Strategic Financial Partners Ltd

Fees and Compensation - Item 5

Wealth Management Services Fees
For wealth management services, SFP charges an annual fee of up to 2.50% of market value of the assets under
management, subject to a minimum fee of $7,500 per year. Wealth management fees are negotiable depending
on factors such as the amount of assets under management, range of investments, and complexity of your
financial circumstances, among others. Since this fee is negotiable, the exact fee paid by you will be clearly stated
in the advisory agreement signed by you and us.

Portfolio Management Services Fees
For portfolio management services, SFP charges an annual fee of up to 1.50% of market value of the assets under
management, subject to a minimum fee of $1,650 per year. Portfolio management fees are negotiable depending
on factors such as the amount of assets under management, range of investments, and complexity of your
financial circumstances, among others. Since this fee is negotiable, the exact fee paid by you will be clearly stated
in the advisory agreement signed by you and us.

Additional information about Portfolio Management and Wealth Management Fees
Wealth management and portfolio management fees are billed quarterly, in advance, and are based on the value
of your portfolio at the end of the preceding quarter. Terms of payment are stated in the advisory agreement
signed by you and us. The total fee paid by the client will never exceed 3.00% of the client’s investible assets
under management. We shall never have physical custody of any Client funds or securities, as the services of a
qualified and independent custodian will be used for these asset management services. We will send you an
invoice for the payment of our advisory fee, or we will deduct our fee directly from your account through the
qualified custodian holding your funds and securities. We will deduct our advisory fee only when you have given
us written authorization permitting the fees to be paid directly from your account. Further, the qualified custodian
will deliver an account statement to you at least quarterly. These account statements will show all disbursements
from your account. You should review all statements for accuracy. We will also receive a duplicate copy of your
account statements.

Our annual fee is exclusive of, and in addition to, brokerage commissions, transaction fees, and other related
costs and expenses. You are responsible for brokerage costs incurred. However, SFP will not receive any portion
of the commissions, fees, and costs. Please see Item 12 – Brokerage Practices for further information on brokerage
and transaction costs.

At the inception of investment management services, the first pay period’s fees will be calculated on a pro-rata
basis. The management agreement between you and SFP will continue in effect until either party terminates the
management agreement in accordance with the terms of the management agreement. SFP’s annual fee will be
pro-rated through the date of termination. Any pre-paid, unearned fees will be promptly refunded to the Client.

Third Party Adviser Fees
Advisory fees charged by third party investment advisers are separate and apart from our advisory fees. Advisory
fees that you pay to third party investment advisers are established and payable in accordance with the Form
ADV Brochure provided by each third party investment adviser to whom you are referred. These fees may or may
not be negotiable. You should review the recommended third party adviser’s brochure and take into
consideration their fees along with our fees to determine the total amount of fees charged to your account. In
some cases, we will share in the fee charged by the third party adviser. Generally, the combined fee charged by
SFP and the third party adviser will be lower than 3% of Client assets under management. Clients are informed
that a combined fee in excess of 3% of assets under management is in excess of industry norm and similar advisory

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services can be obtained for less. Depending on the third party adviser, Clients may or may not be able to
negotiate the portion of the third party adviser fee payable to SFP.

You will be required to sign an agreement directly with the third party adviser(s). You may terminate your advisory
relationship with the third party adviser(s) according to the terms of your agreement with the third party
adviser(s). You should review each adviser’s brochure for specific information on how you may terminate your
advisory relationship with the adviser and how you may receive a refund, if applicable. You should contact the
third party adviser directly for questions regarding your advisory agreement with the third party adviser.

Since our compensation may differ depending upon our individual agreement with each third party adviser, we
have an incentive to recommend one third party adviser over another third party adviser with whom we have less
favorable compensation arrangements or other advisory programs offered by third party advisers with which we
have no compensation arrangements. At all times SFP and its Associated Persons uphold their fiduciary duty of
fair dealing with Clients.

The third party investment adviser may offer wrapped or non-wrapped pricing options. Wrap pricing structures
allow the Client to pay an all-inclusive fee for management, brokerage, clearance, custody, and administrative
services. In a non-wrap pricing structure, the third party investment adviser’s fee may be separate from the
advisory fee charged by SFP. Transaction costs may also be charged for the execution and clearance of advisory
transactions directed by such third party investment advisory services. A complete description of the programs
and services provided, the amount of total fees, the payment structure, termination provisions and other aspects
...

Types of Clients - Item 7

We generally offer investment advisory services to individuals, pension and profit sharing plans and participants,
trusts, estates, foundations, charitable organizations, corporations, and other business entities.

SFP does not require a minimum account size to establish an advisory relationship.

                      Methods of Analysis, Investment Strategies and Risk of Loss - Item 8

SFP advisors may use various methods to determine an appropriate investment strategy for your portfolio with
the goal of reducing risk and increasing performance in each customized portfolio. We seek to recommend
investment strategies or products that will give you a diversified portfolio consistent with your investment
objective. We do this by analyzing the various products, investment strategies, and money management firms to
which we provide access. That analysis includes a review of the structure, cost, and investment performance
history of each program.