Uplevel Wealth LLC

Item 5: Fees and Compensation

 Please note, unless a client has received a copy of this Brochure at least 48 hours prior to signing the investment
 advisory agreement, the investment advisory agreement may be terminated by the client within five (5) business days
 of signing the agreement without incurring any advisory fees and without penalty. The advisory fees we charge for our
 services are described below in this Item 5. Lower fees for comparable services may be available from other sources.
 Ongoing Investment Management and Comprehensive Financial Planning Services

 When you engage us for ongoing investment management and comprehensive financial planning services, you will
 pay us an annual asset-based fee that is calculated as a percentage of the value of the accounts you place under our
 management in accordance with the below fee schedule. No additional fee is assessed for included financial planning
 services. Fees are negotiable.

                                                                                ANNUAL ADVISORY
                    ACCOUNT VALUE
                                                                                     FEE
                  On the first $1,000,000                                                1.00%
                  On the next $2,000,000                                                 0.80%
                  On the next $2,000,000                                                 0.65%
                  On the next $5,000,000                                                 0.50%
                    On account value of
                                                                                         0.35%
                      $10,000,000+

Our annual advisory fee shall be calculated on a blended basis based upon the daily average value of the client’s
accounts during the subject quarter, resulting in a combined weighted fee. Our daily average value billing calculation
creates a daily fee by applying the appropriate daily rate multiplied by a daily value of billable assets in your account for
each day during the billing period. The daily rate is calculated by dividing the applicable annual advisory fee rate(s) by
the actual number of days in the billing period. Finally, the daily fees for each day in the billing period are added to
arrive at the total advisory fee due for the period. Clients may request a detailed billing statement at any time. The
foregoing fee covers the costs of our combined portfolio management and ongoing financial planning services to the
client. The advisor may aggregate accounts by household, if applicable, in determining the fee. Uplevel considers
households to include accounts of spouses/domestic partners and their children. The accounts that are householded for
billing purposes are listed on Clients’ Quarterly Reports.

In computing the market value of any investment contained in the Account, each security listed on any national
securities exchange shall be valued at the last quoted sale price on the valuation date on the principal exchange on which
such security is traded. Any other security or asset shall be valued in a manner determined consistent with its fiduciary
duty by the Advisor to reflect its fair market value.

You will pay our advisory fee for services in arrears on a quarterly basis by means of direct fee deduction from your
designated investment accounts held at the qualified custodian of your assets. You will be required to provide us with
your written consent for direct deduction of our fees in the written investment advisory agreement you will enter with
our firm at the inception of our relationship. Accounts initiated or terminated during a calendar quarter will be charged
a prorated fee based on the number of days the account was managed during the billing period. An account may be
terminated with written notice at any time. Since fees are paid in arrears, no refund will be needed upon termination of
the account.

When a sub-advisor is used, the above fee schedule does not include the sub-advisor’s fee. The sub-advisor’s fees,
billing schedule, and payment procedures are set forth in their separate written disclosure documents. At no point will
the combined fee charged to the Client exceed 2% of assets under management. When a sub-advisor is used, the
sub-advisor will debit the Client’s account for the fee. Similar services may be available for lower fees at other
licensed investment advisers.
   ●​ Dimensional Fund Advisors LP (DFA): Annual fees to be paid directly to Sub-adviser for each account and will
       be 0.29% of the average daily value of the account assets under management by Sub-adviser, paid quarterly, in
       arrears.
Financial Planning and Consulting Services
(This service is not available to residents of the State of Washington)

When you engage us for financial planning and consulting services, you will pay us an annual recurring fixed fee
typically ranging from $7,500 - $12,500 per year. The specific annual fixed fee we will charge you for these services
is negotiable, will be stated in a written advisory agreement, and will vary based upon some, or all, of the following
factors unique to the client: your investable net worth (e.g., cash and securities held in investment accounts, cash in
banks, assets held in retirement accounts); overall complexity of your assets, financial planning and investment

 management needs; your cash flow, marital status, and sources of income. The annual fixed fee will recur each year
 during the engagement at the same rate unless we otherwise agree with you in writing. The recurring annual fixed fee
 is payable to us quarterly in arrears in equal installments. These services are for an initial one (1) year term that will
 automatically renew if not canceled earlier by the firm or the client. Uplevel Wealth will not bill an amount above
...

Item 7: Types of Clients

 We provide advisory services primarily, if not exclusively, to individuals and high net-worth individuals. We may
 accept other types of clients on a one-off basis.

 We typically require a minimum of $1,000,000 in assets under management to engage our wealth management
 services. This minimum may be waived at the firm’s discretion. For residents of Washington State, this is a firm
 minimum requirement that will not be waived.