Conscious Capital Wealth Management LLC

Item 5 - Fees and Compensation
A. Fees Charged

Lower fees for comparable services may be available from other sources.

       1. Living Plans

              a. All Plans

              Conscious Capital charges Clients both fixed fees and hourly fees for Living Plan
              services, depending on the type of plan and its complexity as described in this
              Section. Conscious Capital will have the Client sign an agreement describing the type
              of plan to be provided by Conscious Capital and the cost of the plan before Conscious
              Capital starts work on the plan.

              b. Standard Living Plan – Fixed Fee

              For standard Living Plans, the Firm charges a fixed fee that ranges from $650 to $5,000,
              depending on the Client’s circumstances, such as the amount of assets to be addressed
              by the plan, the different type of assets and the complexity of the Client’s financial
              situation. The information the Client requests to be addressed by the plan is also a factor
              in pricing.

              c. Advanced Living Plan-Live WholeTM – Standard Plan Fixed Fee Plus Hourly Rate

              To develop a Living Plan, the Firm first develops the standard Living Plan described in
              subsection 1.b above, and charges the fee described above. A comprehensive advanced
              Living Plan is then developed specifically for the Client, when requested, at an hourly
              rate ranging from $500 to $650 per hour, based on the level of complexity of the
              Client’s needs. The Firm requires that the Client be told, in advance, in writing of

       the hourly rate that will be charged and the maximum total fee for the Living Plan before
       any work is started.

2. Portfolio Management, Asset Management, Selection of Other Advisers, Investment in
Model Portfolios –Asset-Based Fees

The Firm charges asset-based fees for all client accounts for which the Firm oversees the
investment of the assets in those accounts, however the various services are described in
regulatory filings. Those services include Portfolio Management of assets for individuals, small
businesses, retirement accounts, large businesses and institutional accounts; investment in
Model Portfolios where Conscious Capital selects which advisers to use; investment in mutual
funds where Conscious Capital also selects which advisers to use. For all of those services,
Conscious Capital charges a fee that is a percentage of the assets under its management. Similar
services may be provided elsewhere for lower fees.

The firm has legacy clients at AssetMark but we are no longer offering AssetMark as a
custodian and/or third party management platform to new clients to the firm.

       a. Fee Schedule

       The Firm charges an asset management fee in addition to the fees for Living Plans
       described above that is based on the assets being invested through the Firm. This fee
       includes on-going reviews and updates to the client’s Living Plan. The following is the
       Firm’s current blended annual fee schedule. Using a blended fee schedule, we may apply
       more than one rate to determine our annual fee. For example, for assets totaling
       $200,000, we would charge the first $100,000 at 1.35% and the next $100,000 at
       1.25% to determine our fee.                                 The fee will vary depending
       on whether CCWM directly manages the client’s account and on the strategy selected for
       the client’s account.

                             Total Assets Under       CCWM Fee
                               Management
                              $0 to $100,000            1.35%
                             Next $100,001-              1.25%
                               $250,000
                             Next $250,001-             1.15%
                               $500,000
                              Next $500,001-            1.00%
                               $5,000,000
                            Next $5,000,001+            0.85%

When our firm selects a model portfolio managed by a third-party investment adviser for a
client account, then the client will be assessed an advisory fee for the third-party adviser in
addition to the advisory fee charged by our firm. The fee charged by each third-party adviser

varies but the total advisory fee charged to the client by our firm and the third-party adviser
will generally not exceed 2% and will be specified in the advisory contract with each client. The
total fee amount is billed by Conscious Capital who remits the third-party adviser’s portion of
the fee to the third-party adviser for assets held at the custodian.

  Sample Fee Schedule (3 party fees will vary but overall fee not to exceed
                            rd

            AUM               CCWM’s
                                   2%)      Third Party’s Fee      Total Fee
       $0 - $100,000           1.35%
                                 Fee             0.50%              1.85%
   $100,000.01 - $250,000      1.25%             0.50%              1.75%
   $250,000.01 - $500,000      1.15%             0.50%              1.65%
  $500,000.01 - $5,000,000     1.00%             0.50%              1.50%
     Above $5,000,000          0.85%             0.50%              1.35%

Certain clients of CCWM may be invested in products that charge performance- based fees.
Prior to investing in such products, clients will be provided with additional disclosure
documents that include any such performance-based fees. Conscious Capital manages
accounts that are billed on performance-based fees (a share of capital gains on or capital
appreciation of the assets of a client) as well as accounts that are NOT billed on performance-
based fees. Conscious Capital may also receive compensation from certain third-party
...

Item 7 - Types of Clients

The Firm provides advisory services primarily to individuals, including high net worth individuals,
charitable organizations, trusts, corporations and other types of business entities, as well as small
businesses, retirement accounts, large businesses and institutions. There is no account minimum.