Seattle Wealth Management LLC

Item 5 – Fees and Compensation

A     Seattle Wealth Management provides investment advisory and financial planning services
      to its Clients. Services may include the analysis of the Client’s current portfolio,
      development of an investment policy statement, implementation of a recommended
      portfolio(s), and ongoing monitoring of the investment portfolio(s).

      Seattle Wealth Management also charges annual fees for managing Clients’ portfolios. The
      fees charged vary between 0.8 and 1% of assets under management according to the
      amount of assets under management, the composition of a Client’s portfolio, the type of
      investment strategies, the services to be rendered, and the specific needs of the client.
      Seattle Wealth Management has no set account minimum, but fees may be negotiable.

                           SEATTLE WEALTH MANAGEMENT, LLC
                               Form ADV Part 2A – Firm Brochure

B   We bill the Client monthly in advance and send the custodian a notice of the amount of the
    fee to be deducted from the Client’s account. Fees are paid directly to us from the account
    by the custodian upon our submission of an invoice to custodian. Seattle Wealth
    Management invoices to Client will provide billing information that contains the fee(s)
    charged, the formula used to calculate the fee(s), and the time period covered by the fee(s).
    Payment of fees may result in the liquidation of Client’s securities if there is insufficient
    cash in the account. Fees not deducted from Client account are payable via check or credit
    card. The fee is based on the market value of the Client’s account at the end of the prior
    month.

    Market value means the value of all assets in the account (not adjusted by any margin
    debit). To determine value, securities and other instruments traded on a market for which
    actual transaction prices are publicly reported shall be valued at the last reported sale price
    on the principal market in which they are traded (or, if there shall be no sales on such date,
    then at the mean between the closing bid and asked prices on such date). Other readily
    marketable securities and other instruments shall be priced using a pricing service or
    through quotations from one or more dealers. All other assets shall be valued at fair value
    by Seattle Wealth Management and in accordance with Seattle Wealth Managements’
    fiduciary duty. In the unlikely event a Client disagrees with a valuation they may contact
    our firm to discuss.

C   Clients pay brokerage transaction costs and other charges directly to the custodian. See
    Item 12. Clients may be required to pay, in addition to Seattle Wealth Management’s fee,
    a proportionate share of any Exchange Traded Fund’s (ETF) or mutual fund’s fees and
    charges. For example, Mutual fund operating expenses are paid out of the fund and are an
    additional expense incurred by the Client. Clients pay Seattle Wealth Management’s out-
    of-pocket expenses incurred in performing professional services, as well as any third-party
    professional service fees and expenses, provided that such fees and/or expenses are
    expressly authorized by the Client.

D   Clients pay all advisory fees monthly, in advance. Fees not deducted from Client account
    are payable via check.

    New accounts are pro-rated from the time we begin charging a fee to the Client. Fees for
    a partial month at the commencement or termination of this Agreement will be billed on a
    pro-rated basis contingent on the number of days the account was open during the month.

    If Seattle Wealth Management has provided the Client a copy of its Form ADV Part 2 less
    than forty-eight hours prior to entering into any investment advisory contract or if Seattle
    Wealth Management provided the Client a copy of its Form ADV Part 2 at the time of
    entering into the investment advisory agreement, then the Client may terminate the
    investment advisory agreement without penalty within five business days after entering
    into the contract. Alternatively, the investment advisory agreement may be terminated at
    any time by either party by providing written notice to the other party, according to the

                             SEATTLE WEALTH MANAGEMENT, LLC
                                 Form ADV Part 2A – Firm Brochure

       terms of the agreement. Any compensation paid for services beyond the time the
       agreement was terminated in writing will be refunded to the Client.

       Compensation for Insurance Products
       Mr. Johnson provides investment advice on behalf of our firm and is also a licensed
       insurance agent for various carriers. Mr. Johnson is eligible to earn commission-based
       compensation for selling insurance products, including insurance products sold to you.
       Insurance commissions are separate and in addition to advisory services and fees.

       The receipt of insurance-related commissions by any individual associated with our firm
       presents a conflict of interest. As fiduciaries, we must act primarily for the benefit of our
       investment advisory clients. As such, we will only recommend and transact insurance-
       related business with clients when suitable and appropriate. Clients are informed that they
       are under no obligation to use any individual associated with our firm for the purchase of
       any insurance products or services. Clients may use any insurance firm or agent of their
       choice.

E      Insurance related business is transacted with advisory Clients, and individuals may receive
       commissions from products sold to Clients. Clients are advised that the fees paid to Seattle
       Wealth Management for investment advisory services are separate and distinct from the
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Item 7 – Types of Clients

We provide investment advice to individuals, high net worth individuals, and businesses. Because
each Client is unique, they must be willing to be involved in the planning and ongoing processes.
Such involvement does not have to be time consuming; however, we want our Clients to remain
informed and have a sense of security about their investments. Seattle Wealth Management has
no minimum account size for opening or maintaining an account.