Poket Financial LLC

Item 5: Fees and Compensation

Poket charges a management fee (the “Management Fee”) based on a percentage rate base on the Asset
Under Management, regardless of account size. It’s a monthly fee of 0.1% of the AUM of the client. The
Management Fee is applied and payable on a monthly basis. Fees may be charged to the Client. Clients
must provide Poket with the signed authorization to establish recurring payments.

Poket is required to disclose that lower fees for comparable services may be available from other
sources. These fees are generally negotiable and the final fee schedule is included in the attached
Investment Advisory Contract.

Clients may terminate the agreement without penalty for a full refund of Poket's fees within five business
days of signing the Investment Advisory Contract. Thereafter, clients may terminate the Investment
Advisory Contract immediately upon written notice.

Clients are responsible for the payment of all third-party fees (i.e. custodian fees, brokerage fees, mutual
fund fees, transaction fees, etc.). Those fees are separate and distinct from the fees and expenses charged
by Poket. Please see Item 12 of this brochure regarding brokerdealer/custodian.

Poket collects its fees in arrears. It does not collect fees in advance.

Neither Poket nor its supervised persons accept any compensation for the sale of securities or other
investment products, including asset-based sales charges or service fees from the sale of mutual funds.

Please see Item 15 of this brochure for more information regarding the deduction of the Management Fee
from client accounts.

Item 6: Performance-Based Fee

Poket does not charge Clients a performance-based incentive fee.

Item 7: Types of Clients

Poket generally provides advisory services to the following types of clients:

                 High-Net-Worth Individuals
                 Individuals
                 Institutional Clients

The minimum account size that shall be accepted by Poket is one thousand U.S. dollars (USD $1,000) and
the Client may add to or withdraw funds from its investment account in increments of one thousand U.S.
dollars (USD $1,000) at any time, with no minimum subsequent investment amount.

Item 8: Method of Analysis, Investment Strategies, and Risk of Loss

Poket was established with the goal of generating returns to Clients through various strategies, whether
long or short, in the global marketplace. Poket may invest Client assets [in long and short positions in
equity or debt securities of U.S. and non-U.S. issuers, including securities convertible into equity or debt
securities; distressed securities, rights, options and warrants; bonds, notes and equity and debt indices;
and any other financial instruments that Poket believes will generate capital appreciation for Clients. The
investments may include both publicly traded and privately placed securities of public issuers, as well as
publicly traded securities of private issuers. Poket may also invest Client monies in securities sold pursuant
to initial public offerings and in options on financial indices may be used to establish or increase long or
short positions to hedge investments in Client accounts. Poket has no overarching strategy or asset
allocation model that specifies diversification percentages. Client monies not invested will default to cash,
cash equivalents, and/or securities issued by governments, including but not limited to the U.S.
Department of the Treasury (“U.S. Treasuries”) and United Kingdom (“UK Gilts”) in the absence of better
alternatives.

Poket employs a Value and Growth Investment strategy to its investment approach, encompassing the
following sub-strategies:

Distressed Securities: Poket will take strategic positions in securities that are trading below par with a
view towards short-term or long-term gains. Distressed securities include, but are not limited to, publicly
and privately held debt and equity including distressed loans, bank debt, bonds, debentures, trade claims,
common stock, preferred stock, and hybrid securities. Where feasible, Poket will take an active role in
these investments to drive value to the position.

Merger Arbitrage: Poket will take simultaneous long and short positions in the securities of corporations
that have announced or are expected to announce cash or share based acquisitions / mergers, asset swaps
or any other combination to take advantage of potential security mispricing and market inefficiencies.

Special Situations: Poket will invest in the securities of companies that have announced Divestitures,
Recapitalizations, Spin-offs, Spin-outs, Dividend changes, Rights issues, Share buybacks, Management
changes and other catalytic events.

Activist Investing: Where possible, Poket will take concentrated positions in listed and unlisted
undervalued companies to pursue value enhancing financial, strategic, operational and governance
changes.

Investing in securities involves a risk of loss that you, as a client, should be prepared to bear.

Accuracy of Public Information Risk. Poket selects investments, in part, on the basis of information and
data filed by issuers with various government regulators or made publicly available by the issuers or
through sources other than the issuers. Although Poket evaluates this information and data and ordinarily
seeks independent corroboration as appropriate and reasonably available, Poket is not in a position to
confirm the completeness, genuineness or accuracy of such information and data, and in some cases,
complete and accurate information is not available.

Illiquid Investments Risk. Poket will allocate a portion of Client funds to illiquid securities. Due to changes
occurring after the initial investment and the nature of illiquid securities, it may be impossible for Poket
to liquidate some or all of its investments when desired or to realize their fair value in the event of such
liquidation. In addition, Poket may not be able to quickly liquidate all of its positions due to trading volume
and liquidity that can disappear in certain securities or more generally in the market.

Equity Securities Risk. Stock markets are volatile. The price of equity securities fluctuates based on
changes in a company’s financial condition and overall market and economic conditions.

General Economic Conditions. The success of any trading activity may be affected by general economic
conditions, which may affect the level and volatility of securities prices, interest rates and the extent and
timing of investors’ participation in the markets for securities and other instruments. Unexpected volatility
or liquidity in the markets in which Poket directly or indirectly holds positions could impair Poket's ability
to carry out its business or cause it to incur losses.

Investment Judgment; Market Risk. The profitability of a significant portion of Poket's investment program
depends to a great extent upon correctly assessing the future course of the price movements of securities
and other investments. There can be no assurance that Poket will be able to predict accurately these price
movements. With respect to the investment strategy utilized by Poket, there is always some, and
occasionally a significant, degree of market risk. Changing market and economic conditions may lead to
Client losses.

Risk Management. Poket will engage in speculative investment strategies. A potential Client should note
that the prices of instruments in which Poket will trade may be volatile. Market movements are difficult
to predict and are influenced by, among other things, government trade, fiscal, monetary and exchange
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