Shaffer Capital Advisers LLC

Item 5 - Fees and Compensation
A. Financial Planning & Consulting
Fees for financial planning services listed on Schedule A of the Financial Planning Agreement will be based
on the good faith representations of both parties. Changes in Client circumstances, omission of relevant
facts or other information may require financial planning services to be modified or updated at an additional
expense to Client. Financial planning fees start at $500 and will increase based on the complexity of the
Financial Plan “Plan”. Client will have thirty (30) days from delivery of the Plan to consult with SCA and
make any adjustments the Client deems necessary prior to the Financial Planning Agreement terminating.

If Client would like SCA to monitor and maintain their Plan on an ongoing basis, SCA will do so according
to the Financial Plan Monitoring & Maintenance Agreement. The Monitoring and Maintenance monthly fee
equals 5% of the total Plan fee as indicated in Client’s most recent, fully executed, Financial Planning
Agreement.

If it is determined that a new Plan is needed due to changes in Client’s goals, objectives and/or priorities, a
new Financial Planning Agreement would need to be executed by Client and SCA. Furthermore, if a new
Plan is created and delivered by SCA to Client, a new Financial Plan Monitoring & Maintenance Agreement
will be required to receive ongoing monitoring and maintenance services pursuant to the new Plan. Fees for
financial planning services may be higher or lower than comparable services offered elsewhere.

SC reserves the right to offset or waive fees or a portion thereof.

Travel expenses will be charged to Client for meeting locations greater than 75 miles of Shaffer Capital’s
office in Westerville, Ohio. Travel expenses include airfare, lodging, rental car, gasoline, parking, tolls,
train/bus/cab fares and all meals paid by SC representatives.

B. Investment Management
Client fees for SC’s investment management services will be based on a percentage of Account assets, with
each quarterly fee based on the value of Account assets as of the last day of the preceding quarter, and such
expenses shall be billed quarterly, in advance, pursuant to the applicable fee schedule set forth in the
Investment Management Agreement. The fees for any partial quarter shall be determined based on the days
during the quarter in which the Agreement is in effect. SC does not participate in management fees or
Custodian fees charged by the Custodian, mutual funds, retirement plan Custodians, and non-affiliated
investment managers, and such fees are separate from the fees described under the Agreement. SC’s fees for
investment management services may be higher or lower than comparable services offered elsewhere. SC
reserves the right to offset or waive fees or a portion thereof. Annualized fees range from 0.05% to 1.00%
of Account assets.

C. Investment Consulting
Client fees for SC’s investment consulting services will be based on a percentage of Account assets, with
each quarterly fee based on the value of Account assets as of the last day of the preceding quarter, and such
expenses shall be billed quarterly, in advance, pursuant to the applicable fee schedule set forth in the
Investment Consulting Agreement. The fees for any partial quarter shall be determined based on the days
during the quarter in which the Agreement is in effect. SC does not participate in management fees or
custodian fees charged by brokerage firms, mutual funds, retirement plan custodians, and non-affiliated
investment managers, and such fees are separate from the fees described under the Agreement. SC’s fees
for investment consulting services may be higher or lower than comparable services offered elsewhere. SC
reserves the right to offset or waive fees or a portion thereof. Annualized fees range from 0.10% to 0.70%
of Account assets.

D. Employer-Sponsored Retirement Plans

1. Fiduciary Investment Services
       • Plan Investment Services
                 • Fees for Plan Investment Services will be based on a percentage of Plan assets, with each
                   quarterly fee based on the value of Plan assets as of the last day of the preceding quarter,
                   and such expenses shall be billed quarterly, in advance, pursuant to the applicable fee
                   schedule in the Retirement Plan Services Agreement. The fees for any partial quarter
                   shall be determined based on the days during the quarter in which the Agreement is in
                   effect. SC does not participate in management fees or custodian fees charged by
                   brokerage firms, mutual funds, retirement plan custodians, and non-affiliated investment
                   managers, and such fees are separate from those described in the Agreement. Annualized
                   fees range from 0.025% to 0.25% of Plan assets.

       • Participant Investment Advisory Services

                 • Fees for Participant Investment Advisory Services will be calculated and billed quarterly
                   using a flat dollar amount per Plan participant or beneficiary with a balance. Annualized
                   per participant/beneficiary fees range from $0 to $125.

2. Non-Fiduciary Services
       • Financial & Plan Education Services

                 • Fees for Financial & Plan Education Services will be calculated and billed quarterly using
                   a flat dollar amount per Plan participant or beneficiary with a balance. Annualized per
                   participant/beneficiary fees range from $0 to $30.

       • All Other Non-Fiduciary Services

                 • Fees for Investment Policy Statement (IPS) creation, review, and updates; and Assistance
                   to the Plan Sponsor in the review and evaluation of the Plan, Plan provisions, and service
                   providers will be billed and hourly rate of $300 per hour.

3. Model Portfolios
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Item 7 - Types of Clients, Account Minimums
A. Types of Clients:
Shaffer Capital advises both individual and businesses clients in defining and pursuing their financial
objectives and fiduciary responsibilities.

B. Account Minimums:
       Minimums for SC portfolios:

   -   Shaffer Capital Global Asset Allocation Portfolios ($25,000 minimum per account)
   -   Shaffer Capital Equity-Income ($50,000 minimum per account)
   -   Shaffer Capital Growth-Equity Portfolio ($50,000 minimum per account)
   -   Shaffer Capital Core-Equity Portfolio ($50,000 minimum per account)
   -   Shaffer Capital Fixed-Income Portfolios ($75,000 minimum per account)
   -   Shaffer Capital Balanced Portfolios ($100,000 minimum per account)
   -   Custom Allocation ($250,000 minimum per account)