Signature Resources Capital Management LLC

ITEM 5 – FEES AND COMPENSATION
Fee Schedule

Investment Management Services
SRCM charges advisory fees for Investment Management Services. SRCM’s advisory fees are charged based on a
percentage of the client’s total assets under management (generally inclusive of cash and negative margin balances) per
the following schedules:

                           Total Assets Under Management
                    From                                       To                                  Annual Fee
                     $0                                     $999,999                               Up to 1.50%
                                  Over $1,000,000                                                  Negotiable

SRCM may charge a program fee for accounts under $250,000 (see fee schedule below). These fees are in addition to
our standard investment management fee noted above.

                        Total Assets Under Management
                   From                                  To                                    Annual Program Fee
                    $0                                 $50,000                                    Up to 0.30%
                  $50,001                             $100,000                                    Up to 0.20%
                 $100,001                             $250,000                                    Up to 0.10%

Fees are prorated based on mid-quarter client deposits and withdrawals in the following quarter.

Our fee schedules are negotiable based on a number of factors including but not limited to: “grandfathered” accounts,
related accounts, types of investments managed and other structures that we consider in special situations. We also
manage some family, client and related accounts without charge. We reserve the right to change the annual advisory
fee schedule listed above at any time. Lower fees for comparable services may be available from other sources.

Financial Planning & Consulting Services
When not considered part of the investment management fee, SRCM may charge clients an hourly fee generally at the
rate of $350 per hour or a fixed fee that generally ranges from $500 to $7,500 for financial planning and consulting
services. Such fees are based on the complexity of the plan or project and the range of services provided. Rates are
negotiable, and SRCM reserves the right to change these fees at any time.

Billing Methods

Investment Management Services
SRCM’s advisory fees are payable quarterly in advance and due on the first day of each calendar quarter. The formula
used for the calculation is as follows: Billed Market Value * Annual Fee (percentage-of-assets-based) * Days in Quarter / Days
in Year = Quarterly Fee Amount

In-Advance Billing
We bill clients in advance of each quarter for services to be provided through that quarter. Accounts for which advisory
services are provided on a first-time basis are billed retroactively for that quarter and in advance for the following
quarter at the end of the first quarter during which services have been provided. This can result in a larger charged fee

                                               Date of Brochure: March 26, 2026

for the client’s first quarter end. The client’s advisory fee statement will break out the in-advance portion and the
retroactive portion(s) along with the total corresponding to the debit in their account.

Billed Market Value
We utilize a “period end value” system to determine the market value of the assets upon which we assess a fee for
advisory services. The method identifies a designated day of the account’s value to use as the billed value, which for
SRCM clients are the ends of each calendar quarter: March 31, June 30, September 30 and December 31. Where we
specifically have deemed assets residing within a particular account to be excluded from billing, we subtract the value
of those assets from the account’s quarter-end value to determine the total billed value. The value of the accrued interest
as of the quarter end value will be added to the account’s period end value for the billed value.

Days in Billing Period
The fee calculation is based on the exact number of days that occurred during that quarter.

At a client’s request, SRCM provides advice and consultation at an hourly rate or on a negotiated flat fee basis. These
fees are negotiable depending on the nature and complexity of each client’s circumstances. In these instances, SRCM
may provide an estimate of the total hours required at the start of the relationship and may require client written
consent. In such situations, the hourly or flat fees charged may be paid in addition to the annual fee listed above.

It is up to the client whether they wish to have the advisory fees withdrawn directly from their custodian account or
pay by check. With client authorization, SRCM will automatically withdraw SRCM’s advisory fee from the client’s
account held by an independent custodian. Typically, the custodian withdraws advisory fees from the client’s account
during the first month of each quarter based on SRCM’s instruction. All clients will receive brokerage statements from
the custodian no less frequently than quarterly. The custodian statement will show the deduction of the advisory fee
for those clients who authorize the advisory fees to be withdrawn directly from their custodian account.

Upon request, SRCM will send a statement to each client who authorizes SRCM to withdraw fees directly from the
custodian. The statement will show the value of the client’s assets upon which the fee is based, the amount of the fee,
how SRCM calculated the fee, and any adjustments for contributions and withdrawals. It is the client’s responsibility
to verify the accuracy of the fee calculation. The custodian will not determine whether the fee is properly calculated.

Upon request, SRCM will send an invoice to all clients who choose not to have advisory fees withdrawn directly from
...

ITEM 7 – TYPES OF CLIENTS
SRCM offers discretionary and non-discretionary investment management services and financial planning services to
individuals, high net worth individuals, trusts and estates, and individual participants of retirement plans. In addition,
we offer advisory services to pension and profit- sharing plans, charitable organizations and businesses.

Our Retirement Plan Services are available to clients that are sponsors or other fiduciaries to plans, including 401(k),
457(b), 403(b) and 401(a) plans. Plans include participant-directed defined contribution plans and defined benefit
plans. Plans may or may not be subject to ERISA.

Account Requirements
Generally, SRCM requires a minimum of $250,000 to establish a new investment management account (with accounts
aggregated at the household level). For accounts under $250,000, a program fee generally will be charged to the
account in addition to the investment management fee. SRCM may reduce or waive the new account minimum
requirements at our discretion. In addition, we may continue to service existing accounts that have values below this
minimum.

SRCM does not require a minimum asset amount for Consulting Services.