|
⚲
|
| Shum Financial Group Inc
✚
| |
|---|---|
| CRD # | 285426 |
| SEC # | 801-110554 |
| CIK # | |
| AUM | $246.1 MM (2024-02-08) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Phone | 510-748-7462 |
| Address | 1402 Park Street, Suite E Alameda, CA 94501 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 223 | 62.6 |
| (b) Individuals (high net worth individuals) | 86 | 175.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 2.4 |
| (h) Charitable organizations | 2 | 4.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 0.4 |
| (n) Other | 0 | 0.0 |
| Total | 310 | 246.1 |
| By Discretionary | ||
| Discretionary | 310 | 246.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 310 | 246.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.7 | |
| United States Persons | 245.4 | |
| Total | 310 | 246.1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
WIN Advisors Inc
✚
|
FL | 0.2 |
|
Carmel Capital Management LLC
✚
|
CA | 0.2 |
|
Sonoma West LLC
✚
|
CA | 0.2 |
|
Lifemark Securities Corp
✚
|
NY | 0.2 |
|
One One Wealth Management LLC
✚
|
FL | 0.2 |
|
RWQ Financial Management Services Inc
✚
|
FL | 0.2 |
|
Anderson Financial Strategies LLC
✚
|
OH | 0.2 |
|
Heritage Asset Advisors Ltd LLP
✚
|
TX | 0.2 |
|
The Darrow Company Inc
✚
|
MA | 0.2 |
|
Pachira Investments Inc
✚
|
CA | 0.2 |