|
⚲
|
| Keyboard |
| Sound Financial LLC
✚
|
|
|---|---|
| CRD # | 292271 |
| SEC # | 801-125761 |
| CIK # | 0001783407, 0001410087 |
| AUM | 210.8 M (2026-03-06) |
| Employees | 9 (78% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 425-332-6568 |
| Address | |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 180 | 85.0 |
| (b) Individuals (high net worth individuals) | 68 | 125.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 786 | 210.8 |
| By Discretionary | ||
| Discretionary | 771 | 178.9 |
| Non-Discretionary | 15 | 31.9 |
| Total | 786 | 210.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 210.8 | |
| Total | 786 | 210.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001410087] | |
| 10-Q | [0001410087] | |
| 4 | [0001410087] | |
| 8-K | [0001410087] | |
| 3 | [0001783407] | |
| 4 | [0001783407] | |
| 6-K | [0001783407] | |
| SC 13G | [0001783407] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 10 (1 non-US) |
| Serves | Institutional, Retail, Research |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Sound Group Inc | |
| Lai Jinnan Marco | |
| Zhang Ming | |
| Li Yipeng | |
| Li Zelong | |
| Ding Ning | |
| Ren Juan | |
| Wang Xiang | |
| Lu Chengfang | |
| Sound Financial Inc | |
| Deines Matthew | |
| Stewart Laura Lee | |
| Moran Matthew F |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Sound Financial Inc SNFL
Common Stock
|
2012-02-28 | Grant | 1,860 | $0.00 | |
|
Sound Financial Inc SNFL
Common Stock
|
2012-02-28 | Grant | 1,865 | $0.00 | |
|
Sound Financial Inc SNFL
Stock Option (Right to Buy) · derivative
|
2012-02-28 | Grant | 5,000 | $0.00 | |
|
Sound Financial Inc SNFL
Common Stock
|
2012-02-28 | Grant | 1,860 | $0.00 | |
|
Sound Financial Inc SNFL
Stock Option (Right to Buy) · derivative
|
2012-02-28 | Grant | 5,117 | $0.00 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Brixton Capital Wealth Advisors LLC
✚
|
NY | 212.4 M |
|
Madrid Wealth Management LLC
✚
|
NM | 212.1 M |
|
Jamison Hanson Advisors LLC
✚
|
OR | 212.0 M |
|
Diamond Wealth Management LLC
✚
|
UT | 212.0 M |
|
Regatta Research & Money Management LLC
✚
|
LA | 211.5 M |
|
Shaffer Capital Advisers LLC
✚
|
OH | 211.1 M |
|
Fidelis Wealth Advisors LLC
✚
|
CO | 210.4 M |
|
TM Wealth Management LLC
✚
|
VA | 209.8 M |
|
IMG Wealth Management Inc
✚
|
FL | 209.7 M |
|
Financial Investment Team Inc
✚
|
OR | 209.1 M |