000,000. At our discretion, we may
waive this minimum account size. For example, we may waive the minimum if you appear to
have significant potential for increasing your assets under our management.