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| Shum Financial Group Inc
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|---|---|
| CRD # | 285426 |
| SEC # | 801-110554 |
| CIK # | 0002044675 |
| AUM | 322.0 M (2026-02-23) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 510-748-7462 |
| Address | 2205 Harbor Bay Parkway Alameda, CA 94502 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 12.3 | ||
| Microsoft Corp | 4.6 | ||
| Nvidia Corp | 3.7 | ||
| Global MOFY Metaverse Ltd | 3.7 | ||
| J P Morgan Chase & Co | 3.1 | ||
| Johnson & Johnson | 2.8 | ||
| Wal Mart Stores Inc | 2.8 | ||
| Alphabet Inc | 2.7 | ||
| Amazon Com Inc | 2.6 | ||
| BlackRock Inc | 2.1 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 200 | 61.5 |
| (b) Individuals (high net worth individuals) | 121 | 247.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 4 | 7.0 |
| (h) Charitable organizations | 2 | 5.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 0.6 |
| (n) Other | 0 | 0.0 |
| Total | 990 | 322.0 |
| By Discretionary | ||
| Discretionary | 990 | 322.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 990 | 322.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 322.0 | |
| Total | 990 | 322.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002044675] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
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|---|---|---|
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|
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|
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