Sidepocket Inc

Types of Clients
Sidepocket provides advisory services (to U.S. citizens) in the Sidepocket Wrap Fee Program to,
where appropriate, to:

    •   Individuals
    •   High net worth individuals
    •   Corporations or other businesses

Item 6 - Portfolio Manager Selection and Evaluation
As previously discussed, advisory services are provided by means of the Sidepocket mobile-based
and web-based application. Portfolios are recommended after information about your financial
circumstances and investment objectives are obtained. This information includes, but is not
necessarily limited to, your investment time horizon, your individual tolerance for portfolio volatility
and risk, income needs from your investments, investment objectives, and other data points.

Using this input, portfolio allocations (or “Sidepockets”) will be generated based on a proprietary
algorithm that aims to harness the power of Tactical Asset Allocation (“TAA”), an active
management portfolio strategy that shifts asset allocations in a portfolio to take advantage of market
trends or economic conditions to grow their assets while attempting to minimize risk. TAA is based
on decades of empirical research and can often provide much of the upside of investing in risky
asset classes, while reducing a material amount of the risk associated with such investments.

Sidepocket’s TAA technology, which applies advanced statistical analysis, quantitative modeling, and
predictive analytics, is engineered to reduce drawdown in bear markets and crashes significantly.
This allows for shorter recovery time, and drastically improved long-term performance. We employ
a disciplined investment process that seeks to construct a set of efficient portfolios for various levels
of risk appetite. The strategies are diversified across a broad mix of asset classes, geographies, major
market sectors, and segments.

Performance-Based Fees
Sidepocket does not charge performance-based fees (i.e., fees based on a share of capital gains or
capital appreciation of the client's assets).