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| Regatta Research & Money Management LLC
✚
|
|
|---|---|
| CRD # | 113181 |
| SEC # | 801-60383 |
| CIK # | |
| AUM | $153.3 MM (2023-03-31) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 504-831-4636 |
| Address | 6620 Riverside Drive Metairie, LA 70003 |
| Source | [IAPD] [Website] [Twitter] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,342 | 65.2 |
| (b) Individuals (high net worth individuals) | 57 | 78.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 3.6 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 6.2 |
| (n) Other | 0 | 0.0 |
| Total | 1,413 | 153.3 |
| By Discretionary | ||
| Discretionary | 1,398 | 153.1 |
| Non-Discretionary | 15 | 0.2 |
| Total | 1,413 | 153.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 153.3 | |
| Total | 1,413 | 153.3 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
IFS Advisors LLC
✚
|
KS | 0.2 |
|
Tevis Investment Management LLC
✚
|
TX | 0.2 |
|
Horizon Financial Services LLC
✚
|
NC | 0.2 |
|
Bay Financial Planning & Tax Services LLC
✚
|
MD | 0.2 |
|
West Ridge Advisors LLC
✚
|
NV | 0.2 |
|
Waycross Investment Management Company
✚
|
WA | 0.2 |
|
Barnett & Co Inc
✚
|
TN | 0.2 |
|
Cygnet Financial Planning Inc
✚
|
MI | 0.2 |
|
Brooklyn FI LLC
✚
|
NY | 0.2 |
|
Blue Water Capital Management LLC
✚
|
NY | 0.2 |