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| Sentinel Advisory Group LLC
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| CRD # | 338121 |
| SEC # | 801-134809 |
| CIK # | 0002118181 |
| AUM | 320.8 M (2026-03-02) |
| Employees | 10 (80% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 608-579-9350 |
| Address | 1600 Aspen Commons Middleton, WI 53562 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (2/27/2026) [Brochure] |
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Item 5 – Fees and Compensation
Asset Management Programs
Clients who elect to receive asset management services through one or more of our asset management
programs will generally pay the firm and their advisor for those services with an annual asset management
fee based on a percentage of assets under management, including cash and money market positions. The
maximum account management fee that can be charged in any of our firm’s managed account program
is 1.5%. Certain managed account programs have lower maximum annual fee amounts, and fee schedules
will vary among programs. Clients are urged to carefully review and discuss the contents of this Brochure
with their advisor, including descriptions of the various programs and services offered, the fees and
charges clients will pay, the means by which the firm and your advisor are compensated, and the conflicts
of interest that exist between the client and the firm and your advisor in respect to each program or
service offered, to determine the most appropriate programs or services for your specific needs.
PPS Program Fee Schedules
Following are the maximum allowable fee schedules for the various PPS programs.
PPS Custom Program
Unless otherwise agreed between the client and the advisor, clients participating in the PPS Custom
Program will pay a total account fee that consists of a combination of a management fee, which is
negotiable, and a platform fee. Depending upon the mutual fund families selected, transaction charges
will also apply as described below.
The maximum platform fee schedule for a new PPS Custom Program account is:
Account Value Maximum Platform Fee1
First $250,000 0.05%
Next $250,000 0.04%
Next $500,000 0.03%
Next $1,500,000 0.02%
Above $2,500,000 0.01%
1 The platform fee is household based and calculated on a blended basis, with a minimum annual account fee of $60 (minimum quarterly fee
of $15), which may exceed the maximum annual platform fee percentage based on account size. Households are maintained by Sentinel
Advisory Group, LLC
We may elect to pay the platform fee on behalf of the client. In most cases, the annual platform or
program fee is payable quarterly in advance and is computed as one-quarter of the annual fee based on
the total value of your account on the last business day of the previous quarter.
Transaction charges. In addition to the platform fee, transaction charges of $15 for buys and sells and a
maximum of $3 for periodic investment plans and systematic withdrawal plans will apply in the following
mutual fund families: Dodge & Cox, Vanguard, and Dimensional Fund Advisors (DFA), except that DFA sells
are $0. For trader-assisted transactions, an additional $5 fee is charged to our firm. A transaction charge
of $1 per contract for purchases and sales of options will apply. A $5 quarterly paper document fee will
apply account by account to all accounts not enrolled in electronic delivery of statements and
confirmations
PPS Select Program
In addition to the annual advisor fee, all clients participating in PPS Select will pay an annual program
fee. There are several different PPS Select model portfolios with program fees that vary; however, the
maximum program fee within the PPS Select program is as follows:
1 The
maximum annual advisor fee for certain account sizes and types may be negotiated.
2Commonwealth will charge a minimum annual program fee of $600 ($150 quarterly) for certain accounts, which may exceed the maximum
annual program fee percentage based on account size.
Third-Party Order Management System: The maximum allowable annual management fee for the
program is 1.5 percent. Management fees are debited from a linked participant non-retirement NFS
account. Unless otherwise agreed, payment of the management fee will be made quarterly, in arrears,
and calculated as one-quarter of the management fee based on the participant account’s balance on the
last day of the previous calendar quarter. Clients participating in the program will pay management fees
that are not imposed if the participant trades directly in their 401(k), 403(b), 457(b), 457(f), and 401(a)
account(s).
Commonwealth performs fee billing on our firm’s behalf. In most cases, the annual account management
fees are payable quarterly in advance and are computed as one-quarter of the annual fee based on the
account’s AUM on the last business day of the previous calendar quarter.
To the extent that you hold positions in your account for which pricing data is not readily available,
Commonwealth receives quarter-end values from alternative investment issuers or other service
providers which are used when calculating billable AUM for our clients. Neither our firm nor
Commonwealth engages in an independent valuation of your account assets and relies on valuations
provided by the investment issuers or other service providers. We (via Commonwealth and further via the
account custodian) will provide periodic account statements which include the market value of the
alternative investment based on information received from the investment issuer or other service
provider. In providing these account statements, or any other valuation information to you, (i) we rely on
the valuation information provided by the manager of the alternative investment or other service
provider, (ii) the valuation information used to determine the billing fee is based on estimates that may
be outdated as of the dates of the account statements, (iii) the products final valuations may be higher or
lower than the values reflected in the periodic account statements and (iv) while Commonwealth will
adjust material estimated fee billings on our behalf, neither we nor Commonwealth is under no obligation
to provide notice or compensation to you for differences in estimated alternative investment valuations.
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (2/27/2026) [Brochure] |
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Item 7 – Types of Clients
We generally provides advisory services to the following types of clients:
• Individuals (other than high net worth individuals)
• High net worth individuals
• Banking or thrift institutions
• Pension and profit-sharing plans
• Charitable organizations
• Corporations or other businesses not listed above
In general, we require a minimum household size of $250,000 to open and maintain an advisory account
which may be waived at our sole discretion. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| PIMCO Dynamic Income Fund | 5.9 | ||
| Apple Inc | 1.2 | ||
| Global MOFY Metaverse Ltd | 0.9 | ||
| Microsoft Corp | 0.8 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 284 | 125.4 |
| (b) Individuals (high net worth individuals) | 95 | 195.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 0.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,089 | 320.8 |
| By Discretionary | ||
| Discretionary | 1,089 | 320.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,089 | 320.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 320.8 | |
| Total | 1,089 | 320.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002118181] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
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|
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|
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