Schmitz Capital Partners LLC

ITEM 5: FEES & COMPENSATION

               Please note that our method for computing the amount of “client assets we manage” can be different from the method for computing “assets
               under management” required for Item 5.F in Part 1A of Form ADV. However, we have chosen to follow the method outlined for Item 5.F in
               Part 1A of Form ADV. If we decide to use a different method at a later date to compute “client assets we manage,” we must keep
               documentation describing the method we use and inform you of the change. The amount of assets we manage may be disclosed by
               rounding to the nearest $100,000. Our “as of” date must not be more than three months before the date we last updated our Brochure in
               response to Item 4.E of Form ADV Part 2A.

655       Redwood                   Highway,                Suite        109          |     Mill         Valley,          CA        94941                                                         Page 5
Phone             (415)             381-9075            |   Fax       (415)               381-2917               |   schmitzcapital.com
S e c u r i t i e s     o f f e r e d t h r o u g h O s a i c W e a l t h ,         I n   c .   , m e m b e r F I N R A / S      I P C . I n v e s    t m e n t a d v i s o r y s e r v i c e s o f f e r e d
                                   t h r o u g h S c h m i t z C a p i t a l P      a r   t n   e r s , L L C , a R e g i s      t e r e d I n v e    s t m e n t A d v i s o r .
      O s a i c       W e a l t h    i s s e p a r a t e l y o w n e d a n d        o t   h e    r e n t i t i e s a n d / o r    m a r k e t i n g    n a m e s , p r o d u c t s o r s e r v i c e s
                                                        r e f e r e n c e d h e r    e    a r    e i n d e p e n d e n t o f      O s a i c W e a     l t h .

             Form ADV Part 2A:
               Firm Brochure

           We are required to describe our brokerage, custody, fees and fund expenses so you will know how much you are charged
           and by whom for our advisory services provided to you. Our fees are generally not negotiable.

                  (i) Vision 2020 Wealth Management Program – Advisor Managed Portfolios & RASA 044 Accounts:

                                                                Assets Under                          Annualized Fee as a Percentage of
                                                                Management                              Incremental Portfolio Value*
                                                                 Up to $500K                                                1.50%
                                                                 $500K - $1M                                                1.15%
                                                                  $1M - $2M                                                 1.00%
                                                                  $2M - $5M                                                 0.80%
                                                                  Above $5M                                                 0.65%

                  Our firm’s fees are billed on a pro-rata annualized basis quarterly in arrears based on the value of the account on the
                  average daily balance. Fees will be adjusted for deposits and withdrawals made during the quarter. Fees will generally
                  be automatically deducted from your managed account. We do not offer direct billing as option to our asset management
                  clients. As part of this process, you understand and acknowledge the following:

                           a)       Your independent custodian sends statements at least quarterly to you showing all disbursements for your
                                    account, including the amount of the advisory fees paid to us;
                           b)       You provide authorization permitting us to be directly paid by these terms;
                           c)       If we send a copy of our invoice to you, we send a copy of our invoice to the independent custodian at the same
                                    time we send the invoice to you;
                           d)       If we send a copy of our invoice to you, our invoice includes a legend as required by paragraph (a) (2) of Rule
                                    206(4)-2 under The Investment Advisers Act of 1940, urging you to compare the information provided in our
                                    statement with those from the qualified custodian.

                  (ii) Pension Consulting:

                           We charge on a flat fee basis for pension consulting services. The total estimated fee, as well as the ultimate fee
                           that we charge you, is based on the scope and complexity of our engagement with you. Our flat fees generally range
                           from $1,500 to $10,000. Flat fees will be charged annually for ongoing pension consulting services.

                           The fee-paying arrangements for pension consulting service will be determined on a case-by-case basis and will be
                           detailed in the signed Pension Consulting Agreement. The client will be invoiced directly for the fees.

                  (iii) Financial Planning and Consulting:

                           We charge on an hourly or flat fee basis for financial planning and consulting services. The total estimated fee, as
                           well as the ultimate fee that we charge you, is based on the scope and complexity of our engagement with you. Our
                           hourly fees are $525 for financial advisors. Flat fees generally range from $1,500 to $10,000.
...

ITEM 7: TYPES OF CLIENTS & ACCOUNT REQUIREMENTS

           We have the following types of clients:

                  •        Individuals and High Net-Worth Individuals;
                  •        Trusts, Estates or Charitable Organizations;
                  •        Pension and Profit-Sharing Plans;
                  •        Corporations and/or other business types.

655       Redwood                   Highway,                Suite        109          |     Mill         Valley,          CA        94941                                                         Page 7
Phone             (415)             381-9075            |   Fax       (415)               381-2917               |   schmitzcapital.com
S e c u r i t i e s     o f f e r e d t h r o u g h O s a i c W e a l t h ,         I n   c .   , m e m b e r F I N R A / S      I P C . I n v e s    t m e n t a d v i s o r y s e r v i c e s o f f e r e d
                                   t h r o u g h S c h m i t z C a p i t a l P      a r   t n   e r s , L L C , a R e g i s      t e r e d I n v e    s t m e n t A d v i s o r .
      O s a i c       W e a l t h    i s s e p a r a t e l y o w n e d a n d        o t   h e    r e n t i t i e s a n d / o r    m a r k e t i n g    n a m e s , p r o d u c t s o r s e r v i c e s
                                                        r e f e r e n c e d h e r    e    a r    e i n d e p e n d e n t o f      O s a i c W e a     l t h .

             Form ADV Part 2A:
               Firm Brochure

           Our requirements for opening and maintaining accounts or otherwise engaging us:

                  •        We do not require a minimum account balance for our asset management services, although we generally request
                           that clients invest $50,000, or accumulate $50,000 in investable assets within a reasonable time period for Advisor
                           Managed Portfolios.
                  •        We generally charge a minimum fee of $1,500 for written financial plans.